Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| British Columbia Investment Management Corp | 16,837 | $4.77M | 0.03% | +1,489+9.7% | Added |
| Great Lakes Advisors, LLC | 17,057 | $4.83M | 0.07% | −19,163−52.9% | Reduced |
| Gabelli Funds LLC | 17,100 | $4.85M | 0.03% | +900+5.6% | Added |
| Utah Retirement Systems | 17,252 | $4.89M | 0.06% | −100−0.6% | Reduced |
| HighTower Advisors, LLC | 17,437 | $4.94M | 0.01% | −45,133−72.1% | Reduced |
| Centiva Capital, LP | 17,500 | $4.96M | 0.39% | −2,500−12.5% | Reduced |
| Bardin Hill Management Partners LP | 17,769 | $5.04M | 0.89% | +17,769 | New |
| Korea Investment CORP | 18,200 | $5.16M | 0.01% | −3,600−16.5% | Reduced |
| Winton Group Ltd | 18,505 | $5.24M | 0.28% | +6,572+55.1% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 18,524 | $5.25M | 0.05% | +600+3.3% | Added |
| LPL Financial LLC | 18,585 | $5.27M | 0.01% | +1,734+10.3% | Added |
| Swedbank AB | 18,599 | $5.27M | 0.01% | −204−1.1% | Reduced |
| Nomura Asset Management Co Ltd | 18,651 | $5.29M | 0.03% | +645+3.6% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 18,729 | $5.31M | 0.03% | −2,192−10.5% | Reduced |
| Storebrand Asset Management AS | 18,795 | $5.33M | 0.03% | +8,841+88.8% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 18,995 | $5.40M | 0.01% | −59,168−75.7% | Reduced |
| Gulf International Bank (UK) Ltd | 19,233 | $5.45M | 0.07% | −255−1.3% | Reduced |
| Forsta Ap-Fonden | 19,900 | $5.64M | 0.07% | +600+3.1% | Added |
| Angelo Gordon & Co., L.P. | 20,000 | $5.67M | 0.66% | +20,000 | New |
| Boothbay Fund Management, LLC | 20,000 | $5.67M | 0.23% | +20,000 | New |
| CIBC World Markets Inc. | 20,147 | $5.71M | 0.02% | −2,067−9.3% | Reduced |
| Redpoint Investment Management Pty Ltd | 20,327 | $5.76M | 0.47% | −3,193−13.6% | Reduced |
| Commerce Bank | 20,371 | $5.77M | 0.04% | −2,718−11.8% | Reduced |
| Williams Jones Wealth Management, LLC. | 20,485 | $5.80M | 0.08% | −671−3.2% | Reduced |
| Shay Capital LLC | 20,750 | $5.88M | 1.39% | +20,750 | New |
| MetLife Investment Management | 21,082 | $5.97M | 0.05% | −567−2.6% | Reduced |
| Edgestream Partners, L.P. | 21,324 | $6.04M | 0.36% | −19,387−47.6% | Reduced |
| DnB Asset Management AS | 21,380 | $6.06M | 0.04% | +794+3.9% | Added |
| GHP Investment Advisors, Inc. | 21,953 | $6.22M | 0.50% | +133+0.6% | Added |
| Havens Advisors LLC | 22,000 | $6.23M | 4.95% | +20,996+2,091.2% | Added |
| Redmond Asset Management, LLC | 22,155 | $6.28M | 1.84% | −161−0.7% | Reduced |
| State of Michigan Retirement System | 22,860 | $6.48M | 0.04% | +100+0.4% | Added |
| Keybank National Association | 23,364 | $6.62M | 0.03% | −12,075−34.1% | Reduced |
| Fifth Third Bancorp | 23,999 | $6.80M | 0.03% | −49−0.2% | Reduced |
| K2 Principal Fund, L.P. | 24,100 | $6.83M | 0.76% | +24,100 | New |
| Prelude Capital Management, LLC | 24,337 | $6.90M | 0.38% | +24,337 | New |
| D.A. Davidson & Co. | 24,500 | $6.94M | 0.08% | −1,613−6.2% | Reduced |
| Alberta Investment Management Corp | 24,850 | $7.04M | 0.06% | +9,600+63.0% | Added |
| Achmea Investment Management B.V. | 25,016 | $7.09M | 0.24% | −19,847−44.2% | Reduced |
| Oppenheimer & Co Inc | 25,109 | $7.12M | 0.13% | −981−3.8% | Reduced |
| Guggenheim Capital LLC | 25,256 | $7.16M | 0.04% | +5,552+28.2% | Added |
| NN Investment Partners Holdings N.V. | 25,293 | $7.17M | 0.04% | −4,930−16.3% | Reduced |
| Weiss Asset Management LP | 25,348 | $7.18M | 0.20% | +25,348 | New |
| QS Investors, LLC | 25,445 | $7.21M | 0.09% | +600+2.4% | Added |
| Arizona State Retirement System | 25,678 | $7.28M | 0.06% | −1,310−4.9% | Reduced |
| Crabel Capital Management, LLC | 25,838 | $7.32M | 1.51% | +12,609+95.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 26,264 | $7.44M | 0.08% | +4,826+22.5% | Added |
| Robeco Institutional Asset Management B.V. | 26,302 | $7.45M | 0.02% | −89,596−77.3% | Reduced |
| Montag A & Associates Inc | 26,324 | $7.46M | 0.40% | −7,613−22.4% | Reduced |
| Schwab Charitable Fund | 26,351 | $7.47M | 0.84% | −14,633−35.7% | Reduced |
| AXA S.A. | 26,399 | $7.48M | 0.02% | −146,771−84.8% | Reduced |
| Amalgamated Bank | 27,066 | $7.67M | 0.06% | +22,103+445.4% | Added |
| Westpac Banking Corp | 27,203 | $7.71M | 0.08% | −47,810−63.7% | Reduced |
| American International Group, Inc. | 28,179 | $7.99M | 0.03% | −263−0.9% | Reduced |
| Natixis Advisors, L.P. | 28,306 | $8.02M | 0.04% | +1,845+7.0% | Added |
| Klingenstein Fields & Co LP | 28,747 | $8.15M | 0.34% | 00.0% | Unchanged |
| GPM Growth Investors, Inc. | 28,901 | $8.19M | 4.30% | −588−2.0% | Reduced |
| Aviva PLC | 29,319 | $8.31M | 0.04% | −5,662−16.2% | Reduced |
| AQR Capital Management LLC | 30,273 | $8.58M | 0.01% | −55,990−64.9% | Reduced |
| BNP Paribas Arbitrage, SA | 30,495 | $8.64M | 0.02% | −199,314−86.7% | Reduced |
| Moneta Group Investment Advisors LLC | 30,751 | $8.71M | 0.40% | +30,751 | New |
| Ovata Capital Management Ltd | 31,343 | $8.88M | 4.27% | +18,025+135.3% | Added |
| Treasurer of the State of North Carolina | 31,556 | $8.94M | 0.05% | −3,081−8.9% | Reduced |
| Oregon Public Employees Retirement Fund | 32,286 | $9.15M | 0.10% | +24,525+316.0% | Added |
| TD Asset Management Inc | 34,264 | $9.18M | 0.01% | −17,927−34.3% | Reduced |
| Retirement Systems of Alabama | 33,263 | $9.43M | 0.03% | −623−1.8% | Reduced |
| Central Trust Co | 33,666 | $9.54M | 0.35% | −3,212−8.7% | Reduced |
| Janney Montgomery Scott LLC | 33,739 | $9.56M | 0.04% | −72−0.2% | Reduced |
| Hendley & Co Inc | 33,792 | $9.58M | 3.20% | −275−0.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 33,931 | $9.62M | 0.05% | +3,679+12.2% | Added |
| Rafferty Asset Management, LLC | 33,954 | $9.62M | 0.06% | +17,786+110.0% | Added |
| Royal London Asset Management Ltd | 34,353 | $9.73M | 0.04% | +34,353 | New |
| Andra AP-fonden | 34,400 | $9.75M | 0.20% | −11,700−25.4% | Reduced |
| Financial Counselors Inc | 34,517 | $9.78M | 0.21% | +490+1.4% | Added |
| Washington Trust Co | 34,656 | $9.82M | 0.28% | −23,607−40.5% | Reduced |
| Stifel Financial Corp | 36,090 | $10.2M | 0.02% | −3,428−8.7% | Reduced |
| Marshall Wace, LLP | 36,295 | $10.3M | 0.05% | −33,038−47.7% | Reduced |
| Ergoteles LLC | 36,533 | $10.4M | 0.24% | +5,037+16.0% | Added |
| Segall Bryant & Hamill, LLC | 36,884 | $10.5M | 0.10% | −24,735−40.1% | Reduced |
| ClariVest Asset Management LLC | 37,288 | $10.6M | 0.35% | −1,800−4.6% | Reduced |
| State of Alaska, Department of Revenue | 37,340 | $10.6M | 0.11% | −5,768−13.4% | Reduced |
| Calamos Advisors LLC | 37,351 | $10.6M | 0.05% | +27,234+269.2% | Added |
| Umb Bank N A | 37,518 | $10.6M | 0.24% | −345−0.9% | Reduced |
| GWM Asset Management Ltd | 37,700 | $10.7M | 4.39% | +22,900+154.7% | Added |
| Schonfeld Strategic Advisors LLC | 38,445 | $10.9M | 0.12% | −33,272−46.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 38,477 | $10.9M | 0.06% | −14,669−27.6% | Reduced |
| Handelsbanken Fonder AB | 39,026 | $11.1M | 0.06% | +15,689+67.2% | Added |
| Lawson Kroeker Investment Management Inc | 39,560 | $11.2M | 3.55% | −385−1.0% | Reduced |
| Interval Partners, LP | 39,946 | $11.3M | 0.68% | +39,946 | New |
| Jet Capital Investors L P | 40,000 | $11.3M | 3.41% | +40,000 | New |
| Narwhal Capital Management | 40,435 | $11.5M | 1.45% | −12,179−23.1% | Reduced |
| Asset Management One Co.,Ltd. | 40,699 | $11.5M | 0.04% | −4,963−10.9% | Reduced |
| Busey Wealth Management | 41,055 | $11.6M | 0.54% | −18,168−30.7% | Reduced |
| MUFG Securities EMEA plc | 42,000 | $11.9M | 0.13% | +42,000 | New |
| SEI Investments Co | 43,072 | $12.2M | 0.03% | −81,628−65.5% | Reduced |
| ExodusPoint Capital Management, LP | 43,916 | $12.4M | 0.19% | +43,916 | New |
| Maven Securities LTD | 44,061 | $12.5M | 1.31% | +34,361+354.2% | Added |
| Harvest Management LLC | 44,000 | $12.5M | 9.58% | +24,000+120.0% | Added |
| Arrowstreet Capital, Limited Partnership | 44,000 | $12.5M | 0.02% | +35,400+411.6% | Added |
| Voya Investment Management LLC | 44,510 | $12.6M | 0.02% | −1,454−3.2% | Reduced |