Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Novavax Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 445
- +39 vs. Q2 2021
- Shares held
- 37.5M
- −1.68M (−4.3%) vs. Q2 2021
- Total value
- $7.77B
- −$555.0M (−6.7%) vs. Q2 2021
- New holders
- 88
- 173 more added
- Sold out
- 49
- 109 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 118,079 | $24.5M | 0.01% | −1,943−1.6% | Reduced |
| Citigroup Inc | 118,214 | $24.5M | 0.02% | −12,637−9.7% | Reduced |
| State of Wisconsin Investment Board | 119,576 | $24.8M | 0.05% | +72,382+153.4% | Added |
| California State Teachers Retirement System | 126,368 | $26.2M | 0.03% | −6,458−4.9% | Reduced |
| Allianz Asset Management GmbH | 137,624 | $28.5M | 0.02% | +88,058+177.7% | Added |
| Jennison Associates LLC | 143,362 | $29.7M | 0.02% | +22,964+19.1% | Added |
| Tekla Capital Management LLC | 151,491 | $31.4M | 1.01% | +63,895+72.9% | Added |
| California Public Employees Retirement System | 165,281 | $34.3M | 0.03% | +3,255+2.0% | Added |
| CTC LLC | 178,753 | $37.1M | 3.15% | +178,753 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 180,751 | $37.5M | 0.02% | −7,727−4.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 184,766 | $38.3M | 0.20% | +117,238+173.6% | Added |
| Millennium Management LLC | 189,949 | $39.4M | 0.05% | −134,573−41.5% | Reduced |
| Citadel Advisors LLC | 191,732 | $39.7M | 0.04% | −491,736−71.9% | Reduced |
| PFM Health Sciences, LP | 197,208 | $40.9M | 1.33% | +48,104+32.3% | Added |
| UBS Asset Management Americas Inc | 220,370 | $45.7M | 0.02% | −75,313−25.5% | Reduced |
| Legal & General Group Plc | 231,763 | $48.0M | 0.02% | +2,704+1.2% | Added |
| Capital International Investors | 235,000 | $48.7M | 0.01% | 00.0% | Unchanged |
| Westfield Capital Management Co LP | 238,400 | $49.4M | 0.30% | +34,900+17.1% | Added |
| JPMorgan Chase & Co | 259,388 | $53.8M | 0.01% | +179,161+223.3% | Added |
| Jane Street Group, LLC | 267,903 | $55.5M | 0.14% | −154,060−36.5% | Reduced |
| Swiss National Bank | 278,500 | $57.7M | 0.04% | −7,600−2.7% | Reduced |
| Credit Suisse AG | 281,995 | $58.5M | 0.05% | +91,309+47.9% | Added |
| Bank of New York Mellon Corp | 288,666 | $59.8M | 0.01% | +17,852+6.6% | Added |
| First Trust Advisors LP | 291,151 | $60.4M | 0.06% | +203,135+230.8% | Added |
| Lord, Abbett & Co. LLC | 312,926 | $64.9M | 0.16% | +312,926 | New |
| Charles Schwab Investment Management Inc | 370,397 | $76.8M | 0.03% | +32,256+9.5% | Added |
| Goldman Sachs Group Inc | 376,412 | $78.0M | 0.02% | −64,432−14.6% | Reduced |
| Nuveen Asset Management, LLC | 452,780 | $93.9M | 0.03% | +44,391+10.9% | Added |
| Rock Springs Capital Management LP | 455,000 | $94.3M | 1.98% | 00.0% | Unchanged |
| Northern Trust Corp | 461,630 | $95.7M | 0.02% | +33,297+7.8% | Added |
| Price T Rowe Associates Inc | 465,919 | $96.6M | 0.01% | +76,195+19.6% | Added |
| Pictet Asset Management SA | 543,906 | $112.8M | 0.12% | +543,906 | New |
| Fred Alger Management, LLC | 621,033 | $128.7M | 0.31% | +621,033 | New |
| Norges Bank | 634,509 | $131.5M | 0.03% | +35,155+5.9% | Added |
| Morgan Stanley | 685,624 | $142.1M | 0.02% | +215,448+45.8% | Added |
| Geode Capital Management, LLC | 956,915 | $198.1M | 0.03% | +74,187+8.4% | Added |
| Franklin Resources Inc | 1,072,548 | $222.3M | 0.08% | −27,114−2.5% | Reduced |
| Susquehanna International Group, LLP | 1,371,154 | $284.3M | 0.36% | +700,509+104.5% | Added |
| FMR LLC | 1,461,909 | $303.1M | 0.02% | −3,423,294−70.1% | Reduced |
| Capital World Investors | 1,478,701 | $306.6M | 0.05% | +860,867+139.3% | Added |
| State Street Corp | 1,746,627 | $362.1M | 0.02% | +53,237+3.1% | Added |
| Ra Capital Management, L.P. | 2,097,794 | $434.9M | 6.03% | −462,124−18.1% | Reduced |
| BlackRock Inc. | 4,926,789 | $1.02B | 0.03% | +371,369+8.2% | Added |
| Vanguard Group Inc | 6,796,998 | $1.41B | 0.03% | +126,338+1.9% | Added |
| Gerber Kawasaki Wealth & Investment Management | 8 | – | – | +8 | New |
| Carmignac Gestion | 0 | $0 | 0.00% | −457,805−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −109,286−100.0% | Sold out |
| Polar Capital Holdings Plc | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Vivo Capital, LLC | 0 | $0 | 0.00% | −88,046−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −81,200−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −62,286−100.0% | Sold out |
| Deltec Asset Management LLC | 0 | $0 | 0.00% | −56,320−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −28,679−100.0% | Sold out |
| Swiss Life Asset Management Ltd | 0 | $0 | 0.00% | −15,951−100.0% | Sold out |
| Erste Asset Management GmbH | 0 | $0 | 0.00% | −17,600−100.0% | Sold out |
| Forsta Ap-Fonden | 0 | $0 | 0.00% | −15,800−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −12,900−100.0% | Sold out |
| ACT Capital Management, LLC | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −9,930−100.0% | Sold out |
| Bluestein R H & Co | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −5,617−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −3,796−100.0% | Sold out |
| Illinois Municipal Retirement Fund | 0 | $0 | 0.00% | −3,587−100.0% | Sold out |
| Sante Capital Fund, LP | 0 | $0 | 0.00% | −3,523−100.0% | Sold out |
| Knights of Columbus Asset Advisors LLC | 0 | $0 | 0.00% | −3,409−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −2,366−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −2,271−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| qPULA Trading Management LP | 0 | $0 | 0.00% | −2,104−100.0% | Sold out |
| SG3 Management, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Financial Partners Group, Inc | 0 | $0 | 0.00% | −1,864−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −1,784−100.0% | Sold out |
| Harvest Investment Services, LLC | 0 | $0 | 0.00% | −1,460−100.0% | Sold out |
| Aviva PLC | 0 | $0 | 0.00% | −1,413−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −1,412−100.0% | Sold out |
| BP PLC | 0 | $0 | 0.00% | −1,374−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −1,341−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −1,288−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −1,177−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −997−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −666−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −265−100.0% | Sold out |
| Permanens Capital L.P. | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Canton Hathaway, LLC | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Private Ocean, LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Psagot Investment House Ltd. | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Modus Advisors, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| QS Investors, LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |