Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dorsey & Whitney Trust CO LLC | 994 | $282.0K | 0.03% | +1+0.1% | Added |
| Ieq Capital, LLC | 988 | $280.0K | 0.01% | +190+23.8% | Added |
| Bigelow Investment Advisors, LLC | 971 | $275.0K | 0.13% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 962 | $273.0K | 0.01% | −5,956−86.1% | Reduced |
| Veriti Management LLC | 963 | $273.0K | 0.04% | +963 | New |
| Checchi Capital Advisers, LLC | 948 | $269.0K | 0.03% | +12+1.3% | Added |
| People's United Financial, Inc. | 941 | $267.0K | 0.01% | −3−0.3% | Reduced |
| Frontier Wealth Management LLC | 927 | $263.0K | 0.02% | −100−9.7% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 924 | $262.0K | 0.01% | −30−3.1% | Reduced |
| Empirical Finance, LLC | 914 | $259.0K | 0.04% | −69−7.0% | Reduced |
| Country Trust Bank | 906 | $257.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 902 | $256.0K | 0.00% | −279−23.6% | Reduced |
| American Portfolios Advisors | 900 | $255.2K | 0.01% | −2,869−76.1% | Reduced |
| Bath Savings Trust Co | 900 | $255.0K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 900 | $255.0K | 0.06% | 00.0% | Unchanged |
| Boston Family Office LLC | 898 | $254.0K | 0.02% | 00.0% | Unchanged |
| Ethic Inc. | 885 | $251.0K | 0.03% | +84+10.5% | Added |
| Tokio Marine Asset Management Co Ltd | 884 | $250.0K | 0.02% | +884 | New |
| Reilly Financial Advisors, LLC | 875 | $248.0K | 0.02% | −225−20.5% | Reduced |
| Bryn Mawr Trust Co | 876 | $248.0K | 0.01% | +876 | New |
| International Assets Investment Management, LLC | 867 | $246.0K | 0.05% | −727−45.6% | Reduced |
| Two Sigma Securities, LLC | 860 | $244.0K | 0.06% | −58−6.3% | Reduced |
| Valeo Financial Advisors, LLC | 859 | $244.0K | 0.02% | +94+12.3% | Added |
| Argent Trust Co | 844 | $239.0K | 0.02% | −135−13.8% | Reduced |
| Latitude Advisors, LLC | 820 | $232.0K | 0.17% | −22−2.6% | Reduced |
| KCM Investment Advisors LLC | 808 | $229.0K | 0.01% | 00.0% | Unchanged |
| ETF Portfolio Partners, Inc. | 800 | $227.0K | 0.09% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 800 | $227.0K | 0.06% | +800 | New |
| BBR Partners, LLC | 795 | $225.0K | 0.02% | −5−0.6% | Reduced |
| Proequities, Inc. | 783 | $222.0K | 0.01% | +100+14.6% | Added |
| Sage Mountain Advisors LLC | 780 | $221.0K | 0.04% | +9+1.2% | Added |
| LCNB Corp | 776 | $220.0K | 0.11% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 764 | $217.0K | 0.02% | +764 | New |
| CVA Family Office, LLC | 760 | $215.0K | 0.06% | +750+7,500.0% | Added |
| Roanoke Asset Management Corp | 750 | $213.0K | 0.07% | +750 | New |
| Patton Albertson Miller Group, LLC | 745 | $211.0K | 0.05% | +745 | New |
| Hall Capital Management Co Inc | 730 | $207.0K | 0.13% | +730 | New |
| Premier Asset Management LLC | 725 | $205.0K | 0.03% | +725 | New |
| Alexandria Capital, LLC | 720 | $204.0K | 0.02% | +720 | New |
| ClearBridge Investments Ltd | 716 | $203.0K | 0.01% | −64−8.2% | Reduced |
| Mattern Wealth Management LLC | 763 | $203.0K | 0.06% | 00.0% | Unchanged |
| Howe & Rusling Inc | 708 | $201.0K | 0.03% | −6,771−90.5% | Reduced |
| Simmons Bank | 709 | $201.0K | 0.01% | +709 | New |
| First Financial Corp | 660 | $187.0K | 0.12% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 656 | $186.0K | 0.00% | −14,714−95.7% | Reduced |
| Meeder Asset Management Inc | 588 | $167.0K | 0.01% | −7,887−93.1% | Reduced |
| Parallel Advisors, LLC | 588 | $167.0K | 0.01% | +41+7.5% | Added |
| Federation des caisses Desjardins du Quebec | 581 | $164.5K | 0.00% | +146+33.6% | Added |
| Gables Capital Management Inc. | 550 | $156.0K | 0.11% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 531 | $150.0K | 0.02% | +29+5.8% | Added |
| HC Financial Advisors Inc | 521 | $148.0K | 0.09% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 519 | $147.0K | 0.02% | +519 | New |
| Atwood & Palmer Inc | 500 | $142.0K | 0.01% | −500−50.0% | Reduced |
| Signaturefd, LLC | 502 | $142.0K | 0.01% | −201−28.6% | Reduced |
| Norway Savings Bank | 500 | $142.0K | 0.07% | 00.0% | Unchanged |
| Valley National Advisers Inc | 466 | $132.0K | 0.02% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 450 | $128.0K | 0.02% | −200−30.8% | Reduced |
| Freedman Financial Associates, Inc. | 450 | $128.0K | 0.10% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 418 | $118.0K | 0.03% | +418 | New |
| Berman Capital Advisors, LLC | 373 | $105.0K | 0.02% | +120+47.4% | Added |
| NEXT Financial Group, Inc | 324 | $92.0K | 0.01% | 00.0% | Unchanged |
| FourThought Financial, LLC | 319 | $90.0K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 304 | $87.0K | 0.07% | +304 | New |
| MUFG Americas Holdings Corp | 299 | $85.0K | 0.00% | −85−22.1% | Reduced |
| Covington Capital Management | 300 | $85.0K | 0.00% | −2−0.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 300 | $85.0K | 0.02% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 295 | $83.0K | 0.00% | +64+27.7% | Added |
| Massmutual Trust Co FSB | 291 | $82.0K | 0.00% | +272+1,431.6% | Added |
| Key Financial Inc | 301 | $81.0K | 0.05% | +100+49.8% | Added |
| Harvest Fund Management Co., Ltd | 282 | $80.0K | 0.01% | 00.0% | Unchanged |
| Optimum Investment Advisors | 275 | $78.0K | 0.02% | −200−42.1% | Reduced |
| HM Payson & Co | 251 | $71.0K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 248 | $70.3K | 0.02% | −17−6.4% | Reduced |
| Sonora Investment Management, LLC | 236 | $67.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 232 | $66.0K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 222 | $63.0K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 224 | $63.0K | 0.00% | +10+4.7% | Added |
| Harbor Investment Advisory, LLC | 210 | $60.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 200 | $57.0K | 0.02% | 00.0% | Unchanged |
| Knuff & Co LLC | 200 | $57.0K | 0.02% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 200 | $57.0K | 0.03% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 200 | $57.0K | 0.02% | 00.0% | Unchanged |
| LFA - Lugano Financial Advisors SA | 200 | $57.0K | 0.04% | +200 | New |
| Enterprise Financial Services Corp | 199 | $56.0K | 0.01% | −630−76.0% | Reduced |
| Parkside Financial Bank & Trust | 199 | $56.0K | 0.02% | −2−1.0% | Reduced |
| Sugarloaf Wealth Management, LLC | 183 | $52.0K | 0.01% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 180 | $51.0K | 0.02% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 173 | $49.0K | 0.07% | −11−6.0% | Reduced |
| CX Institutional | 173 | $49.0K | 0.00% | +43+33.1% | Added |
| First Horizon Advisors, Inc. | 154 | $44.0K | 0.00% | 00.0% | Unchanged |
| Elmwood Wealth Management, Inc. | 150 | $43.0K | 0.02% | −150−50.0% | Reduced |
| Jacobi Capital Management LLC | 153 | $43.0K | 0.01% | 00.0% | Unchanged |
| Brendel Financial Advisors LLC | 150 | $43.0K | 0.02% | +150 | New |
| Wealth Quarterback LLC | 138 | $40.0K | 0.02% | +138 | New |
| Resources Management Corp | 135 | $38.0K | 0.01% | −50−27.0% | Reduced |
| Carroll Financial Associates, Inc. | 133 | $37.0K | 0.00% | −103−43.6% | Reduced |
| Hanson & Doremus Investment Management | 202 | $37.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Corp | 131 | $37.0K | 0.00% | −2−1.5% | Reduced |
| CWM, LLC | 127 | $36.0K | 0.00% | 00.0% | Unchanged |
| Professional Financial Advisors, LLC | 125 | $36.0K | 0.02% | 00.0% | Unchanged |