9 Meters Biopharma, Inc.
NMTRDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001551986
9 Meters Biopharma, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Apr 21, 2023; 34 institutions reported holding it in 13F filings for Q2 2023, worth $2.08M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in 9 Meters Biopharma, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +7 vs. Q2 2021
- Shares held
- 72.6M
- −1.75M (−2.4%) vs. Q2 2021
- Total value
- $94.2M
- +$12.4M (+15.2%) vs. Q2 2021
- New holders
- 18
- 28 more added
- Sold out
- 11
- 21 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $6.43K |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $0 |
| Q3 2023 | 6 | $22.7K |
| Q2 2023 | 34 | $2.08M |
| Q1 2023 | 39 | $4.45M |
| Q4 2022 | 42 | $3.02M |
| Q3 2022 | 74 | $10.4M |
| Q2 2022 | 88 | $15.2M |
| Q1 2022 | 101 | $45.2M |
| Q4 2021 | 104 | $76.8M |
| Q3 2021 | 105 | $94.2M |
| Q2 2021 | 99 | $81.8M |
| Q1 2021 | 90 | $88.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding 9 Meters Biopharma, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 400 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 700 | $1.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 4,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 4,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 5,293 | $7.00K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 5,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,236 | $10.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,217 | $13.0K | 0.00% | −10,210−50.0% | Reduced |
| Independent Financial Group, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Gateway Advisory, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Sandhill Capital Partners LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 10,000 | $13.0K | 0.00% | +10,000 | New |
| Xponance, Inc. | 10,538 | $14.0K | 0.00% | −1,096−9.4% | Reduced |
| Oppenheimer & Co Inc | 10,900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 11,805 | $15.0K | 0.00% | −156,917−93.0% | Reduced |
| Mackenzie Financial Corp | 12,358 | $16.0K | 0.00% | +12,358 | New |
| Squarepoint Ops LLC | 13,185 | $17.0K | 0.00% | −10,077−43.3% | Reduced |
| Tower Research Capital LLC (TRC) | 13,597 | $17.0K | 0.00% | −8,823−39.4% | Reduced |
| Raymond James & Associates | 13,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 14,108 | $18.0K | 0.00% | +14,108 | New |
| Brown Advisory Inc | 14,430 | $19.0K | 0.00% | +14,430 | New |
| KCM Investment Advisors LLC | 15,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Summit X, LLC | 15,300 | $21.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 16,663 | $22.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 16,630 | $22.0K | 0.00% | +3,830+29.9% | Added |
| MML Investors Services, LLC | 20,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 20,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 20,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 19,821 | $26.0K | 0.00% | +1,500+8.2% | Added |
| Prospera Financial Services Inc | 21,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 22,477 | $29.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 22,332 | $29.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 24,834 | $32.0K | 0.01% | +24,834 | New |
| Brewin Dolphin Ltd | 25,000 | $32.5K | 0.00% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 26,000 | $34.0K | 0.00% | +26,000 | New |
| Two Sigma Advisers, LP | 28,000 | $36.0K | 0.00% | −1,514,500−98.2% | Reduced |
| Blair William & Co | 28,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 27,474 | $36.0K | 0.00% | +12,065+78.3% | Added |
| ProShare Advisors LLC | 28,629 | $37.0K | 0.00% | −26,506−48.1% | Reduced |
| Royal Bank of Canada | 29,558 | $38.0K | 0.00% | +10,983+59.1% | Added |
| Prentice Wealth Management LLC | 29,000 | $38.0K | 0.02% | +10,800+59.3% | Added |
| Captrust Financial Advisors | 29,844 | $39.0K | 0.00% | −88,751−74.8% | Reduced |
| J.W. Cole Advisors, Inc. | 30,000 | $39.0K | 0.00% | +2,500+9.1% | Added |
| Paradigm, Strategies in Wealth Management, LLC | 30,800 | $40.0K | 0.04% | +20,000+185.2% | Added |
| ExodusPoint Capital Management, LP | 32,600 | $42.0K | 0.00% | +32,600 | New |
| Ashfield Capital Partners, LLC | 33,353 | $43.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 37,065 | $48.0K | 0.00% | −1,358−3.5% | Reduced |
| Alliancebernstein L.P. | 37,400 | $49.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 39,300 | $51.0K | 0.00% | +39,300 | New |
| Susquehanna International Group, LLP | 39,846 | $52.0K | 0.00% | −423,503−91.4% | Reduced |
| Almanack Investment Partners, LLC. | 40,850 | $53.0K | 0.00% | −11,350−21.7% | Reduced |
| Amalgamated Bank | 40,450 | $53.0K | 0.00% | +317+0.8% | Added |
| Regentatlantic Capital LLC | 41,322 | $54.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 44,245 | $57.0K | 0.00% | −131,960−74.9% | Reduced |
| LPL Financial LLC | 45,720 | $59.0K | 0.00% | +1,000+2.2% | Added |
| State Board of Administration of Florida Retirement System | 52,330 | $68.0K | 0.00% | +52,330 | New |
| Mercer Global Advisors Inc | 60,000 | $78.0K | 0.00% | +60,000 | New |
| Advisor Group Holdings, Inc. | 62,547 | $81.0K | 0.00% | +28,547+84.0% | Added |
| UBS Group AG | 63,097 | $82.0K | 0.00% | +4,797+8.2% | Added |
| Metropolitan Life Insurance Co | 64,133 | $83.4K | 0.00% | +64,133 | New |
| Bank of Montreal | 63,458 | $86.0K | 0.00% | +51,805+444.6% | Added |
| Invesco Ltd. | 77,565 | $101.0K | 0.00% | +20,646+36.3% | Added |
| Voya Investment Management LLC | 84,085 | $109.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 84,767 | $110.2K | 0.00% | +84,767 | New |
| JPMorgan Chase & Co | 85,899 | $111.0K | 0.00% | −53,631−38.4% | Reduced |
| Ascent Wealth Partners, LLC | 85,224 | $111.0K | 0.02% | 00.0% | Unchanged |
| Principal Financial Group Inc | 89,234 | $116.0K | 0.00% | +5,375+6.4% | Added |
| Morgan Stanley | 89,968 | $118.0K | 0.00% | −1,082,286−92.3% | Reduced |
| New York State Common Retirement Fund | 103,586 | $135.0K | 0.00% | −78,514−43.1% | Reduced |
| SG Americas Securities, LLC | 107,970 | $140.0K | 0.00% | +80,429+292.0% | Added |
| AQR Capital Management LLC | 108,293 | $141.0K | 0.00% | +108,293 | New |
| California State Teachers Retirement System | 114,426 | $149.0K | 0.00% | −179,071−61.0% | Reduced |
| Stifel Financial Corp | 115,000 | $150.0K | 0.00% | +115,000 | New |
| American International Group, Inc. | 122,275 | $159.0K | 0.00% | +3,192+2.7% | Added |
| Manufacturers Life Insurance Company, The | 137,952 | $179.0K | 0.00% | −3,378−2.4% | Reduced |
| Goldman Sachs Group Inc | 138,958 | $181.0K | 0.00% | +138,958 | New |
| Jane Street Group, LLC | 143,418 | $186.0K | 0.00% | −251,380−63.7% | Reduced |
| Commonwealth Equity Services, LLC | 153,052 | $198.0K | 0.00% | +77,050+101.4% | Added |
| Rhumbline Advisers | 154,474 | $201.0K | 0.00% | +10,000+6.9% | Added |
| Truist Financial Corp | 174,500 | $227.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 188,398 | $245.0K | 0.00% | +105,782+128.0% | Added |
| Valeo Financial Advisors, LLC | 198,148 | $258.0K | 0.02% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 315,867 | $411.0K | 0.00% | +315,867 | New |
| Group One Trading, L.P. | 475,382 | $618.0K | 0.01% | +166,283+53.8% | Added |
| Chartwell Investment Partners, LLC | 475,839 | $619.0K | 0.02% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 583,134 | $759.0K | 0.00% | +64,507+12.4% | Added |
| Millennium Management LLC | 612,037 | $796.0K | 0.00% | −2,194,829−78.2% | Reduced |
| Bank of New York Mellon Corp | 611,566 | $796.0K | 0.00% | +130,019+27.0% | Added |
| D. E. Shaw & Co., Inc. | 678,572 | $882.0K | 0.00% | −12,914−1.9% | Reduced |
| ODonnell Financial Services, LLC | 840,727 | $1.09M | 0.53% | +840,727 | New |
| Deutsche Bank AG | 1,078,613 | $1.40M | 0.00% | −2,087,259−65.9% | Reduced |
| Nuveen Asset Management, LLC | 2,085,611 | $2.52M | 0.00% | +872,372+71.9% | Added |
| Northern Trust Corp | 2,093,151 | $2.72M | 0.00% | +1,360,109+185.5% | Added |
| Ghost Tree Capital, LLC | 2,750,000 | $3.58M | 1.18% | +2,750,000 | New |
| State Street Corp | 3,483,157 | $4.53M | 0.00% | +506,354+17.0% | Added |
| Geode Capital Management, LLC | 3,624,058 | $4.71M | 0.00% | +250,549+7.4% | Added |