Nuveen Mortgage & Income Fund
JLS- Exchange
- NYSE
- SEC CIK
- 0001472215
No open-market purchases or sales by Nuveen Mortgage & Income Fund insiders were filed in the last 90 days; 32 institutions reported holding it in 13F filings for Q2 2026, worth $38.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen Mortgage & Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- 0 vs. Q2 2021
- Shares held
- 2.63M
- +95.4K (+3.8%) vs. Q2 2021
- Total value
- $54.6M
- +$1.63M (+3.1%) vs. Q2 2021
- New holders
- 3
- 15 more added
- Sold out
- 3
- 7 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JLS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 32 | $38.3M |
| Q1 2026 | 32 | $42.9M |
| Q4 2025 | 32 | $44.3M |
| Q3 2025 | 28 | $45.0M |
| Q2 2025 | 25 | $47.2M |
| Q1 2025 | 26 | $50.2M |
| Q4 2024 | 30 | $48.8M |
| Q3 2024 | 34 | $53.6M |
| Q2 2024 | 30 | $46.7M |
| Q1 2024 | 29 | $52.7M |
| Q4 2023 | 28 | $53.1M |
| Q3 2023 | 28 | $49.5M |
| Q2 2023 | 27 | $50.6M |
| Q1 2023 | 29 | $50.8M |
| Q4 2022 | 32 | $52.7M |
| Q3 2022 | 33 | $49.2M |
| Q2 2022 | 37 | $49.7M |
| Q1 2022 | 35 | $52.4M |
| Q4 2021 | 28 | $57.8M |
| Q3 2021 | 30 | $54.6M |
| Q2 2021 | 30 | $53.0M |
| Q1 2021 | 31 | $51.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Mortgage & Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 365 | $8.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 497 | $10.0K | 0.00% | +6+1.2% | Added |
| Tower Research Capital LLC (TRC) | 520 | $11.0K | 0.00% | +520 | New |
| Rockefeller Capital Management L.P. | 4,677 | $97.0K | 0.00% | +10.0% | Added |
| American Portfolios Advisors | 5,154 | $106.9K | 0.00% | +163+3.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 11,861 | $246.0K | 0.04% | +569+5.0% | Added |
| Shaker Financial Services, LLC | 12,024 | $249.0K | 0.10% | −8,626−41.8% | Reduced |
| Private Advisor Group, LLC | 12,175 | $253.0K | 0.00% | +7+0.1% | Added |
| Pekin Hardy Strauss, Inc. | 13,125 | $272.0K | 0.04% | +13,125 | New |
| Hilton Capital Management, LLC | 14,399 | $299.0K | 0.03% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,918 | $330.0K | 0.00% | −29,068−64.6% | Reduced |
| Fiera Capital Corp | 18,114 | $376.0K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 19,952 | $414.0K | 0.00% | +1,031+5.4% | Added |
| Envestnet Asset Management Inc | 20,787 | $431.0K | 0.00% | +2,350+12.7% | Added |
| Sowell Financial Services LLC | 21,376 | $445.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 21,696 | $450.0K | 0.00% | −2,632−10.8% | Reduced |
| Saba Capital Management, L.P. | 22,855 | $474.0K | 0.02% | +3,016+15.2% | Added |
| Royal Bank of Canada | 25,134 | $521.0K | 0.00% | −25−0.1% | Reduced |
| Foresight Wealth Management, LLC | 25,654 | $532.0K | 0.24% | +25,654 | New |
| Raymond James Financial Services Advisors, Inc. | 26,655 | $553.0K | 0.00% | +97+0.4% | Added |
| Wells Fargo & Company | 52,002 | $1.08M | 0.00% | −5,042−8.8% | Reduced |
| Bank of America Corp | 54,388 | $1.13M | 0.00% | +1,435+2.7% | Added |
| Family Management Corp | 61,132 | $1.27M | 0.35% | −788−1.3% | Reduced |
| Rivernorth Capital Management, LLC | 85,271 | $1.77M | 0.09% | +42,171+97.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 94,802 | $1.97M | 0.87% | +2,285+2.5% | Added |
| Thrivent Financial for Lutherans | 99,572 | $2.07M | 0.00% | +46,614+88.0% | Added |
| Morgan Stanley | 146,278 | $3.04M | 0.00% | +4,014+2.8% | Added |
| Relative Value Partners Group, LLC | 473,429 | $9.86M | 0.74% | −14,631−3.0% | Reduced |
| Sit Investment Associates Inc | 1,268,404 | $26.3M | 0.68% | +16,596+1.3% | Added |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,358−100.0% | Sold out |
| WESCAP Management Group, Inc. | 0 | $0 | 0.00% | −723−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −325−100.0% | Sold out |