9 Meters Biopharma, Inc.
NMTRDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001551986
9 Meters Biopharma, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Apr 21, 2023; 34 institutions reported holding it in 13F filings for Q2 2023, worth $2.08M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in 9 Meters Biopharma, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −1 vs. Q3 2021
- Shares held
- 78.9M
- +6.29M (+8.7%) vs. Q3 2021
- Total value
- $76.8M
- −$17.5M (−18.6%) vs. Q3 2021
- New holders
- 13
- 33 more added
- Sold out
- 14
- 27 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $6.43K |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $0 |
| Q3 2023 | 6 | $22.7K |
| Q2 2023 | 34 | $2.08M |
| Q1 2023 | 39 | $4.45M |
| Q4 2022 | 42 | $3.02M |
| Q3 2022 | 74 | $10.4M |
| Q2 2022 | 88 | $15.2M |
| Q1 2022 | 101 | $45.2M |
| Q4 2021 | 104 | $76.8M |
| Q3 2021 | 105 | $94.2M |
| Q2 2021 | 99 | $81.8M |
| Q1 2021 | 90 | $88.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding 9 Meters Biopharma, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | +25 | New |
| TCI Wealth Advisors, Inc. | 700 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 2,800 | $2.00K | 0.00% | −1,200−30.0% | Reduced |
| PSI Advisors, LLC | 2,000 | $2.00K | 0.00% | +2,000 | New |
| The PNC Financial Services Group, Inc. | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 4,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 6,010 | $6.00K | 0.00% | +6,010 | New |
| Independent Financial Group, LLC | 10,000 | $9.79K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Gateway Advisory, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sandhill Capital Partners LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 10,200 | $10.0K | 0.00% | +10,200 | New |
| Summit X, LLC | 11,800 | $11.0K | 0.00% | −3,500−22.9% | Reduced |
| Xponance, Inc. | 10,782 | $11.0K | 0.00% | +244+2.3% | Added |
| Tower Research Capital LLC (TRC) | 12,167 | $12.0K | 0.00% | −1,430−10.5% | Reduced |
| Squarepoint Ops LLC | 12,600 | $12.0K | 0.00% | −585−4.4% | Reduced |
| Mackenzie Financial Corp | 12,358 | $12.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Counsel, LLC | 12,533 | $12.0K | 0.01% | +12,533 | New |
| Captrust Financial Advisors | 12,944 | $13.0K | 0.00% | −16,900−56.6% | Reduced |
| Raymond James & Associates | 13,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 13,000 | $13.0K | 0.00% | +13,000 | New |
| HRT Financial LP | 13,283 | $13.0K | 0.00% | +13,283 | New |
| Price T Rowe Associates Inc | 14,321 | $14.0K | 0.00% | −5,500−27.7% | Reduced |
| Brown Advisory Inc | 14,430 | $14.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 15,225 | $15.0K | 0.00% | −1,405−8.4% | Reduced |
| KCM Investment Advisors LLC | 15,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 16,663 | $16.0K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 17,000 | $17.0K | 0.00% | −4,000−19.0% | Reduced |
| StoneX Group Inc. | 20,000 | $19.6K | 0.00% | +20,000 | New |
| MML Investors Services, LLC | 20,500 | $20.0K | 0.00% | +500+2.5% | Added |
| Heritage Wealth Advisors | 20,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 20,000 | $20.0K | 0.01% | +20,000 | New |
| Legal & General Group Plc | 22,477 | $22.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 22,332 | $22.0K | 0.00% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 25,000 | $24.0K | 0.00% | +5,000+25.0% | Added |
| Jane Street Group, LLC | 25,013 | $25.0K | 0.00% | −118,405−82.6% | Reduced |
| XTX Topco Ltd | 27,147 | $27.0K | 0.02% | +16,930+165.7% | Added |
| Almanack Investment Partners, LLC. | 29,100 | $28.0K | 0.00% | −11,750−28.8% | Reduced |
| Millennium Management LLC | 34,212 | $33.0K | 0.00% | −577,825−94.4% | Reduced |
| Ashfield Capital Partners, LLC | 33,353 | $33.0K | 0.00% | 00.0% | Unchanged |
| Prentice Wealth Management LLC | 35,000 | $34.0K | 0.02% | +6,000+20.7% | Added |
| Victory Capital Management Inc | 36,076 | $35.0K | 0.00% | −989−2.7% | Reduced |
| Alliancebernstein L.P. | 37,400 | $37.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 39,749 | $39.0K | 0.00% | −701−1.7% | Reduced |
| Atom Investors LP | 39,605 | $39.0K | 0.01% | +39,605 | New |
| Regentatlantic Capital LLC | 41,322 | $40.0K | 0.00% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 45,000 | $44.0K | 0.00% | +15,000+50.0% | Added |
| LPL Financial LLC | 45,720 | $45.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 49,462 | $48.0K | 0.00% | +20,833+72.8% | Added |
| State Board of Administration of Florida Retirement System | 52,330 | $51.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 55,143 | $53.0K | 0.00% | +25,585+86.6% | Added |
| SG Americas Securities, LLC | 57,608 | $56.0K | 0.00% | −50,362−46.6% | Reduced |
| Citigroup Inc | 59,197 | $58.0K | 0.00% | +31,723+115.5% | Added |
| Bank of Montreal | 61,101 | $59.0K | 0.00% | −2,357−3.7% | Reduced |
| Mercer Global Advisors Inc | 60,000 | $59.0K | 0.00% | 00.0% | Unchanged |
| Adviser Investments LLC | 63,955 | $63.0K | 0.00% | +63,955 | New |
| Principal Financial Group Inc | 68,709 | $67.0K | 0.00% | −20,525−23.0% | Reduced |
| Advisor Group Holdings, Inc. | 69,000 | $69.0K | 0.00% | +6,453+10.3% | Added |
| Invesco Ltd. | 77,459 | $76.0K | 0.00% | −106−0.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 79,400 | $78.0K | 0.00% | +40,100+102.0% | Added |
| Voya Investment Management LLC | 80,326 | $79.0K | 0.00% | −3,759−4.5% | Reduced |
| Blair William & Co | 81,912 | $80.0K | 0.00% | +53,912+192.5% | Added |
| Ascent Wealth Partners, LLC | 85,224 | $83.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 85,899 | $84.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 103,252 | $101.0K | 0.00% | −334−0.3% | Reduced |
| AQR Capital Management LLC | 108,293 | $106.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 110,465 | $108.0K | 0.01% | +98,660+835.7% | Added |
| Citadel Advisors LLC | 111,966 | $110.0K | 0.00% | −76,432−40.6% | Reduced |
| Stifel Financial Corp | 115,000 | $113.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 117,241 | $114.0K | 0.00% | +27,273+30.3% | Added |
| Bank of America Corp | 117,600 | $114.0K | 0.00% | +73,355+165.8% | Added |
| UBS Group AG | 117,766 | $116.0K | 0.00% | +54,669+86.6% | Added |
| American International Group, Inc. | 120,320 | $118.0K | 0.00% | −1,955−1.6% | Reduced |
| California State Teachers Retirement System | 123,624 | $121.0K | 0.00% | +9,198+8.0% | Added |
| Goldman Sachs Group Inc | 124,988 | $122.0K | 0.00% | −13,970−10.1% | Reduced |
| Manufacturers Life Insurance Company, The | 130,716 | $128.0K | 0.00% | −7,236−5.2% | Reduced |
| Wells Fargo & Company | 137,391 | $134.0K | 0.00% | +130,155+1,798.7% | Added |
| Deutsche Bank AG | 149,411 | $146.0K | 0.00% | −929,202−86.1% | Reduced |
| Rhumbline Advisers | 151,228 | $148.0K | 0.00% | −3,246−2.1% | Reduced |
| Two Sigma Advisers, LP | 150,800 | $148.0K | 0.00% | +122,800+438.6% | Added |
| Commonwealth Equity Services, LLC | 172,102 | $168.0K | 0.00% | +19,050+12.4% | Added |
| Truist Financial Corp | 174,500 | $171.0K | 0.00% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 198,148 | $194.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 204,040 | $200.0K | 0.00% | −271,342−57.1% | Reduced |
| D. E. Shaw & Co., Inc. | 256,146 | $251.0K | 0.00% | −422,426−62.3% | Reduced |
| Susquehanna International Group, LLP | 282,550 | $276.0K | 0.00% | +242,704+609.1% | Added |
| Two Sigma Investments, LP | 316,480 | $310.0K | 0.00% | +316,480 | New |
| Gsa Capital Partners LLP | 495,783 | $485.0K | 0.06% | +481,675+3,414.2% | Added |
| Charles Schwab Investment Management Inc | 617,579 | $605.0K | 0.00% | +34,445+5.9% | Added |
| Bank of New York Mellon Corp | 627,200 | $613.0K | 0.00% | +15,634+2.6% | Added |
| ODonnell Financial Services, LLC | 852,628 | $629.0K | 0.29% | +11,901+1.4% | Added |
| Nuveen Asset Management, LLC | 2,114,241 | $1.78M | 0.00% | +28,630+1.4% | Added |
| Northern Trust Corp | 2,136,520 | $2.09M | 0.00% | +43,369+2.1% | Added |
| Ghost Tree Capital, LLC | 3,250,000 | $3.18M | 1.22% | +500,000+18.2% | Added |
| State Street Corp | 3,738,116 | $3.66M | 0.00% | +254,959+7.3% | Added |
| Geode Capital Management, LLC | 3,864,762 | $3.78M | 0.00% | +240,704+6.6% | Added |
| Velan Capital Investment Management LP | 4,328,306 | $4.24M | 3.54% | +4,328,306 | New |