Oxford Square Capital Corp.
OXSQ- Exchange
- Nasdaq
- SEC CIK
- 0001259429
In the last 90 days, Oxford Square Capital Corp. insiders filed 0 open-market purchases and 1 sale; 46 institutions reported holding it in 13F filings for Q2 2026, worth $3.89M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Oxford Square Capital Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +4 vs. Q2 2023
- Shares held
- 3.86M
- −108.7K (−2.7%) vs. Q2 2023
- Total value
- $11.6M
- +$1.10M (+10.4%) vs. Q2 2023
- New holders
- 7
- 21 more added
- Sold out
- 3
- 13 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXSQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $3.89M |
| Q1 2026 | 48 | $4.98M |
| Q4 2025 | 53 | $7.23M |
| Q3 2025 | 60 | $9.49M |
| Q2 2025 | 53 | $11.2M |
| Q1 2025 | 52 | $11.9M |
| Q4 2024 | 53 | $10.8M |
| Q3 2024 | 46 | $11.0M |
| Q2 2024 | 45 | $10.0M |
| Q1 2024 | 48 | $9.94M |
| Q4 2023 | 52 | $10.7M |
| Q3 2023 | 51 | $11.6M |
| Q2 2023 | 49 | $10.7M |
| Q1 2023 | 54 | $7.87M |
| Q4 2022 | 52 | $8.35M |
| Q3 2022 | 52 | $7.33M |
| Q2 2022 | 51 | $8.11M |
| Q1 2022 | 53 | $9.52M |
| Q4 2021 | 51 | $9.93M |
| Q3 2021 | 48 | $12.8M |
| Q2 2021 | 48 | $18.2M |
| Q1 2021 | 55 | $16.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Oxford Square Capital Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 99 | $297 | 0.00% | +3+3.1% | Added |
| Qube Research & Technologies Ltd | 144 | $433 | 0.00% | +144 | New |
| JPMorgan Chase & Co | 188 | $566 | 0.00% | −391−67.5% | Reduced |
| Farther Finance Advisors, LLC | 313 | $942 | 0.00% | +11+3.6% | Added |
| Flaharty Asset Management, LLC | 500 | $1.50K | 0.00% | +500 | New |
| Simplex Trading, LLC | 815 | $2.00K | 0.00% | +815 | New |
| Bank of America Corp | 1,057 | $3.18K | 0.00% | −800−43.1% | Reduced |
| Focused Wealth Management, Inc | 1,291 | $3.89K | 0.00% | +29+2.3% | Added |
| Hexagon Capital Partners LLC | 3,100 | $9.33K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,204 | $12.7K | 0.00% | +2,200+109.8% | Added |
| Cary Street Partner Investment Advisory LLC | 5,000 | $15.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,827 | $23.6K | 0.00% | +10.0% | Added |
| CWM, LLC | 8,008 | $24.0K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 10,000 | $30.1K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 10,500 | $31.6K | 0.00% | −3,100−22.8% | Reduced |
| AE Wealth Management LLC | 10,747 | $32.3K | 0.00% | +6+0.1% | Added |
| Cetera Advisors LLC | 10,930 | $32.9K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,051 | $33.3K | 0.00% | −255,706−95.9% | Reduced |
| Royal Bank of Canada | 11,800 | $36.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,584 | $38.0K | 0.00% | +12,584 | New |
| Moisand Fitzgerald Tamayo, LLC | 13,166 | $39.6K | 0.01% | +457+3.6% | Added |
| Sigma Planning Corp | 13,932 | $41.9K | 0.00% | −997−6.7% | Reduced |
| Northern Trust Corp | 14,684 | $44.2K | 0.00% | −341−2.3% | Reduced |
| XTX Topco Ltd | 16,650 | $50.1K | 0.01% | −46,653−73.7% | Reduced |
| Raymond James & Associates | 18,422 | $55.5K | 0.00% | 00.0% | Unchanged |
| Csenge Advisory Group | 19,089 | $57.5K | 0.00% | +19,089 | New |
| Citadel Advisors LLC | 19,409 | $58.4K | 0.00% | +5,939+44.1% | Added |
| Cetera Advisor Networks LLC | 23,526 | $70.8K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 24,594 | $74.0K | 0.00% | +7,416+43.2% | Added |
| Hunting Hill Global Capital, LLC | 24,728 | $74.4K | 0.04% | −204,023−89.2% | Reduced |
| UBS Group AG | 26,970 | $81.2K | 0.00% | +6,637+32.6% | Added |
| LPL Financial LLC | 28,732 | $86.5K | 0.00% | +243+0.9% | Added |
| Creative Planning | 34,737 | $104.6K | 0.00% | −2,243−6.1% | Reduced |
| Eagle Global Advisors LLC | 44,815 | $134.9K | 0.01% | +44,815 | New |
| Morgan Stanley | 45,427 | $136.7K | 0.00% | −3,079−6.3% | Reduced |
| Great West Life Assurance Co | 53,965 | $163.0K | 0.00% | +11,123+26.0% | Added |
| Quadrature Capital Ltd | 56,862 | $171.2K | 0.00% | −43,250−43.2% | Reduced |
| Kingsview Wealth Management, LLC | 58,368 | $175.7K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 75,161 | $226.2K | 0.00% | +75,161 | New |
| Commonwealth Equity Services, LLC | 98,471 | $296.0K | 0.00% | +1,626+1.7% | Added |
| Virtus ETF Advisers LLC | 116,717 | $351.3K | 0.21% | +54,949+89.0% | Added |
| International Assets Investment Management, LLC | 119,553 | $358.7K | 0.05% | +3,000+2.6% | Added |
| Moloney Securities Asset Management, LLC | 136,247 | $410.1K | 0.07% | −18,383−11.9% | Reduced |
| BlackRock Inc. | 157,994 | $475.6K | 0.00% | −69,865−30.7% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 169,339 | $509.7K | 0.00% | +24,519+16.9% | Added |
| Marshall Wace, LLP | 303,568 | $913.7K | 0.00% | +65,346+27.4% | Added |
| Legal & General Group Plc | 373,825 | $1.13M | 0.00% | +13,804+3.8% | Added |
| Two Sigma Investments, LP | 515,486 | $1.55M | 0.00% | +2,200+0.4% | Added |
| Two Sigma Advisers, LP | 561,073 | $1.69M | 0.00% | +32,400+6.1% | Added |
| Millennium Management LLC | 582,813 | $1.75M | 0.00% | +235,151+67.6% | Added |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −61,626−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −18,238−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Cowen Prime Advisors LLC | – | – | – | – | Not filed |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |