Nuveen Mortgage & Income Fund
JLS- Exchange
- NYSE
- SEC CIK
- 0001472215
No open-market purchases or sales by Nuveen Mortgage & Income Fund insiders were filed in the last 90 days; 32 institutions reported holding it in 13F filings for Q2 2026, worth $38.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen Mortgage & Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- 0 vs. Q2 2021
- Shares held
- 2.63M
- +95.4K (+3.8%) vs. Q2 2021
- Total value
- $54.6M
- +$1.63M (+3.1%) vs. Q2 2021
- New holders
- 3
- 15 more added
- Sold out
- 3
- 7 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JLS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 32 | $38.3M |
| Q1 2026 | 32 | $42.9M |
| Q4 2025 | 32 | $44.3M |
| Q3 2025 | 28 | $45.0M |
| Q2 2025 | 25 | $47.2M |
| Q1 2025 | 26 | $50.2M |
| Q4 2024 | 30 | $48.8M |
| Q3 2024 | 34 | $53.6M |
| Q2 2024 | 30 | $46.7M |
| Q1 2024 | 29 | $52.7M |
| Q4 2023 | 28 | $53.1M |
| Q3 2023 | 28 | $49.5M |
| Q2 2023 | 27 | $50.6M |
| Q1 2023 | 29 | $50.8M |
| Q4 2022 | 32 | $52.7M |
| Q3 2022 | 33 | $49.2M |
| Q2 2022 | 37 | $49.7M |
| Q1 2022 | 35 | $52.4M |
| Q4 2021 | 28 | $57.8M |
| Q3 2021 | 30 | $54.6M |
| Q2 2021 | 30 | $53.0M |
| Q1 2021 | 31 | $51.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Mortgage & Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,268,404 | $26.3M | 0.68% | +16,596+1.3% | Added |
| Relative Value Partners Group, LLC | 473,429 | $9.86M | 0.74% | −14,631−3.0% | Reduced |
| Morgan Stanley | 146,278 | $3.04M | 0.00% | +4,014+2.8% | Added |
| Thrivent Financial for Lutherans | 99,572 | $2.07M | 0.00% | +46,614+88.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 94,802 | $1.97M | 0.87% | +2,285+2.5% | Added |
| Rivernorth Capital Management, LLC | 85,271 | $1.77M | 0.09% | +42,171+97.8% | Added |
| Family Management Corp | 61,132 | $1.27M | 0.35% | −788−1.3% | Reduced |
| Bank of America Corp | 54,388 | $1.13M | 0.00% | +1,435+2.7% | Added |
| Wells Fargo & Company | 52,002 | $1.08M | 0.00% | −5,042−8.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 26,655 | $553.0K | 0.00% | +97+0.4% | Added |
| Foresight Wealth Management, LLC | 25,654 | $532.0K | 0.24% | +25,654 | New |
| Royal Bank of Canada | 25,134 | $521.0K | 0.00% | −25−0.1% | Reduced |
| Saba Capital Management, L.P. | 22,855 | $474.0K | 0.02% | +3,016+15.2% | Added |
| UBS Group AG | 21,696 | $450.0K | 0.00% | −2,632−10.8% | Reduced |
| Sowell Financial Services LLC | 21,376 | $445.0K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 20,787 | $431.0K | 0.00% | +2,350+12.7% | Added |
| Baird Financial Group, Inc. | 19,952 | $414.0K | 0.00% | +1,031+5.4% | Added |
| Fiera Capital Corp | 18,114 | $376.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,918 | $330.0K | 0.00% | −29,068−64.6% | Reduced |
| Hilton Capital Management, LLC | 14,399 | $299.0K | 0.03% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 13,125 | $272.0K | 0.04% | +13,125 | New |
| Private Advisor Group, LLC | 12,175 | $253.0K | 0.00% | +7+0.1% | Added |
| Shaker Financial Services, LLC | 12,024 | $249.0K | 0.10% | −8,626−41.8% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 11,861 | $246.0K | 0.04% | +569+5.0% | Added |
| American Portfolios Advisors | 5,154 | $106.9K | 0.00% | +163+3.3% | Added |
| Rockefeller Capital Management L.P. | 4,677 | $97.0K | 0.00% | +10.0% | Added |
| Tower Research Capital LLC (TRC) | 520 | $11.0K | 0.00% | +520 | New |
| Focused Wealth Management, Inc | 497 | $10.0K | 0.00% | +6+1.2% | Added |
| AdvisorNet Financial, Inc | 365 | $8.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,358−100.0% | Sold out |
| WESCAP Management Group, Inc. | 0 | $0 | 0.00% | −723−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −325−100.0% | Sold out |