Novavax Inc

NVAX

Exchange: Nasdaq
Industry: Biological Products, (No Diagnostic Substances)
SEC CIK: 0001000694

SEC filings (opens in a new tab)

No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.

13F holders, Q4 2022

Institutional positions in Novavax Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 253; 0 vs. Q3 2022
Shares held: 52.6M; +16.4M (+45.3%) vs. Q3 2022
Total value: $540.3M; −$119.3M (−18.1%) vs. Q3 2022
New holders: 45; 79 more added
Sold out: 45; 64 more reduced

3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 253 institutions

Value heldQ4 2022: $540.3M

Institutions holding NVAX and their total value by quarter
Quarter	Holders	Value
Q2 2026	267	$1.11B
Q1 2026	260	$960.7M
Q4 2025	237	$792.5M
Q3 2025	250	$894.6M
Q2 2025	252	$642.9M
Q1 2025	246	$632.2M
Q4 2024	235	$825.9M
Q3 2024	238	$1.19B
Q2 2024	230	$1.06B
Q1 2024	202	$371.3M
Q4 2023	200	$376.0M
Q3 2023	227	$447.9M
Q2 2023	216	$421.9M
Q1 2023	224	$416.7M
Q4 2022	253	$540.3M
Q3 2022	256	$659.6M
Q2 2022	328	$1.75B
Q1 2022	382	$2.49B
Q4 2021	431	$4.81B
Q3 2021	445	$7.77B
Q2 2021	409	$8.44B
Q1 2021	390	$7.70B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q3 2022.

Institutions holding NVAX in Q4 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
AlphaMark Advisors, LLC	35	$0	0.00%	00.0%	Unchanged
Ronald Blue Trust, Inc.	12	$0	0.00%	−6−33.3%	Reduced
Huntington National Bank	1	$0	0.00%	00.0%	Unchanged
Endurance Wealth Management, Inc.	10	$0	0.00%	00.0%	Unchanged
Westside Investment Management, Inc.	51	$0	0.00%	00.0%	Unchanged
GWM Advisors LLC	560	$6	0.00%	+560	New
Global Financial Private Client, LLC	1	$10	0.00%	+1	New
Sofos Investments, Inc.	10	$12	0.00%	−98−90.7%	Reduced
Raleigh Capital Management Inc.	2	$20	0.00%	00.0%	Unchanged
Global Retirement Partners, LLC	4	$41	0.00%	00.0%	Unchanged
BDO Wealth Advisors, LLC	5	$51	0.00%	00.0%	Unchanged
Clear Perspectives Financial Planning, LLC	5	$51	0.00%	+5	New
Carmichael Hill & Associates, Inc.	7	$72	0.00%	00.0%	Unchanged
Raffa Wealth Management, LLC	9	$93	0.00%	00.0%	Unchanged
Stonebridge Capital Advisors LLC	10	$103	0.00%	00.0%	Unchanged
Farther Finance Advisors, LLC	10	$103	0.00%	+10	New
Creative Financial Designs Inc	12	$123	0.00%	00.0%	Unchanged
Glassman Wealth Services	13	$134	0.00%	−5−27.8%	Reduced
Oliver Lagore Vanvalin Investment Group	15	$154	0.00%	00.0%	Unchanged
Private Advisor Group, LLC	17,484	$180	0.00%	+1,282+7.9%	Added
Bogart Wealth, LLC	20	$206	0.00%	+5+33.3%	Added
WR Wealth Planners, LLC	21	$216	0.00%	00.0%	Unchanged
North Star Investment Management Corp.	22	$226	0.00%	00.0%	Unchanged
Tortoise Investment Management, LLC	25	$257	0.00%	00.0%	Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	25	$257	0.00%	00.0%	Unchanged
PayPay Securities Corp	25	$257	0.02%	+25	New
TCI Wealth Advisors, Inc.	27	$278	0.00%	00.0%	Unchanged
Bell Investment Advisors, Inc	28	$288	0.00%	−10−26.3%	Reduced
Prestige Wealth Management Group LLC	29	$298	0.00%	−5−14.7%	Reduced
Allworth Financial LP	40	$411	0.00%	−55−57.9%	Reduced
Sargent Bickham Lagudis LLC	40	$411	0.00%	00.0%	Unchanged
Cary Street Partner Investment Advisory LLC	40	$411	0.00%	+40	New
Sandy Spring Bank	45	$463	0.00%	−100−69.0%	Reduced
Sound Income Strategies, LLC	50	$514	0.00%	00.0%	Unchanged
Romano Brothers and Company	50	$514	0.00%	+50	New
Cornerstone Planning Group LLC	50	$581	0.00%	+50	New
Glen Eagle Advisors, LLC	60	$617	0.00%	00.0%	Unchanged
IAG Wealth Partners, LLC	61	$627	0.00%	00.0%	Unchanged
Centiva Capital, LP	67	$689	0.00%	−41,686−99.8%	Reduced
Column Capital Advisors, LLC	70	$720	0.00%	+1+1.4%	Added
Brown, Lisle/Cummings, Inc.	90	$925	0.00%	00.0%	Unchanged
Independence Bank of Kentucky	142	$1.00K	0.00%	00.0%	Unchanged
Arrow Financial Corp	100	$1.00K	0.00%	00.0%	Unchanged
Asset Dedication, LLC	65	$1.00K	0.00%	00.0%	Unchanged
Rocky Mountain Advisers, LLC	60	$1.00K	0.00%	00.0%	Unchanged
Level Financial Advisors, Inc.	78	$1.00K	0.00%	00.0%	Unchanged
Loomis Sayles & Co L P	125	$1.00K	0.00%	+98+363.0%	Added
Laurel Wealth Planning LLC	99	$1.02K	0.00%	00.0%	Unchanged
Central Trust Co	100	$1.03K	0.00%	00.0%	Unchanged
Newbridge Financial Services Group, Inc.	106	$1.09K	0.00%	−413−79.6%	Reduced
First Horizon Advisors, Inc.	115	$1.18K	0.00%	00.0%	Unchanged
Quent Capital, LLC	116	$1.19K	0.00%	+107+1,188.9%	Added
Brown Brothers Harriman & Co	126	$1.29K	0.00%	00.0%	Unchanged
Baillie Gifford & Co	130	$1.34K	0.00%	00.0%	Unchanged
Lindbrook Capital, LLC	136	$1.40K	0.00%	+2+1.5%	Added
Private Ocean, LLC	136	$1.40K	0.00%	00.0%	Unchanged
CoreCap Advisors, LLC	143	$1.47K	0.00%	+143	New
Annapolis Financial Services, LLC	150	$1.54K	0.00%	00.0%	Unchanged
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	241	$1.62K	0.00%	+241	New
Valley National Advisers Inc	200	$2.00K	0.00%	−37−15.6%	Reduced
Front Row Advisors LLC	200	$2.00K	0.00%	00.0%	Unchanged
Tyler-Stone Wealth Management	185	$2.00K	0.00%	+46+33.1%	Added
ICA Group Wealth Management, LLC	200	$2.06K	0.00%	+200	New
Adirondack Trust Co	231	$2.37K	0.00%	00.0%	Unchanged
Accurate Wealth Management, LLC	196	$2.43K	0.00%	+196	New
Hexagon Capital Partners LLC	241	$2.48K	0.00%	−152−38.7%	Reduced
Harbour Investments, Inc.	260	$2.67K	0.00%	−182−41.2%	Reduced
Hantz Financial Services, Inc.	317	$3.00K	0.00%	00.0%	Unchanged
Daiwa Securities Group Inc.	291	$3.00K	0.00%	00.0%	Unchanged
Farmers & Merchants Investments Inc	300	$3.08K	0.00%	00.0%	Unchanged
Covestor Ltd	418	$4.00K	0.00%	+210+101.0%	Added
DB Wealth Management Group, LLC	400	$4.11K	0.00%	+400	New
Duncker Streett & Co Inc	417	$4.29K	0.00%	00.0%	Unchanged
The PNC Financial Services Group, Inc.	419	$4.31K	0.00%	−266−38.8%	Reduced
Archer Investment Corp	475	$4.88K	0.00%	+475	New
Banque Cantonale Vaudoise	500	$5.00K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	528	$5.43K	0.00%	00.0%	Unchanged
Signaturefd, LLC	580	$5.96K	0.00%	+405+231.4%	Added
Quadrant Capital Group LLC	600	$6.17K	0.00%	+338+129.0%	Added
Parallel Advisors, LLC	622	$6.39K	0.00%	+469+306.5%	Added
Focused Wealth Management, Inc	639	$6.57K	0.00%	00.0%	Unchanged
Sittner & Nelson, LLC	650	$6.68K	0.00%	00.0%	Unchanged
Steward Partners Investment Advisory, LLC	672	$6.91K	0.00%	−272−28.8%	Reduced
Simplex Trading, LLC	745	$7.00K	0.00%	00.0%	Unchanged
Sutton Wealth Advisors Inc.	692	$7.11K	0.00%	+692	New
Harbor Investment Advisory, LLC	712	$7.32K	0.00%	00.0%	Unchanged
Northwestern Mutual Wealth Management Co	733	$7.54K	0.00%	+130+21.6%	Added
Kraematon Investment Advisors, Inc	800	$8.22K	0.01%	+800	New
China Universal Asset Management Co., Ltd.	854	$8.78K	0.00%	+65+8.2%	Added
Belpointe Asset Management LLC	860	$8.84K	0.00%	+860	New
Larson Financial Group LLC	865	$8.89K	0.00%	00.0%	Unchanged
High Net Worth Advisory Group LLC	1,000	$10.3K	0.00%	00.0%	Unchanged
Stephens Consulting, LLC	1,002	$10.3K	0.01%	00.0%	Unchanged
Fifth Third Bancorp	1,010	$10.4K	0.00%	00.0%	Unchanged
American International Group, Inc.	1,195	$12.3K	0.00%	−27−2.2%	Reduced
HM Payson & Co	1,208	$12.4K	0.00%	00.0%	Unchanged
Geneos Wealth Management Inc.	1,234	$12.7K	0.00%	00.0%	Unchanged
Rockefeller Capital Management L.P.	1,333	$13.0K	0.00%	00.0%	Unchanged
CWM, LLC	1,405	$14.0K	0.00%	+591+72.6%	Added
Caldwell Sutter Capital, Inc.	1,400	$14.4K	0.01%	+1,400	New