9 Meters Biopharma, Inc.
NMTRDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001551986
9 Meters Biopharma, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Apr 21, 2023; 34 institutions reported holding it in 13F filings for Q2 2023, worth $2.08M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in 9 Meters Biopharma, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −30 vs. Q3 2022
- Shares held
- 2.38M
- −43.1K (−1.8%) vs. Q3 2022Converted for a 1-for-20 split
- Total value
- $3.02M
- −$7.39M (−71.0%) vs. Q3 2022
- New holders
- 8
- 13 more added
- Sold out
- 38
- 12 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $6.43K |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $0 |
| Q3 2023 | 6 | $22.7K |
| Q2 2023 | 34 | $2.08M |
| Q1 2023 | 39 | $4.45M |
| Q4 2022 | 42 | $3.02M |
| Q3 2022 | 74 | $10.4M |
| Q2 2022 | 88 | $15.2M |
| Q1 2022 | 101 | $45.2M |
| Q4 2021 | 104 | $76.8M |
| Q3 2021 | 105 | $94.2M |
| Q2 2021 | 99 | $81.8M |
| Q1 2021 | 90 | $88.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding 9 Meters Biopharma, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adage Capital Partners GP, L.L.C. | 650,000 | $819.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Vanguard Group Inc | 628,306 | $791.7K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Laurion Capital Management LP | 227,910 | $287.2K | 0.01% | 00.0% | UnchangedConverted for a 1-for-20 split |
| BlackRock Inc. | 168,184 | $211.9K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Gsa Capital Partners LLP | 109,685 | $138.0K | 0.02% | −7,729−6.6% | ReducedConverted for a 1-for-20 split |
| Geode Capital Management, LLC | 108,825 | $137.0K | 0.00% | −6,810−5.9% | ReducedConverted for a 1-for-20 split |
| Renaissance Technologies LLC | 73,168 | $92.0K | 0.00% | −9,942−12.0% | ReducedConverted for a 1-for-20 split |
| State Street Corp | 50,908 | $64.1K | 0.00% | +10,599+26.3% | AddedConverted for a 1-for-20 split |
| Two Sigma Investments, LP | 47,617 | $60.0K | 0.00% | +4,597+10.7% | AddedConverted for a 1-for-20 split |
| ODonnell Financial Services, LLC | 43,410 | $54.7K | 0.50% | −499−1.1% | ReducedConverted for a 1-for-20 split |
| HRT Financial LP | 42,530 | $53.0K | 0.00% | +41,826+5,943.3% | AddedConverted for a 1-for-20 split |
| Millennium Management LLC | 40,089 | $51.0K | 0.00% | −7,855−16.4% | ReducedConverted for a 1-for-20 split |
| Adviser Investments LLC | 21,429 | $48.9K | 0.00% | +7,488+53.7% | AddedConverted for a 1-for-20 split |
| Commonwealth Equity Services, LLC | 38,141 | $48.0K | 0.00% | +18,411+93.3% | AddedConverted for a 1-for-20 split |
| Hudson Bay Capital Management LP | 25,001 | $31.5K | 0.00% | +25,001 | New |
| Merit Financial Group, LLC | 25,000 | $31.5K | 0.00% | +23,750+1,900.0% | AddedConverted for a 1-for-20 split |
| Northern Trust Corp | 21,507 | $27.1K | 0.00% | −497−2.3% | ReducedConverted for a 1-for-20 split |
| Dimensional Fund Advisors LP | 16,519 | $21.0K | 0.00% | +16,519 | New |
| UBS Group AG | 12,329 | $15.5K | 0.00% | +6,584+114.6% | AddedConverted for a 1-for-20 split |
| Group One Trading, L.P. | 11,372 | $14.3K | 0.00% | +1,815+19.0% | AddedConverted for a 1-for-20 split |
| Bank of America Corp | 5,598 | $7.05K | 0.00% | +309+5.8% | AddedConverted for a 1-for-20 split |
| Morgan Stanley | 3,154 | $3.97K | 0.00% | −1,980−38.6% | ReducedConverted for a 1-for-20 split |
| Citadel Advisors LLC | 1,539 | $1.94K | 0.00% | +149+10.7% | AddedConverted for a 1-for-20 split |
| Steward Partners Investment Advisory, LLC | 1,117 | $1.41K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Advisor Group Holdings, Inc. | 600 | $1.00K | 0.00% | −1,600−72.7% | ReducedConverted for a 1-for-20 split |
| Tower Research Capital LLC (TRC) | 713 | $1.00K | 0.00% | −798−52.8% | ReducedConverted for a 1-for-20 split |
| Rockefeller Capital Management L.P. | 1,000 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Wells Fargo & Company | 338 | $426 | 0.00% | −548−61.9% | ReducedConverted for a 1-for-20 split |
| PSI Advisors, LLC | 300 | $378 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| MCF Advisors LLC | 275 | $346 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Hartford Financial Management Inc. | 200 | $252 | 0.00% | +200 | New |
| Beacon Capital Management, LLC | 155 | $195 | 0.00% | +2+1.5% | AddedConverted for a 1-for-20 split |
| The PNC Financial Services Group, Inc. | 150 | $189 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| CoreCap Advisors, LLC | 101 | $127 | 0.00% | +101 | New |
| Register Financial Advisors LLC | 100 | $126 | 0.00% | +100 | New |
| TCI Wealth Advisors, Inc. | 50 | $63 | 0.00% | +50 | New |
| Cornerstone Planning Group LLC | 25 | $52 | 0.00% | +25 | New |
| Northwestern Mutual Wealth Management Co | 2 | $3 | 0.00% | +1+60.0% | AddedConverted for a 1-for-20 split |
| Raleigh Capital Management Inc. | 2 | $2 | 0.00% | +1+66.7% | AddedConverted for a 1-for-20 split |
| Royal Bank of Canada | 83 | $0 | 0.00% | −96−53.7% | ReducedConverted for a 1-for-20 split |
| JPMorgan Chase & Co | 7 | $0 | 0.00% | −1−16.2% | ReducedConverted for a 1-for-20 split |
| CWM, LLC | 6 | $0 | 0.00% | +6 | New |
| Ergoteles LLC | 0 | $0 | 0.00% | −45,573−100.0% | Sold outConverted for a 1-for-20 split |
| Requisite Capital Management, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold outConverted for a 1-for-20 split |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,767−100.0% | Sold outConverted for a 1-for-20 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,430−100.0% | Sold outConverted for a 1-for-20 split |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −10,484−100.0% | Sold outConverted for a 1-for-20 split |
| Stifel Financial Corp | 0 | $0 | 0.00% | −7,500−100.0% | Sold outConverted for a 1-for-20 split |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −6,655−100.0% | Sold outConverted for a 1-for-20 split |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −5,388−100.0% | Sold outConverted for a 1-for-20 split |
| Raymond James & Associates | 0 | $0 | 0.00% | −4,905−100.0% | Sold outConverted for a 1-for-20 split |
| Bank of Montreal | 0 | $0 | 0.00% | −4,156−100.0% | Sold outConverted for a 1-for-20 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −3,817−100.0% | Sold outConverted for a 1-for-20 split |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −3,250−100.0% | Sold outConverted for a 1-for-20 split |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −3,167−100.0% | Sold outConverted for a 1-for-20 split |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −3,359−100.0% | Sold outConverted for a 1-for-20 split |
| Curi Capital | 0 | $0 | 0.00% | −3,257−100.0% | Sold outConverted for a 1-for-20 split |
| Man Group plc | 0 | $0 | 0.00% | −2,959−100.0% | Sold outConverted for a 1-for-20 split |
| LPL Financial LLC | 0 | $0 | 0.00% | −2,736−100.0% | Sold outConverted for a 1-for-20 split |
| Prentice Wealth Management LLC | 0 | $0 | 0.00% | −2,301−100.0% | Sold outConverted for a 1-for-20 split |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −1,430−100.0% | Sold outConverted for a 1-for-20 split |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −1,511−100.0% | Sold outConverted for a 1-for-20 split |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −1,400−100.0% | Sold outConverted for a 1-for-20 split |
| Heritage Wealth Advisors | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-20 split |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-20 split |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-20 split |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −914−100.0% | Sold outConverted for a 1-for-20 split |
| KCM Investment Advisors LLC | 0 | $0 | 0.00% | −750−100.0% | Sold outConverted for a 1-for-20 split |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −650−100.0% | Sold outConverted for a 1-for-20 split |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold outConverted for a 1-for-20 split |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Tocqueville Asset Management L.P. | 0 | $0 | 0.00% | −510−100.0% | Sold outConverted for a 1-for-20 split |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Carnegie Capital Asset Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Gateway Advisory, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Sandhill Capital Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Journey Strategic Wealth LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Summit X, LLC | 0 | $0 | 0.00% | −640−100.0% | Sold outConverted for a 1-for-20 split |
| Axiom Investment Management LLC | 0 | $0 | 0.00% | −4−100.0% | Sold outConverted for a 1-for-20 split |
| Cutler Group LP | 0 | $0 | 0.00% | −220−100.0% | Sold outConverted for a 1-for-20 split |
| Ashfield Capital Partners, LLC | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |