OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in OptiNose, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −18 vs. Q2 2024
- Shares held
- 108.8M
- +4.49M (+4.3%) vs. Q2 2024
- Total value
- $72.7M
- −$36.2M (−33.2%) vs. Q2 2024
- New holders
- 5
- 20 more added
- Sold out
- 23
- 19 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | −38−27.5% | Reduced |
| Farther Finance Advisors, LLC | 8 | $5 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 168 | $113 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 250 | $168 | 0.00% | −215−46.2% | Reduced |
| UBS Group AG | 441 | $295 | 0.00% | −1,157−72.4% | Reduced |
| Bank of America Corp | 1,211 | $812 | 0.00% | −13,927−92.0% | Reduced |
| National Bank of Canada | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,907 | $1.28K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 5,728 | $3.84K | 0.00% | +557+10.8% | Added |
| JPMorgan Chase & Co | 7,016 | $4.70K | 0.00% | −929−11.7% | Reduced |
| Catalyst Funds Management Pty Ltd | 7,200 | $4.82K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,274 | $5.54K | 0.00% | −15,300−64.9% | Reduced |
| Truist Financial Corp | 10,000 | $6.70K | 0.00% | 00.0% | Unchanged |
| AJOVista, LLC | 11,307 | $7.58K | 0.03% | +11,307 | New |
| Mariner, LLC | 12,203 | $8.18K | 0.00% | 00.0% | Unchanged |
| Legato Capital Management LLC | 12,356 | $8.28K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 13,805 | $9.00K | 0.00% | +3,349+32.0% | Added |
| Victory Capital Management Inc | 14,945 | $10.0K | 0.00% | +412+2.8% | Added |
| XTX Topco Ltd | 21,633 | $14.5K | 0.00% | −62,871−74.4% | Reduced |
| HSBC Holdings PLC | 21,745 | $15.2K | 0.00% | −8,234−27.5% | Reduced |
| HighMark Wealth Management LLC | 25,000 | $16.8K | 0.01% | 00.0% | Unchanged |
| FreeGulliver LLC | 28,450 | $19.1K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 30,235 | $20.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 36,174 | $24.2K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 42,115 | $28.2K | 0.00% | −106,436−71.6% | Reduced |
| Jane Street Group, LLC | 42,314 | $28.4K | 0.00% | −333,157−88.7% | Reduced |
| Invesco Ltd. | 42,677 | $28.6K | 0.00% | +6,603+18.3% | Added |
| Prudential Financial Inc | 49,200 | $33.0K | 0.00% | +4,600+10.3% | Added |
| Barclays PLC | 49,658 | $33.3K | 0.00% | −21,572−30.3% | Reduced |
| Engineers Gate Manager LP | 53,845 | $36.1K | 0.00% | +33,150+160.2% | Added |
| Aster Capital Management (DIFC) Ltd | 58,480 | $39.2K | 0.01% | +58,480 | New |
| HRT Financial LP | 65,356 | $43.0K | 0.00% | −3,790−5.5% | Reduced |
| Palumbo Wealth Management LLC | 78,378 | $52.5K | 0.02% | −57,153−42.2% | Reduced |
| Morgan Stanley | 84,183 | $56.4K | 0.00% | −50,107−37.3% | Reduced |
| Gsa Capital Partners LLP | 91,084 | $61.0K | 0.00% | +91,084 | New |
| Brown Brothers Harriman & Co | 100,000 | $67.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 161,576 | $108.3K | 0.00% | +129,303+400.7% | Added |
| Bank of New York Mellon Corp | 182,685 | $122.4K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 227,000 | $152.1K | 0.00% | −6,100−2.6% | Reduced |
| Bridgeway Capital Management, LLC | 243,100 | $162.9K | 0.00% | +25,000+11.5% | Added |
| Northern Trust Corp | 253,557 | $169.9K | 0.00% | −384,576−60.3% | Reduced |
| Squarepoint Ops LLC | 322,755 | $216.2K | 0.00% | +151,145+88.1% | Added |
| State Street Corp | 341,303 | $228.7K | 0.00% | +42,500+14.2% | Added |
| Prelude Capital Management, LLC | 360,000 | $241.2K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 402,801 | $269.9K | 0.00% | +169,566+72.7% | Added |
| Millennium Management LLC | 629,121 | $421.5K | 0.00% | −446,519−41.5% | Reduced |
| J. Goldman & Co LP | 675,000 | $452.3K | 0.02% | +675,000 | New |
| BlackRock, Inc. | 778,380 | $521.5K | 0.00% | +778,380 | New |
| GMT Capital Corp | 1,110,702 | $744.2K | 0.03% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 1,140,626 | $764.2K | 0.04% | +152,435+15.4% | Added |
| Prescott Group Capital Management, L.L.C. | 1,252,088 | $838.9K | 0.12% | +469,023+59.9% | Added |
| Geode Capital Management, LLC | 1,298,333 | $870.1K | 0.00% | +326,918+33.7% | Added |
| Velan Capital Investment Management LP | 2,146,608 | $1.44M | 1.56% | −346,222−13.9% | Reduced |
| Easterly Investment Partners LLC | 2,359,239 | $1.58M | 0.13% | +113,015+5.0% | Added |
| Massachusetts Financial Services Co | 3,075,638 | $2.06M | 0.00% | +155,329+5.3% | Added |
| Vanguard Group Inc | 3,854,345 | $2.58M | 0.00% | 00.0% | Unchanged |
| Bleichroeder LP | 4,045,132 | $2.71M | 0.73% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 5,000,000 | $3.35M | 0.00% | 00.0% | Unchanged |
| Kingdon Capital Management, L.L.C. | 5,599,237 | $3.75M | 0.55% | 00.0% | Unchanged |
| Stonepine Capital Management, LLC | 5,688,590 | $3.81M | 2.41% | +3,338,580+142.1% | Added |
| Rosalind Advisors, Inc. | 8,287,503 | $5.55M | 3.68% | +740,355+9.8% | Added |
| Great Point Partners LLC | 12,861,136 | $8.62M | 2.60% | −865,961−6.3% | Reduced |
| MVM Partners, LLC | 14,605,263 | $9.53M | 10.40% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 14,356,703 | $9.62M | 0.81% | +937,963+7.0% | Added |
| FMR LLC | 16,541,849 | $11.1M | 0.00% | +518,610+3.2% | Added |
| BIT Capital GmbH | 0 | $0 | 0.00% | −624,007−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −308,020−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −160,908−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −131,200−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −84,806−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −83,141−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −81,782−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −76,185−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −39,048−100.0% | Sold out |
| Mirae Asset Global ETFs Holdings Ltd. | 0 | $0 | 0.00% | −37,421−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −26,500−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −13,433−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −12,449−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −12,037−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −9,054−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −3,671−100.0% | Sold out |
| ADAR1 Capital Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −615−100.0% | Sold out |
| Triad Wealth Partners, LLC | 0 | $0 | 0.00% | −230−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |