Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commonwealth Equity Services, LLC | 6,431 | $1.74M | 0.00% | +49+0.8% | Added |
| Peregrine Capital Management LLC | 6,443 | $1.74M | 0.04% | 00.0% | Unchanged |
| Covenant Asset Management, LLC | 6,459 | $1.75M | 0.52% | +44+0.7% | Added |
| Harbor Advisors LLC | 6,500 | $1.76M | 0.35% | 00.0% | Unchanged |
| Truist Financial Corp | 6,596 | $1.78M | 0.00% | −1,379−17.3% | Reduced |
| Mackenzie Financial Corp | 6,766 | $1.83M | 0.00% | +1,625+31.6% | Added |
| Maryland State Retirement & Pension System | 6,952 | $1.90M | 0.05% | 00.0% | Unchanged |
| Xponance, Inc. | 7,068 | $1.91M | 0.04% | −416−5.6% | Reduced |
| Teachers Retirement System of the State of Kentucky | 7,150 | $1.94M | 0.02% | 00.0% | Unchanged |
| Saturna Capital CORP | 7,200 | $1.95M | 0.04% | −415−5.4% | Reduced |
| New England Research & Management, Inc. | 7,247 | $1.96M | 1.03% | 00.0% | Unchanged |
| FIL Ltd | 7,368 | $1.99M | 0.00% | +5,000+211.1% | Added |
| Point72 Hong Kong Ltd | 7,389 | $2.00M | 0.15% | −9,150−55.3% | Reduced |
| Raymond James Trust N.A. | 7,665 | $2.07M | 0.07% | −2,709−26.1% | Reduced |
| Envestnet Asset Management Inc | 7,682 | $2.08M | 0.00% | −2,877−27.2% | Reduced |
| Securian Asset Management, Inc | 7,712 | $2.09M | 0.04% | −200−2.5% | Reduced |
| Yakira Capital Management, Inc. | 7,713 | $2.09M | 0.32% | +7,713 | New |
| Everett Harris & Co | 7,733 | $2.09M | 0.03% | +30+0.4% | Added |
| Walleye Capital LLC | 7,785 | $2.11M | 0.06% | +3,989+105.1% | Added |
| Norinchukin Bank, The | 7,794 | $2.11M | 0.03% | +273+3.6% | Added |
| Anchor Capital Advisors LLC | 7,852 | $2.13M | 0.04% | −72,352−90.2% | Reduced |
| Mint Tower Capital Management B.V. | 7,970 | $2.16M | 0.39% | +5,470+218.8% | Added |
| Lombard Odier Asset Management (USA) Corp | 8,000 | $2.17M | 0.32% | +8,000 | New |
| Winton Group Ltd | 8,229 | $2.23M | 0.12% | −10,276−55.5% | Reduced |
| CIBC Asset Management Inc | 8,267 | $2.24M | 0.01% | +116+1.4% | Added |
| Tiedemann Advisors, LLC | 8,380 | $2.27M | 0.12% | −9−0.1% | Reduced |
| Sandbar Asset Management LLP | 8,513 | $2.30M | 0.25% | +8,513 | New |
| Hartford Investment Management Co | 8,522 | $2.31M | 0.06% | −1,073−11.2% | Reduced |
| Wolverine Asset Management LLC | 8,655 | $2.34M | 0.03% | −7−0.1% | Reduced |
| Miller Howard Investments Inc | 8,981 | $2.43M | 0.10% | +11+0.1% | Added |
| Chase Investment Counsel Corp | 9,337 | $2.53M | 1.09% | −4,119−30.6% | Reduced |
| Achmea Investment Management B.V. | 9,391 | $2.54M | 0.08% | −15,625−62.5% | Reduced |
| Rockefeller Capital Management L.P. | 9,401 | $2.54M | 0.01% | +670+7.7% | Added |
| Seascape Capital Management | 9,626 | $2.60M | 1.34% | +347+3.7% | Added |
| Institute for Wealth Management, LLC. | 9,667 | $2.62M | 0.46% | −325−3.3% | Reduced |
| Macquarie Group Ltd | 9,686 | $2.62M | 0.00% | −1,956−16.8% | Reduced |
| Nissay Asset Management Corp | 9,801 | $2.65M | 0.02% | +383+4.1% | Added |
| Montag A & Associates Inc | 10,033 | $2.71M | 0.15% | −16,291−61.9% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 10,646 | $2.88M | 0.05% | +2,855+36.6% | Added |
| GAM Holding AG | 10,734 | $2.91M | 0.14% | +1,497+16.2% | Added |
| STRS Ohio | 11,355 | $3.07M | 0.01% | −97,455−89.6% | Reduced |
| Two Sigma Advisers, LP | 11,400 | $3.08M | 0.01% | −147,400−92.8% | Reduced |
| Metropolitan Life Insurance Co | 11,733 | $3.18M | 0.05% | −394−3.2% | Reduced |
| Seven Eight Capital, LP | 11,747 | $3.18M | 0.31% | −1,300−10.0% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 11,916 | $3.23M | 0.04% | −388−3.2% | Reduced |
| Two Sigma Investments, LP | 11,933 | $3.23M | 0.01% | −220,453−94.9% | Reduced |
| Mutual of America Capital Management LLC | 11,978 | $3.24M | 0.03% | +71+0.6% | Added |
| Schonfeld Strategic Advisors LLC | 12,000 | $3.25M | 0.04% | −26,445−68.8% | Reduced |
| RMB Capital Management, LLC | 12,075 | $3.27M | 0.11% | 00.0% | Unchanged |
| BCK Capital Management LP | 12,134 | $3.28M | 1.96% | −53,799−81.6% | Reduced |
| Great Lakes Advisors, LLC | 12,178 | $3.30M | 0.05% | −4,879−28.6% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 12,180 | $3.30M | 0.17% | −4,420−26.6% | Reduced |
| Shell Asset Management Co | 12,218 | $3.31M | 0.07% | +851+7.5% | Added |
| US Bancorp | 12,801 | $3.46M | 0.01% | −3,182−19.9% | Reduced |
| IFM Investors Pty Ltd | 12,806 | $3.47M | 0.07% | +76+0.6% | Added |
| Public Employees Retirement Association of Colorado | 12,832 | $3.47M | 0.02% | 00.0% | Unchanged |
| HighVista Strategies LLC | 12,910 | $3.49M | 2.31% | +12,910 | New |
| Comerica Bank | 11,462 | $3.50M | 0.02% | −3,899−25.4% | Reduced |
| InterOcean Capital Group, LLC | 12,937 | $3.50M | 0.18% | −2,018−13.5% | Reduced |
| GPM Growth Investors, Inc. | 12,967 | $3.51M | 1.85% | −15,934−55.1% | Reduced |
| Hendley & Co Inc | 12,985 | $3.51M | 1.23% | −20,807−61.6% | Reduced |
| Creative Planning | 13,286 | $3.60M | 0.01% | −787−5.6% | Reduced |
| Squarepoint Ops LLC | 13,297 | $3.60M | 0.02% | −38,039−74.1% | Reduced |
| ProShare Advisors LLC | 13,560 | $3.67M | 0.01% | +504+3.9% | Added |
| Stifel Financial Corp | 13,705 | $3.71M | 0.01% | −22,385−62.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 13,861 | $3.75M | 0.02% | −676−4.7% | Reduced |
| Texas Permanent School Fund | 14,054 | $3.80M | 0.05% | −1,053−7.0% | Reduced |
| Mackay Shields LLC | 14,057 | $3.81M | 0.04% | −402−2.8% | Reduced |
| Stonebridge Capital Management Inc | 14,491 | $3.92M | 1.44% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 14,557 | $3.94M | 0.02% | +2,798+23.8% | Added |
| Arabesque Asset Management Ltd | 14,890 | $4.03M | 1.35% | +2,324+18.5% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 15,124 | $4.09M | 0.04% | −3,400−18.4% | Reduced |
| Public Sector Pension Investment Board | 15,357 | $4.16M | 0.02% | +1,100+7.7% | Added |
| State of Tennessee, Treasury Department | 15,364 | $4.16M | 0.02% | −833−5.1% | Reduced |
| First Republic Investment Management, Inc. | 15,613 | $4.22M | 0.01% | +3,206+25.8% | Added |
| Swiss Life Asset Management Ltd | 15,820 | $4.28M | 0.06% | +870+5.8% | Added |
| First Trust Advisors LP | 15,862 | $4.29M | 0.00% | −72,973−82.1% | Reduced |
| HighTower Advisors, LLC | 15,975 | $4.32M | 0.01% | −1,462−8.4% | Reduced |
| BTG Pactual Global Asset Management Ltd | 16,000 | $4.33M | 4.00% | +12,000+300.0% | Added |
| Financial Partners Group, Inc | 16,039 | $4.34M | 1.02% | +10.0% | Added |
| Tower View Investment Management & Research LLC | 16,174 | $4.38M | 2.43% | −127−0.8% | Reduced |
| Utah Retirement Systems | 16,352 | $4.42M | 0.06% | −900−5.2% | Reduced |
| Retirement Planning Group | 16,514 | $4.47M | 0.51% | 00.0% | Unchanged |
| British Columbia Investment Management Corp | 16,802 | $4.55M | 0.03% | −35−0.2% | Reduced |
| Gabelli Funds LLC | 17,100 | $4.63M | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 17,191 | $4.65M | 0.00% | −1,394−7.5% | Reduced |
| Keybank National Association | 17,489 | $4.73M | 0.02% | −5,875−25.1% | Reduced |
| Swedbank AB | 17,797 | $4.82M | 0.01% | −802−4.3% | Reduced |
| SG Americas Securities, LLC | 17,821 | $4.82M | 0.03% | +9,852+123.6% | Added |
| CIBC World Markets Inc. | 18,009 | $4.87M | 0.02% | −2,138−10.6% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 18,029 | $4.88M | 0.03% | −700−3.7% | Reduced |
| Forsta Ap-Fonden | 18,100 | $4.90M | 0.06% | −1,800−9.0% | Reduced |
| KBC Group NV | 18,429 | $4.99M | 0.02% | −28,086−60.4% | Reduced |
| Nomura Asset Management Co Ltd | 18,473 | $5.00M | 0.03% | −178−1.0% | Reduced |
| DuPont Capital Management Corp | 18,479 | $5.00M | 0.16% | +11,609+169.0% | Added |
| Ramius Advisors LLC | 18,514 | $5.01M | 3.10% | −38,225−67.4% | Reduced |
| Impax Asset Management Group plc | 18,518 | $5.01M | 0.02% | +16,718+928.8% | Added |
| Storebrand Asset Management AS | 18,795 | $5.09M | 0.02% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 18,798 | $5.09M | 0.28% | +18,798 | New |
| Maverick Capital LtdSuperinvestorMaverick Capital | 18,983 | $5.14M | 0.06% | +3,111+19.6% | Added |