Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Novavax Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 200
- −25 vs. Q3 2023
- Shares held
- 77.8M
- +16.1M (+26.2%) vs. Q3 2023
- Total value
- $376.0M
- −$70.8M (−15.8%) vs. Q3 2023
- New holders
- 26
- 65 more added
- Sold out
- 51
- 52 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| China Universal Asset Management Co., Ltd. | 13,743 | $66.0K | 0.01% | +11,319+467.0% | Added |
| Tower Research Capital LLC (TRC) | 13,944 | $66.9K | 0.00% | +7,072+102.9% | Added |
| Oppenheimer & Co Inc | 14,689 | $70.5K | 0.00% | −1,678−10.3% | Reduced |
| HSBC Holdings PLC | 14,761 | $71.5K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 15,000 | $72.0K | 0.02% | −1,659−10.0% | Reduced |
| Victory Capital Management Inc | 15,091 | $72.4K | 0.00% | +15,091 | New |
| Nebula Research & Development LLC | 15,525 | $74.5K | 0.02% | +15,525 | New |
| Virtus ETF Advisers LLC | 16,271 | $78.1K | 0.05% | +3,458+27.0% | Added |
| Commonwealth Equity Services, LLC | 18,308 | $88.0K | 0.00% | +1,001+5.8% | Added |
| Creative Planning | 19,160 | $92.0K | 0.00% | +19,160 | New |
| Cambridge Investment Research Advisors, Inc. | 19,232 | $92.0K | 0.00% | −9,996−34.2% | Reduced |
| Sargent Investment Group, LLC | 20,345 | $97.7K | 0.02% | −4,900−19.4% | Reduced |
| Teacher Retirement System of Texas | 20,604 | $99.0K | 0.00% | −2,984−12.7% | Reduced |
| Marex Group plc | 21,102 | $101.3K | 0.00% | +7,480+54.9% | Added |
| Wolverine Asset Management LLC | 22,767 | $109.3K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 22,790 | $109.4K | 0.00% | −127−0.6% | Reduced |
| Franklin Resources Inc | 23,654 | $113.5K | 0.00% | −183−0.8% | Reduced |
| Principal Financial Group Inc | 24,721 | $118.7K | 0.00% | +1,219+5.2% | Added |
| Mendel Capital Management LLC | 24,860 | $119.3K | 0.09% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 24,867 | $119.4K | 0.00% | 00.0% | Unchanged |
| Ontario Teachers Pension Plan Board | 25,084 | $120.4K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 25,387 | $121.9K | 0.00% | +2,041+8.7% | Added |
| Man Group plc | 25,999 | $124.8K | 0.00% | – | – |
| Avenir Corp | 28,460 | $136.6K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 28,633 | $137.4K | 0.00% | +7,609+36.2% | Added |
| Wells Fargo & Company | 32,573 | $156.3K | 0.00% | −182,062−84.8% | Reduced |
| Invesco Ltd. | 32,852 | $157.7K | 0.00% | −1,817−5.2% | Reduced |
| Sculptor Capital LP | 33,500 | $160.8K | 0.00% | +33,500 | New |
| Manufacturers Life Insurance Company, The | 34,923 | $167.6K | 0.00% | +575+1.7% | Added |
| Janus Henderson Group PLC | 36,066 | $173.3K | 0.00% | −109−0.3% | Reduced |
| Jupiter Asset Management Ltd | 36,667 | $176.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 37,117 | $178.2K | 0.01% | +37,117 | New |
| Susquehanna International Group, LLP | 37,539 | $180.2K | 0.00% | −162,272−81.2% | Reduced |
| Voya Investment Management LLC | 37,630 | $180.6K | 0.00% | +2,875+8.3% | Added |
| Royal Bank of Canada | 43,196 | $208.0K | 0.00% | +17,338+67.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 43,116 | $210.8K | 0.00% | +2,583+6.4% | Added |
| Ensign Peak Advisors, Inc | 45,800 | $219.8K | 0.00% | +1,150+2.6% | Added |
| MetLife Investment Management | 46,018 | $220.9K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 46,167 | $221.6K | 0.00% | −736−1.6% | Reduced |
| DekaBank Deutsche Girozentrale | 45,000 | $222.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 47,340 | $227.2K | 0.00% | +3,886+8.9% | Added |
| Price T Rowe Associates Inc | 47,937 | $231.0K | 0.00% | −5,258−9.9% | Reduced |
| LPL Financial LLC | 49,082 | $235.6K | 0.00% | +2,973+6.4% | Added |
| Cresset Asset Management, LLC | 50,712 | $243.4K | 0.00% | +700+1.4% | Added |
| IMC-Chicago, LLC | 51,651 | $247.9K | 0.01% | +51,651 | New |
| Federated Hermes, Inc. | 52,713 | $253.0K | 0.00% | −409,114−88.6% | Reduced |
| Boothbay Fund Management, LLC | 53,506 | $256.8K | 0.01% | −46,494−46.5% | Reduced |
| Jefferies Financial Group Inc. | 56,611 | $271.7K | 0.00% | +56,611 | New |
| Martingale Asset Management L P | 58,625 | $281.4K | 0.01% | +13,218+29.1% | Added |
| Pennant Investors, LP | 60,300 | $289.4K | 0.09% | +60,300 | New |
| State of Wisconsin Investment Board | 62,688 | $300.9K | 0.00% | −1,596−2.5% | Reduced |
| Standard Life Aberdeen plc | 63,800 | $306.2K | 0.00% | +63,800 | New |
| Monaco Asset Management SAM | 67,149 | $322.3K | 0.12% | +37,149+123.8% | Added |
| Putnam Investments LLC | 70,712 | $339.4K | 0.00% | −126,913−64.2% | Reduced |
| UBS Asset Management Americas Inc | 70,793 | $339.8K | 0.00% | −29,421−29.4% | Reduced |
| Advisor Group Holdings, Inc. | 80,535 | $386.6K | 0.00% | −5,929−6.9% | Reduced |
| Guggenheim Capital LLC | 83,999 | $403.2K | 0.00% | +13,226+18.7% | Added |
| E Fund Management Co., Ltd. | 86,558 | $415.5K | 0.03% | +35,581+69.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 87,739 | $421.1K | 0.00% | +27,436+45.5% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 92,036 | $448.6K | 0.01% | −8,987−8.9% | Reduced |
| California State Teachers Retirement System | 96,562 | $463.5K | 0.00% | +4,900+5.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 99,314 | $476.7K | 0.00% | +23,715+31.4% | Added |
| Legal & General Group Plc | 99,345 | $477.3K | 0.00% | +2,657+2.7% | Added |
| Murchinson Ltd. | 100,000 | $480.0K | 0.09% | −100,000−50.0% | Reduced |
| STRS Ohio | 100,200 | $480.0K | 0.00% | +19,700+24.5% | Added |
| D. E. Shaw & Co., Inc. | 102,533 | $492.2K | 0.00% | +86,936+557.4% | Added |
| Parallax Volatility Advisers, L.P. | 112,211 | $538.6K | 0.01% | +45,883+69.2% | Added |
| Alliancebernstein L.P. | 112,383 | $539.4K | 0.00% | −4,692−4.0% | Reduced |
| Rhumbline Advisers | 130,680 | $627.3K | 0.00% | +6,538+5.3% | Added |
| JPMorgan Chase & Co | 160,214 | $769.0K | 0.00% | +25,687+19.1% | Added |
| SG Americas Securities, LLC | 171,618 | $824.0K | 0.01% | +171,618 | New |
| Swiss National Bank | 180,200 | $865.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 205,986 | $988.7K | 0.13% | +99,482+93.4% | Added |
| Vontobel Holding Ltd. | 208,321 | $999.9K | 0.01% | −5,644−2.6% | Reduced |
| Quinn Opportunity Partners LLC | 255,001 | $1.22M | 0.14% | +40,000+18.6% | Added |
| Profund Advisors LLC | 256,651 | $1.23M | 0.05% | +91,857+55.7% | Added |
| Nuveen Asset Management, LLC | 266,638 | $1.28M | 0.00% | +5,076+1.9% | Added |
| Bank of New York Mellon Corp | 392,438 | $1.88M | 0.00% | +27,906+7.7% | Added |
| Millennium Management LLC | 420,426 | $2.02M | 0.00% | −2,136,070−83.6% | Reduced |
| Credit Suisse AG | 452,777 | $2.17M | 0.00% | +119,130+35.7% | Added |
| Rock Springs Capital Management LP | 537,625 | $2.58M | 0.06% | −110,075−17.0% | Reduced |
| Allianz Asset Management GmbH | 634,692 | $3.05M | 0.01% | +199,771+45.9% | Added |
| Charles Schwab Investment Management Inc | 760,333 | $3.65M | 0.00% | +56,983+8.1% | Added |
| Barclays PLC | 821,676 | $3.94M | 0.00% | +267,886+48.4% | Added |
| BNP Paribas Arbitrage, SA | 861,479 | $4.14M | 0.01% | +278,381+47.7% | Added |
| Goldman Sachs Group Inc | 863,734 | $4.15M | 0.00% | +297,887+52.6% | Added |
| Northern Trust Corp | 1,002,359 | $4.81M | 0.00% | +136,576+15.8% | Added |
| Jane Street Group, LLC | 1,096,505 | $5.26M | 0.01% | +709,291+183.2% | Added |
| TSP Capital Management Group, LLC | 1,111,700 | $5.34M | 1.85% | +145,350+15.0% | Added |
| Citigroup Inc | 1,193,757 | $5.73M | 0.01% | −371,196−23.7% | Reduced |
| Bank of America Corp | 1,326,942 | $6.37M | 0.00% | +208,403+18.6% | Added |
| Bank of Montreal | 855,757 | $6.57M | 0.00% | +855,757 | New |
| Coatue Management LLCSuperinvestorCoatue Management | 1,519,594 | $7.29M | 0.03% | +1,519,594 | New |
| Rafferty Asset Management, LLC | 1,611,840 | $7.74M | 0.03% | +619,370+62.4% | Added |
| Geode Capital Management, LLC | 2,297,507 | $11.0M | 0.00% | +436,530+23.5% | Added |
| Morgan Stanley | 7,241,455 | $34.8M | 0.00% | +4,966,324+218.3% | Added |
| Shah Capital Management | 7,780,756 | $37.3M | 9.57% | +1,450,000+22.9% | Added |
| BlackRock Inc. | 8,436,179 | $40.5M | 0.00% | +1,369,298+19.4% | Added |
| Vanguard Group Inc | 14,560,061 | $69.9M | 0.00% | +3,008,585+26.0% | Added |
| State Street Corp | 16,775,875 | $80.5M | 0.00% | +6,601,258+64.9% | Added |