OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in OptiNose, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +7 vs. Q1 2024
- Shares held
- 109.6M
- +30.3M (+38.3%) vs. Q1 2024
- Total value
- $114.3M
- −$1.35M (−1.2%) vs. Q1 2024
- New holders
- 29
- 24 more added
- Sold out
- 22
- 24 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 138 | $0 | 0.00% | −4,628−97.1% | Reduced |
| CWM, LLC | 60 | $0 | 0.00% | +53+757.1% | Added |
| Farther Finance Advisors, LLC | 8 | $8 | 0.00% | −50−86.2% | Reduced |
| Nisa Investment Advisors, LLC | 50 | $52 | 0.00% | +29+138.1% | Added |
| SRS Capital Advisors, Inc. | 168 | $175 | 0.00% | +168 | New |
| Triad Wealth Partners, LLC | 230 | $239 | 0.00% | +230 | New |
| Wells Fargo & Company | 465 | $484 | 0.00% | −21,613−97.9% | Reduced |
| New York State Common Retirement Fund | 615 | $640 | 0.00% | −47,024−98.7% | Reduced |
| Signaturefd, LLC | 1,400 | $1.46K | 0.00% | +1,400 | New |
| National Bank of Canada | 1,500 | $1.57K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,598 | $1.66K | 0.00% | −71,643−97.8% | Reduced |
| BNP Paribas Arbitrage, SA | 1,907 | $1.98K | 0.00% | −176,606−98.9% | Reduced |
| ADAR1 Capital Management, LLC | 3,000 | $3.12K | 0.00% | +3,000 | New |
| Macquarie Group Ltd | 3,671 | $3.82K | 0.00% | +3,671 | New |
| Russell Investments Group, Ltd. | 5,171 | $5.38K | 0.00% | +190+3.8% | Added |
| Catalyst Funds Management Pty Ltd | 7,200 | $7.49K | 0.00% | +7,200 | New |
| JPMorgan Chase & Co | 7,945 | $8.26K | 0.00% | −119,398−93.8% | Reduced |
| Rhumbline Advisers | 9,054 | $9.41K | 0.00% | −85,031−90.4% | Reduced |
| Arete Wealth Advisors, LLC | 10,000 | $10.0K | 0.00% | +10,000 | New |
| Truist Financial Corp | 10,000 | $10.4K | 0.00% | +10,000 | New |
| Virtu Financial LLC | 10,456 | $11.0K | 0.00% | +10,456 | New |
| Tradition Wealth Management, LLC | 12,037 | $12.5K | 0.00% | +12,037 | New |
| Mariner, LLC | 12,203 | $12.7K | 0.00% | −474−3.7% | Reduced |
| Legato Capital Management LLC | 12,356 | $12.8K | 0.00% | +20.0% | Added |
| Jump Financial, LLC | 12,449 | $12.9K | 0.00% | +12,449 | New |
| SG Americas Securities, LLC | 13,433 | $14.0K | 0.00% | +13,433 | New |
| Victory Capital Management Inc | 14,533 | $15.1K | 0.00% | +3,994+37.9% | Added |
| Bank of America Corp | 15,138 | $15.7K | 0.00% | +4,392+40.9% | Added |
| Engineers Gate Manager LP | 20,695 | $21.5K | 0.00% | +20,695 | New |
| Tower Research Capital LLC (TRC) | 23,574 | $24.5K | 0.00% | +18,109+331.4% | Added |
| HighMark Wealth Management LLC | 25,000 | $26.0K | 0.02% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 26,500 | $27.6K | 0.00% | +26,500 | New |
| FreeGulliver LLC | 28,450 | $29.6K | 0.02% | +18,000+172.2% | Added |
| HighTower Advisors, LLC | 30,235 | $31.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 29,979 | $31.5K | 0.00% | −306−1.0% | Reduced |
| Citigroup Inc | 32,273 | $33.6K | 0.00% | +22,105+217.4% | Added |
| Invesco Ltd. | 36,074 | $37.5K | 0.00% | +3,977+12.4% | Added |
| Charles Schwab Investment Management Inc | 36,174 | $37.6K | 0.00% | −166,635−82.2% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 37,421 | $38.9K | 0.00% | +37,421 | New |
| Citadel Advisors LLC | 39,048 | $40.6K | 0.00% | −64,425−62.3% | Reduced |
| Prudential Financial Inc | 44,600 | $46.4K | 0.00% | +8,160+22.4% | Added |
| HRT Financial LP | 69,146 | $71.0K | 0.00% | +69,146 | New |
| Barclays PLC | 71,230 | $74.1K | 0.00% | −29,557−29.3% | Reduced |
| Assenagon Asset Management S.A. | 76,185 | $79.2K | 0.00% | −10,911−12.5% | Reduced |
| Alpine Global Management, LLC | 81,782 | $85.1K | 0.01% | +81,782 | New |
| Paloma Partners Management Co | 83,141 | $86.5K | 0.01% | +83,141 | New |
| XTX Topco Ltd | 84,504 | $87.9K | 0.01% | +84,504 | New |
| Y-Intercept (Hong Kong) Ltd | 84,806 | $88.2K | 0.00% | +84,806 | New |
| Brown Brothers Harriman & Co | 100,000 | $104.0K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 131,200 | $136.4K | 0.01% | +131,200 | New |
| Morgan Stanley | 134,290 | $139.7K | 0.00% | −47,884−26.3% | Reduced |
| Palumbo Wealth Management LLC | 135,531 | $141.0K | 0.06% | +16,503+13.9% | Added |
| Qube Research & Technologies Ltd | 148,551 | $154.5K | 0.00% | +148,551 | New |
| Verition Fund Management LLC | 160,908 | $167.3K | 0.00% | +160,908 | New |
| Squarepoint Ops LLC | 171,610 | $178.5K | 0.00% | +108,903+173.7% | Added |
| Bank of New York Mellon Corp | 182,685 | $190.0K | 0.00% | −173,952−48.8% | Reduced |
| Bridgeway Capital Management, LLC | 218,100 | $226.8K | 0.01% | −120,000−35.5% | Reduced |
| Renaissance Technologies LLC | 233,100 | $242.4K | 0.00% | −48,800−17.3% | Reduced |
| Susquehanna International Group, LLP | 233,235 | $242.6K | 0.00% | +233,235 | New |
| State Street Corp | 298,803 | $310.8K | 0.00% | −1,064,129−78.1% | Reduced |
| Goldman Sachs Group Inc | 308,020 | $320.3K | 0.00% | +182,982+146.3% | Added |
| Prelude Capital Management, LLC | 360,000 | $374.4K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 375,471 | $390.5K | 0.00% | +375,471 | New |
| BIT Capital GmbH | 624,007 | $649.0K | 0.06% | +624,007 | New |
| Northern Trust Corp | 638,133 | $663.7K | 0.00% | +17,740+2.9% | Added |
| Prescott Group Capital Management, L.L.C. | 783,065 | $814.0K | 0.13% | −56,502−6.7% | Reduced |
| Geode Capital Management, LLC | 971,415 | $1.01M | 0.00% | −599,245−38.2% | Reduced |
| Rice Hall James & Associates, LLC | 988,191 | $1.03M | 0.06% | −5,077−0.5% | Reduced |
| Millennium Management LLC | 1,075,640 | $1.12M | 0.00% | +744,954+225.3% | Added |
| GMT Capital Corp | 1,110,702 | $1.16M | 0.04% | +1,110,702 | New |
| Easterly Investment Partners LLC | 2,246,224 | $2.34M | 0.21% | +208,185+10.2% | Added |
| Stonepine Capital Management, LLC | 2,350,010 | $2.44M | 2.23% | +2,350,010 | New |
| Velan Capital Investment Management LP | 2,492,830 | $2.59M | 1.49% | −508,361−16.9% | Reduced |
| Massachusetts Financial Services Co | 2,920,309 | $3.04M | 0.00% | +81,233+2.9% | Added |
| Vanguard Group Inc | 3,854,345 | $4.01M | 0.00% | −388,265−9.2% | Reduced |
| Bleichroeder LP | 4,045,132 | $4.21M | 1.25% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 5,000,000 | $5.20M | 0.01% | +5,000,000 | New |
| BlackRock Inc. | 5,274,114 | $5.49M | 0.00% | +990,798+23.1% | Added |
| Kingdon Capital Management, L.L.C. | 5,599,237 | $5.82M | 0.90% | +1,700,000+43.6% | Added |
| Rosalind Advisors, Inc. | 7,547,148 | $7.85M | 6.21% | +3,005,659+66.2% | Added |
| Great Point Partners LLC | 13,727,097 | $14.3M | 2.73% | +4,940,779+56.2% | Added |
| Nantahala Capital Management, LLC | 13,418,740 | $14.4M | 1.45% | +10,944,444+442.3% | Added |
| MVM Partners, LLC | 14,605,263 | $15.0M | 15.07% | 00.0% | Unchanged |
| FMR LLC | 16,023,239 | $16.7M | 0.00% | +1,455,424+10.0% | Added |
| Oracle Investment Management Inc | 0 | $0 | 0.00% | −325,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −307,613−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −112,190−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −76,010−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −39,156−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −35,933−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −22,232−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −21,179−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −18,651−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −19,053−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −13,687−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −13,138−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −7,330−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −6,629−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −6,021−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −5,026−100.0% | Sold out |