MidCap Financial Investment Corp
MFIC- Exchange
- Nasdaq
- SEC CIK
- 0001278752
No open-market purchases or sales by MidCap Financial Investment Corp insiders were filed in the last 90 days; 169 institutions reported holding it in 13F filings for Q2 2026, worth $320.6M in total; Soros Fund Management is the only superinvestor holding it.
Other share classesMFICL
13F holders, Q4 2022
Institutional positions in MidCap Financial Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +13 vs. Q3 2022
- Shares held
- 18.9M
- +156.7K (+0.8%) vs. Q3 2022
- Total value
- $215.6M
- +$23.9M (+12.5%) vs. Q3 2022
- New holders
- 26
- 36 more added
- Sold out
- 13
- 40 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MFIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 169 | $320.6M |
| Q1 2026 | 176 | $357.7M |
| Q4 2025 | 192 | $362.5M |
| Q3 2025 | 174 | $350.5M |
| Q2 2025 | 170 | $364.7M |
| Q1 2025 | 169 | $357.5M |
| Q4 2024 | 173 | $351.5M |
| Q3 2024 | 177 | $339.3M |
| Q2 2024 | 128 | $288.4M |
| Q1 2024 | 127 | $295.3M |
| Q4 2023 | 125 | $257.0M |
| Q3 2023 | 118 | $253.2M |
| Q2 2023 | 118 | $228.5M |
| Q1 2023 | 124 | $212.8M |
| Q4 2022 | 134 | $215.6M |
| Q3 2022 | 124 | $191.7M |
| Q2 2022 | 124 | $194.8M |
| Q1 2022 | 127 | $255.0M |
| Q4 2021 | 130 | $251.0M |
| Q3 2021 | 118 | $258.8M |
| Q2 2021 | 125 | $292.0M |
| Q1 2021 | 130 | $299.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding MidCap Financial Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $11 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 5 | $57 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 65 | $741 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 73 | $832 | 0.00% | 00.0% | Unchanged |
| Goodwin Investment Advisory | 116 | $1.32K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 133 | $1.52K | 0.00% | +133 | New |
| Key Financial Inc | 150 | $1.53K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $2.00K | 0.00% | −815−80.3% | Reduced |
| Hantz Financial Services, Inc. | 200 | $2.00K | 0.00% | +200 | New |
| Focused Wealth Management, Inc | 181 | $2.06K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 252 | $2.87K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 300 | $3.42K | 0.00% | +300 | New |
| Lindbrook Capital, LLC | 320 | $3.65K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 324 | $3.69K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 333 | $3.80K | 0.00% | +333 | New |
| Umb Bank N A | 333 | $4.00K | 0.00% | −2,197−86.8% | Reduced |
| Live Oak Investment Partners | – | $5.44K | 0.00% | – | New |
| Northwestern Mutual Wealth Management Co | 563 | $6.42K | 0.00% | −500−47.0% | Reduced |
| Wolff Wiese Magana LLC | 580 | $6.61K | 0.01% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 666 | $8.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 750 | $8.55K | 0.00% | 00.0% | Unchanged |
| Old North State Trust, LLC | 833 | $9.00K | 0.01% | +833 | New |
| Kistler-Tiffany Companies, LLC | 840 | $9.58K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 1,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 1,000 | $11.4K | 0.00% | +1,000 | New |
| Asset Dedication, LLC | 1,408 | $16.0K | 0.00% | +1,092+345.6% | Added |
| Founders Capital Management | 1,500 | $17.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,797 | $20.5K | 0.00% | −11−0.6% | Reduced |
| Whittier Trust Co | 2,192 | $25.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,706 | $31.0K | 0.00% | +1,706+170.6% | Added |
| Belpointe Asset Management LLC | 2,748 | $31.3K | 0.00% | +2,748 | New |
| Parkside Financial Bank & Trust | 3,361 | $38.3K | 0.01% | +99+3.0% | Added |
| Deutsche Bank AG | 3,415 | $38.9K | 0.00% | +3,415 | New |
| Parallel Advisors, LLC | 4,967 | $56.6K | 0.00% | +4,880+5,609.2% | Added |
| Group One Trading, L.P. | 5,584 | $63.7K | 0.00% | −10,638−65.6% | Reduced |
| Register Financial Advisors LLC | 7,050 | $80.4K | 0.05% | +7,050 | New |
| Harbour Investments, Inc. | 7,535 | $85.9K | 0.01% | −1,297−14.7% | Reduced |
| Baldwin Brothers Inc | 8,333 | $95.0K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 8,684 | $99.0K | 0.01% | +7,584+689.5% | Added |
| Citizens Business Bank | 10,000 | $114.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,085 | $115.0K | 0.00% | +10,085 | New |
| Cambridge Investment Research Advisors, Inc. | 10,158 | $116.0K | 0.00% | −372−3.5% | Reduced |
| Virtu Financial LLC | 10,453 | $119.0K | 0.02% | −11,403−52.2% | Reduced |
| Simplex Trading, LLC | 10,560 | $120.0K | 0.01% | +10,560 | New |
| Sequoia Financial Advisors, LLC | 10,566 | $120.5K | 0.00% | −618−5.5% | Reduced |
| Trexquant Investment LP | 11,354 | $129.4K | 0.00% | +11,354 | New |
| Independent Financial Group, LLC | 11,600 | $132.2K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 11,742 | $133.9K | 0.01% | +240+2.1% | Added |
| Schonfeld Strategic Advisors LLC | 12,100 | $137.9K | 0.00% | −1,400−10.4% | Reduced |
| Advisory Services Network, LLC | 12,495 | $142.4K | 0.00% | −455−3.5% | Reduced |
| Wolverine Trading, LLC | 13,928 | $159.0K | 0.00% | −1,077−7.2% | Reduced |
| Essex Financial Services, Inc. | 14,000 | $159.0K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 14,128 | $161.1K | 0.00% | −16,995−54.6% | Reduced |
| D. E. Shaw & Co., Inc. | 14,221 | $162.1K | 0.00% | +14,221 | New |
| Aquatic Capital Management LLC | 14,700 | $167.0K | 0.01% | +14,700 | New |
| Rivernorth Capital Management, LLC | 14,670 | $167.2K | 0.01% | +14,670 | New |
| Jenkins Wealth | 14,723 | $167.8K | 0.07% | +14,723 | New |
| Eagle Global Advisors LLC | 15,060 | $171.7K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,378 | $178.5K | 0.01% | +15,378 | New |
| Silver Oak Securities, Inc | 16,390 | $187.0K | 0.04% | +16,390 | New |
| Jane Street Group, LLC | 18,547 | $211.4K | 0.00% | −44,893−70.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 19,264 | $219.6K | 0.00% | +1,086+6.0% | Added |
| Janney Montgomery Scott LLC | 20,092 | $229.0K | 0.00% | −172−0.8% | Reduced |
| GWM Advisors LLC | 20,838 | $237.6K | 0.01% | +20,838 | New |
| Centaurus Financial, Inc. | 20,993 | $239.0K | 0.02% | −1,116−5.0% | Reduced |
| US Bancorp | 21,026 | $239.7K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 21,569 | $246.0K | 0.02% | +21,569 | New |
| Guggenheim Capital LLC | 21,750 | $247.9K | 0.00% | −368−1.7% | Reduced |
| Ethos Financial Group, LLC | 22,849 | $268.9K | 0.09% | +22,849 | New |
| Onyx Bridge Wealth Group LLC | 24,116 | $286.3K | 0.12% | +2,165+9.9% | Added |
| Merit Financial Group, LLC | 30,137 | $343.6K | 0.01% | +6,004+24.9% | Added |
| IFP Advisors, Inc | 21,226 | $353.0K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 31,309 | $356.9K | 0.00% | +31,309 | New |
| Jump Financial, LLC | 35,300 | $402.4K | 0.02% | −2,000−5.4% | Reduced |
| Virtus ETF Advisers LLC | 35,363 | $403.1K | 0.21% | −5,885−14.3% | Reduced |
| M Holdings Securities, Inc. | 37,042 | $422.0K | 0.04% | −8,349−18.4% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 37,941 | $432.5K | 0.14% | +2,369+6.7% | Added |
| Evoke Wealth, LLC | 36,800 | $433.1K | 0.02% | 00.0% | Unchanged |
| Caxton Associates LP | 40,231 | $458.6K | 0.03% | −5,902−12.8% | Reduced |
| Northeast Financial Consultants Inc | 43,733 | $498.6K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 43,936 | $501.0K | 0.00% | −3,389−7.2% | Reduced |
| Claybrook Capital, LLC | 44,137 | $503.2K | 0.31% | 00.0% | Unchanged |
| Sigma Planning Corp | 44,392 | $506.1K | 0.02% | +369+0.8% | Added |
| Mackenzie Financial Corp | 45,171 | $515.0K | 0.00% | −673−1.5% | Reduced |
| AE Wealth Management LLC | 52,055 | $593.4K | 0.00% | −24,486−32.0% | Reduced |
| Stifel Financial Corp | 53,302 | $607.6K | 0.00% | +9,808+22.6% | Added |
| Panoramic Investment Advisors, LLC | 53,630 | $611.4K | 0.63% | +53,630 | New |
| HRT Financial LP | 54,373 | $619.0K | 0.01% | +17,214+46.3% | Added |
| Relative Value Partners Group, LLC | 56,166 | $640.3K | 0.05% | +56,166 | New |
| Rockefeller Capital Management L.P. | 62,660 | $714.0K | 0.00% | +1,524+2.5% | Added |
| Cubic Asset Management, LLC | 63,864 | $728.0K | 0.21% | −15,700−19.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 68,381 | $780.0K | 0.05% | −1,399−2.0% | Reduced |
| Raymond James & Associates | 68,928 | $785.8K | 0.00% | +1,038+1.5% | Added |
| Activest Wealth Management | 71,950 | $820.2K | 0.24% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 76,991 | $878.0K | 0.00% | −5,672−6.9% | Reduced |
| Meridian Investment Counsel Inc. | 81,409 | $928.0K | 0.37% | −2,100−2.5% | Reduced |
| Great West Life Assurance Co | 90,479 | $1.03M | 0.00% | +1,825+2.1% | Added |
| International Assets Investment Management, LLC | 99,905 | $1.14M | 0.12% | +35,666+55.5% | Added |
| D.A. Davidson & Co. | 101,117 | $1.15M | 0.01% | +24,817+32.5% | Added |
| Goldman Sachs Group Inc | 101,194 | $1.15M | 0.00% | +88,279+683.5% | Added |