Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Nebraska Trust Co | 1,129 | $305.6K | 0.04% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,129 | $306.0K | 0.01% | −7,418−86.8% | Reduced |
| Vigilant Capital Management, LLC | 1,137 | $308.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,132 | $313.0K | 0.01% | −80−6.6% | Reduced |
| Ci Investments Inc. | 1,162 | $314.0K | 0.00% | −2,843−71.0% | Reduced |
| Wimmer Associates 1, LLC | 1,165 | $315.0K | 0.19% | 00.0% | Unchanged |
| NuWave Investment Management, LLC | 1,169 | $316.0K | 0.36% | −3,716−76.1% | Reduced |
| Garner Asset Management Corp | 1,170 | $317.0K | 0.15% | −510−30.4% | Reduced |
| Ami Asset Management Corp | 1,179 | $319.0K | 0.02% | −280−19.2% | Reduced |
| Harbour Investments, Inc. | 1,186 | $321.0K | 0.01% | +65+5.8% | Added |
| Appleton Group, LLC | 1,192 | $323.0K | 0.28% | −470−28.3% | Reduced |
| Miracle Mile Advisors, LLC | 1,194 | $323.0K | 0.02% | 00.0% | Unchanged |
| Cutler Group LP | 1,200 | $324.0K | 0.02% | −1,600−57.1% | Reduced |
| Orion Portfolio Solutions, LLC | 1,199 | $324.0K | 0.01% | +11+0.9% | Added |
| Insight Advisors, LLC | 1,056 | $324.0K | 0.10% | −117−10.0% | Reduced |
| First Mercantile Trust Co | 1,201 | $325.0K | 0.04% | −32−2.6% | Reduced |
| Whittier Trust Co of Nevada Inc | 1,200 | $325.0K | 0.01% | 00.0% | Unchanged |
| Stone Run Capital, LLC | 1,200 | $325.0K | 0.11% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 1,225 | $332.0K | 0.04% | −78−6.0% | Reduced |
| Montis Financial, LLC | 1,201 | $332.0K | 0.28% | +1+0.1% | Added |
| Scotia Capital Inc. | 1,233 | $334.0K | 0.00% | −105−7.8% | Reduced |
| Sonata Capital Group Inc | 1,250 | $338.0K | 0.15% | 00.0% | Unchanged |
| Ieq Capital, LLC | 1,269 | $343.0K | 0.01% | +281+28.4% | Added |
| Freestone Capital Holdings, LLC | 1,271 | $344.0K | 0.02% | +153+13.7% | Added |
| Ameritas Investment Partners, Inc. | 1,277 | $345.0K | 0.01% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 1,283 | $347.0K | 0.02% | −20,041−94.0% | Reduced |
| Simplex Trading, LLC | 1,223 | $348.0K | 0.01% | −408−25.0% | Reduced |
| Federated Hermes, Inc. | 1,298 | $351.0K | 0.00% | +642+97.9% | Added |
| Profund Advisors LLC | 1,302 | $352.0K | 0.01% | +4+0.3% | Added |
| Quilter Plc | 1,300 | $352.0K | 0.01% | 00.0% | Unchanged |
| WBH Advisory Inc | 1,301 | $352.0K | 0.05% | 00.0% | Unchanged |
| Toroso Investments, LLC | 1,301 | $352.0K | 0.01% | +207+18.9% | Added |
| Neo Ivy Capital Management | 2,401 | $358.0K | 0.41% | +2,401 | New |
| Independent Solutions Wealth Management, LLC | 1,328 | $359.4K | 0.09% | −124−8.5% | Reduced |
| Vestcor Inc | 1,341 | $363.0K | 0.01% | −183−12.0% | Reduced |
| Paragon Capital Management LLC | 1,342 | $363.0K | 0.19% | +1,342 | New |
| Abacus Wealth Partners, LLC | 1,350 | $365.4K | 0.13% | 00.0% | Unchanged |
| Summit Asset Management, LLC | 1,355 | $367.0K | 0.11% | 00.0% | Unchanged |
| Inscription Capital, LLC | 1,381 | $374.0K | 0.12% | +1,381 | New |
| Ancora Advisors, LLC | 1,400 | $379.0K | 0.01% | 00.0% | Unchanged |
| Reynders McVeigh Capital Management, LLC | 1,400 | $379.0K | 0.02% | 00.0% | Unchanged |
| CWM Advisors, LLC | 1,403 | $380.0K | 0.05% | −378−21.2% | Reduced |
| Tiemann Investment Advisors, LLC | 1,414 | $383.0K | 0.18% | −29−2.0% | Reduced |
| Fieldpoint Private Securities, LLC | 1,420 | $384.0K | 0.09% | −96−6.3% | Reduced |
| FineMark National Bank & Trust | 1,426 | $386.0K | 0.02% | 00.0% | Unchanged |
| South Dakota Investment Council | 1,500 | $406.0K | 0.01% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 1,500 | $406.0K | 0.30% | 00.0% | Unchanged |
| Pensionfund DSM Netherlands | 1,500 | $406.0K | 0.05% | +1,500 | New |
| XML Financial, LLC | 1,500 | $406.0K | 0.05% | +1,500 | New |
| Argent Trust Co | 1,531 | $414.0K | 0.03% | +687+81.4% | Added |
| RSM US Wealth Management LLC | 1,535 | $415.0K | 0.02% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 1,547 | $418.0K | 0.12% | +30+2.0% | Added |
| National Asset Management, Inc. | 1,544 | $418.0K | 0.01% | +356+30.0% | Added |
| Geneva Partners, LLC | 2,000 | $425.0K | 0.21% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 1,571 | $425.0K | 0.01% | −25−1.6% | Reduced |
| BLB&B Advisors, LLC | 1,600 | $433.0K | 0.03% | −400−20.0% | Reduced |
| Cidel Asset Management Inc | 1,625 | $440.0K | 0.02% | −1,170−41.9% | Reduced |
| Contravisory Investment Management, Inc. | 1,627 | $440.0K | 0.13% | 00.0% | Unchanged |
| Murphy Capital Management Inc | 1,650 | $446.0K | 0.05% | 00.0% | Unchanged |
| Pendal Group Limited | 1,673 | $453.0K | 0.00% | +613+57.8% | Added |
| Latitude Advisors, LLC | 1,681 | $455.0K | 0.15% | +861+105.0% | Added |
| Harrell Investment Partners, LLC | 1,684 | $456.0K | 0.15% | −720−30.0% | Reduced |
| Pathstone Family Office, LLC | 1,696 | $460.0K | 0.01% | +1,696 | New |
| Regions Financial Corp | 1,707 | $462.0K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 1,717 | $465.0K | 0.00% | −208−10.8% | Reduced |
| EagleClaw Capital Managment, LLC | 1,725 | $467.0K | 0.12% | −30−1.7% | Reduced |
| Gotham Asset Management, LLC | 1,741 | $471.0K | 0.02% | −514−22.8% | Reduced |
| Greenleaf Trust | 1,739 | $471.0K | 0.01% | +31+1.8% | Added |
| V Wealth Advisors LLC | 1,763 | $477.0K | 0.07% | 00.0% | Unchanged |
| Symmetry Partners, LLC | 1,721 | $480.0K | 0.03% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 1,783 | $483.0K | 0.02% | 00.0% | Unchanged |
| Brown Advisory Inc | 1,800 | $487.0K | 0.00% | −262−12.7% | Reduced |
| Cresset Asset Management, LLC | 1,798 | $487.0K | 0.01% | +179+11.1% | Added |
| Brown Brothers Harriman & Co | 1,819 | $492.0K | 0.00% | +1,761+3,036.2% | Added |
| Wetherby Asset Management Inc | 1,821 | $493.0K | 0.03% | +12+0.7% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 1,846 | $500.0K | 0.03% | −400−17.8% | Reduced |
| Corient Capital Partners, LLC | 1,883 | $510.0K | 0.04% | +24+1.3% | Added |
| RFG Advisory, LLC | 1,895 | $513.0K | 0.04% | 00.0% | Unchanged |
| Fort Washington Investment Advisors Inc | 1,900 | $514.0K | 0.00% | 00.0% | Unchanged |
| One + One Wealth Management, LLC | 1,958 | $530.0K | 0.38% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 2,021 | $547.0K | 0.16% | −922−31.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,024 | $549.0K | 0.00% | +166+8.9% | Added |
| Brinker Capital Investments, LLC | 1,947 | $552.0K | 0.01% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 2,050 | $555.0K | 0.31% | −35−1.7% | Reduced |
| IHT Wealth Management, LLC | 2,081 | $563.0K | 0.05% | −490−19.1% | Reduced |
| AGF Investments LLC | 2,108 | $571.0K | 0.06% | +122+6.1% | Added |
| Heartland Bank & Trust Co | 2,113 | $572.0K | 0.49% | +113+5.7% | Added |
| Legacy Bridge, LLC | 2,125 | $575.0K | 0.33% | 00.0% | Unchanged |
| World Asset Management Inc | 2,151 | $582.0K | 0.06% | −170−7.3% | Reduced |
| Sabal Trust CO | 2,150 | $582.0K | 0.04% | 00.0% | Unchanged |
| Pineno Levin & Ford Asset Management, Inc. | 2,153 | $583.0K | 0.19% | 00.0% | Unchanged |
| SFMG, LLC | 2,164 | $586.0K | 0.07% | −135−5.9% | Reduced |
| Vident Investment Advisory, LLC | 2,193 | $593.0K | 0.02% | −52−2.3% | Reduced |
| XTX Topco Ltd | 2,223 | $602.0K | 0.20% | +2,223 | New |
| Cetera Advisors LLC | 2,231 | $604.0K | 0.01% | +526+30.9% | Added |
| Banque Cantonale Vaudoise | 2,300 | $622.0K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 2,342 | $634.0K | 0.01% | −169−6.7% | Reduced |
| Glenmede Trust Co NA | 2,356 | $637.0K | 0.00% | −173−6.8% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 2,374 | $642.0K | 0.07% | +7+0.3% | Added |
| Fiera Capital Corp | 2,402 | $650.0K | 0.00% | +38+1.6% | Added |