Barings Participation Investors
MPV- Exchange
- NYSE
- SEC CIK
- 0000831655
No open-market purchases or sales by Barings Participation Investors insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $39.5M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Barings Participation Investors as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +4 vs. Q3 2023
- Shares held
- 2.96M
- −205.0K (−6.5%) vs. Q3 2023
- Total value
- $46.1M
- +$3.62M (+8.5%) vs. Q3 2023
- New holders
- 9
- 5 more added
- Sold out
- 5
- 12 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MPV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $39.5M |
| Q1 2026 | 36 | $39.6M |
| Q4 2025 | 36 | $35.8M |
| Q3 2025 | 39 | $47.8M |
| Q2 2025 | 40 | $53.2M |
| Q1 2025 | 35 | $45.8M |
| Q4 2024 | 38 | $40.0M |
| Q3 2024 | 37 | $40.5M |
| Q2 2024 | 39 | $46.9M |
| Q1 2024 | 37 | $43.5M |
| Q4 2023 | 36 | $46.1M |
| Q3 2023 | 32 | $42.5M |
| Q2 2023 | 29 | $42.1M |
| Q1 2023 | 28 | $41.5M |
| Q4 2022 | 24 | $38.1M |
| Q3 2022 | 25 | $33.8M |
| Q2 2022 | 30 | $35.5M |
| Q1 2022 | 31 | $37.9M |
| Q4 2021 | 32 | $40.3M |
| Q3 2021 | 28 | $30.1M |
| Q2 2021 | 29 | $28.6M |
| Q1 2021 | 30 | $25.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Barings Participation Investors; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cape Investment Advisory, Inc. | 17 | $265 | 0.00% | +17 | New |
| Comerica Bank | 100 | $1.56K | 0.00% | +100 | New |
| Planning Capital Management Corp | 125 | $1.95K | 0.00% | +125 | New |
| Kelly Financial Services LLC | 500 | $7.80K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 730 | $9.80K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,141 | $17.8K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,225 | $19.1K | 0.00% | +1,225 | New |
| MeadowBrook Investment Advisors LLC | 1,640 | $25.6K | 0.02% | +1,640 | New |
| Ulland Investment Advisors, LLC | 2,000 | $31.0K | 0.03% | 00.0% | Unchanged |
| St Germain D J Co Inc | 2,034 | $31.7K | 0.00% | +293+16.8% | Added |
| Wells Fargo & Company | 3,000 | $46.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,000 | $47.0K | 0.00% | −1,258−29.5% | Reduced |
| Spire Wealth Management | 5,400 | $85.2K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 11,148 | $173.9K | 0.00% | +52+0.5% | Added |
| SFI Advisors, LLC | 11,748 | $183.3K | 0.16% | +11,748 | New |
| Montag A & Associates Inc | 13,711 | $218.3K | 0.01% | +1,100+8.7% | Added |
| Bank of America Corp | 18,103 | $282.4K | 0.00% | +11,468+172.8% | Added |
| Raymond James & Associates | 23,313 | $363.7K | 0.00% | −158−0.7% | Reduced |
| Granite Bay Wealth Management, LLC | 30,160 | $422.0K | 0.00% | +30,160 | New |
| Vanguard Group Inc | 29,200 | $455.5K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 37,011 | $577.4K | 0.02% | +37,011 | New |
| Schwallier Wealth Management LLC | 39,396 | $614.6K | 0.51% | +39,396 | New |
| Caldwell Sutter Capital, Inc. | 45,377 | $707.9K | 0.36% | 00.0% | Unchanged |
| UBS Group AG | 49,436 | $771.2K | 0.00% | −26,922−35.3% | Reduced |
| Curbstone Financial Management Corp | 50,616 | $789.6K | 0.18% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 82,388 | $1.29M | 0.01% | −3,121−3.6% | Reduced |
| Barings LLC | 86,128 | $1.34M | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 99,302 | $1.55M | 0.00% | −3,750−3.6% | Reduced |
| Truist Financial Corp | 102,821 | $1.60M | 0.00% | −231−0.2% | Reduced |
| Commonwealth Equity Services, LLC | 124,328 | $1.94M | 0.00% | −28,057−18.4% | Reduced |
| Advisor Group Holdings, Inc. | 177,291 | $2.77M | 0.00% | −92,431−34.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 272,720 | $4.25M | 0.09% | −2,593−0.9% | Reduced |
| TSP Capital Management Group, LLC | 306,910 | $4.79M | 1.66% | −37,463−10.9% | Reduced |
| Morgan Stanley | 310,547 | $4.84M | 0.00% | +4,399+1.4% | Added |
| Greenwich Investment Management, Inc. | 390,636 | $6.09M | 4.57% | −9,059−2.3% | Reduced |
| Rivernorth Capital Management, LLC | 624,910 | $9.75M | 0.47% | −49,376−7.3% | Reduced |
| Almitas Capital LLC | 0 | $0 | 0.00% | −35,183−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −26,341−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −22,352−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −5,208−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −226−100.0% | Sold out |