Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q3 2021 vs. Q2 2021
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Holders | 89 | 86 | −3 |
| Shares | 15.7M | 13.9M | −1.85M (−11.8%) |
| Value | $153.2M | $138.3M | −$15.0M (−9.8%) |
New holders (3)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Two Sigma Securities, LLC | 10,503 | $105.0K | 0.02% |
| Camden Capital, LLC | 10,081 | $101.0K | 0.02% |
| Northwestern Mutual Wealth Management Co | 3,178 | $32.0K | 0.00% |
Sold out (6)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Mariner Investment Group LLC | 129,585 | $1.26M |
| Bulldog Investors, LLP | 100,345 | $979.0K |
| Ieq Capital, LLC | 15,836 | $155.0K |
| Cetera Advisor Networks LLC | 12,000 | $117.0K |
| Strategic Blueprint, LLC | 4,700 | $46.0K |
| Panagora Asset Management Inc | 39 | $0 |