Nuveen Mortgage & Income Fund
JLS- Exchange
- NYSE
- SEC CIK
- 0001472215
No open-market purchases or sales by Nuveen Mortgage & Income Fund insiders were filed in the last 90 days; 32 institutions reported holding it in 13F filings for Q2 2026, worth $38.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Nuveen Mortgage & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −2 vs. Q3 2021
- Shares held
- 2.76M
- +128.7K (+4.9%) vs. Q3 2021
- Total value
- $57.8M
- +$3.19M (+5.8%) vs. Q3 2021
- New holders
- 2
- 12 more added
- Sold out
- 4
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JLS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 32 | $38.3M |
| Q1 2026 | 32 | $42.9M |
| Q4 2025 | 32 | $44.3M |
| Q3 2025 | 28 | $45.0M |
| Q2 2025 | 25 | $47.2M |
| Q1 2025 | 26 | $50.2M |
| Q4 2024 | 30 | $48.8M |
| Q3 2024 | 34 | $53.6M |
| Q2 2024 | 30 | $46.7M |
| Q1 2024 | 29 | $52.7M |
| Q4 2023 | 28 | $53.1M |
| Q3 2023 | 28 | $49.5M |
| Q2 2023 | 27 | $50.6M |
| Q1 2023 | 29 | $50.8M |
| Q4 2022 | 32 | $52.7M |
| Q3 2022 | 33 | $49.2M |
| Q2 2022 | 37 | $49.7M |
| Q1 2022 | 35 | $52.4M |
| Q4 2021 | 28 | $57.8M |
| Q3 2021 | 30 | $54.6M |
| Q2 2021 | 30 | $53.0M |
| Q1 2021 | 31 | $51.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Mortgage & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,490,355 | $31.2M | 0.73% | +221,951+17.5% | Added |
| Relative Value Partners Group, LLC | 499,420 | $10.5M | 0.74% | +25,991+5.5% | Added |
| Morgan Stanley | 134,351 | $2.81M | 0.00% | −11,927−8.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 107,917 | $2.26M | 0.82% | +13,115+13.8% | Added |
| Bank of America Corp | 66,453 | $1.39M | 0.00% | +12,065+22.2% | Added |
| Family Management Corp | 60,713 | $1.27M | 0.33% | −419−0.7% | Reduced |
| Thrivent Financial for Lutherans | 52,958 | $1.11M | 0.00% | −46,614−46.8% | Reduced |
| Foresight Wealth Management, LLC | 30,572 | $641.0K | 0.24% | +4,918+19.2% | Added |
| Envestnet Asset Management Inc | 27,070 | $567.0K | 0.00% | +6,283+30.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 26,863 | $563.0K | 0.00% | +208+0.8% | Added |
| Wells Fargo & Company | 26,081 | $547.0K | 0.00% | −25,921−49.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 25,762 | $539.0K | 0.00% | +25,762 | New |
| Pekin Hardy Strauss, Inc. | 25,080 | $526.0K | 0.07% | +11,955+91.1% | Added |
| Royal Bank of Canada | 24,611 | $515.0K | 0.00% | −523−2.1% | Reduced |
| UBS Group AG | 23,525 | $493.0K | 0.00% | +1,829+8.4% | Added |
| Sowell Financial Services LLC | 21,376 | $448.0K | 0.03% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 19,930 | $418.0K | 0.00% | −22−0.1% | Reduced |
| Fiera Capital Corp | 18,629 | $390.0K | 0.00% | +515+2.8% | Added |
| Apollon Wealth Management, LLC | 17,924 | $376.0K | 0.03% | +17,924 | New |
| Hilton Capital Management, LLC | 14,398 | $302.0K | 0.03% | −10.0% | Reduced |
| Private Advisor Group, LLC | 12,184 | $255.0K | 0.00% | +9+0.1% | Added |
| Shaker Financial Services, LLC | 11,628 | $244.0K | 0.09% | −396−3.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 11,587 | $243.0K | 0.04% | −274−2.3% | Reduced |
| American Portfolios Advisors | 5,022 | $105.2K | 0.00% | −132−2.6% | Reduced |
| Rockefeller Capital Management L.P. | 1,631 | $34.0K | 0.00% | −3,046−65.1% | Reduced |
| Focused Wealth Management, Inc | 505 | $11.0K | 0.00% | +8+1.6% | Added |
| AdvisorNet Financial, Inc | 365 | $8.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −85,271−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −22,855−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −15,918−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −520−100.0% | Sold out |