Barings Participation Investors
MPV- Exchange
- NYSE
- SEC CIK
- 0000831655
No open-market purchases or sales by Barings Participation Investors insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $39.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Barings Participation Investors as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- +3 vs. Q2 2023
- Shares held
- 3.16M
- −92.4K (−2.8%) vs. Q2 2023
- Total value
- $42.5M
- +$339.6K (+0.8%) vs. Q2 2023
- New holders
- 3
- 11 more added
- Sold out
- 0
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MPV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $39.5M |
| Q1 2026 | 36 | $39.6M |
| Q4 2025 | 36 | $35.8M |
| Q3 2025 | 39 | $47.8M |
| Q2 2025 | 40 | $53.2M |
| Q1 2025 | 35 | $45.8M |
| Q4 2024 | 38 | $40.0M |
| Q3 2024 | 37 | $40.5M |
| Q2 2024 | 39 | $46.9M |
| Q1 2024 | 37 | $43.5M |
| Q4 2023 | 36 | $46.1M |
| Q3 2023 | 32 | $42.5M |
| Q2 2023 | 29 | $42.1M |
| Q1 2023 | 28 | $41.5M |
| Q4 2022 | 24 | $38.1M |
| Q3 2022 | 25 | $33.8M |
| Q2 2022 | 30 | $35.5M |
| Q1 2022 | 31 | $37.9M |
| Q4 2021 | 32 | $40.3M |
| Q3 2021 | 28 | $30.1M |
| Q2 2021 | 29 | $28.6M |
| Q1 2021 | 30 | $25.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Barings Participation Investors; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 226 | $3.04K | 0.00% | +126+126.0% | Added |
| Kelly Financial Services LLC | 500 | $6.71K | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 730 | $9.80K | 0.00% | +730 | New |
| PFS Partners, LLC | 1,141 | $15.3K | 0.01% | 00.0% | Unchanged |
| St Germain D J Co Inc | 1,741 | $23.4K | 0.00% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 2,000 | $27.0K | 0.03% | −209−9.5% | Reduced |
| Wells Fargo & Company | 3,000 | $40.3K | 0.00% | −68,526−95.8% | Reduced |
| Royal Bank of Canada | 4,258 | $57.0K | 0.00% | +600+16.4% | Added |
| Stonebridge Capital Advisors LLC | 5,208 | $69.9K | 0.01% | −689−11.7% | Reduced |
| Spire Wealth Management | 5,400 | $72.5K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,635 | $89.1K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 11,096 | $149.0K | 0.00% | +47+0.4% | Added |
| Montag A & Associates Inc | 12,611 | $169.4K | 0.01% | +92+0.7% | Added |
| Mariner, LLC | 22,352 | $300.2K | 0.00% | +22,352 | New |
| Raymond James & Associates | 23,471 | $315.2K | 0.00% | −3,043−11.5% | Reduced |
| Change Path, LLC | 26,341 | $354.0K | 0.03% | +26,341 | New |
| Vanguard Group Inc | 29,200 | $392.2K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 35,183 | $472.5K | 0.23% | −236,999−87.1% | Reduced |
| Caldwell Sutter Capital, Inc. | 45,377 | $609.4K | 0.34% | 00.0% | Unchanged |
| Curbstone Financial Management Corp | 50,616 | $679.8K | 0.17% | 00.0% | Unchanged |
| UBS Group AG | 76,358 | $1.03M | 0.00% | +348+0.5% | Added |
| Cetera Advisor Networks LLC | 85,509 | $1.15M | 0.01% | +713+0.8% | Added |
| Barings LLC | 86,128 | $1.16M | 0.04% | 00.0% | Unchanged |
| Truist Financial Corp | 103,052 | $1.38M | 0.00% | +3,695+3.7% | Added |
| Envestnet Asset Management Inc | 103,052 | $1.38M | 0.00% | +3,695+3.7% | Added |
| Commonwealth Equity Services, LLC | 152,385 | $2.05M | 0.00% | +1,883+1.3% | Added |
| Advisor Group Holdings, Inc. | 269,722 | $3.62M | 0.01% | +8,444+3.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 275,313 | $3.70M | 0.14% | +243,190+757.1% | Added |
| Morgan Stanley | 306,148 | $4.11M | 0.00% | −2,745−0.9% | Reduced |
| TSP Capital Management Group, LLC | 344,373 | $4.62M | 1.78% | −60.0% | Reduced |
| Greenwich Investment Management, Inc. | 399,695 | $5.37M | 4.25% | −7,739−1.9% | Reduced |
| Rivernorth Capital Management, LLC | 674,286 | $9.06M | 0.47% | −84,735−11.2% | Reduced |