Western Asset High Income Opportunity Fund Inc.
HIO- Exchange
- NYSE
- SEC CIK
- 0000910068
No open-market purchases or sales by Western Asset High Income Opportunity Fund Inc. insiders were filed in the last 90 days; 112 institutions reported holding it in 13F filings for Q2 2026, worth $121.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Western Asset High Income Opportunity Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +9 vs. Q3 2021
- Shares held
- 27.2M
- −7.07M (−20.6%) vs. Q3 2021
- Total value
- $141.6M
- −$36.7M (−20.6%) vs. Q3 2021
- New holders
- 21
- 34 more added
- Sold out
- 12
- 21 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HIO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 112 | $121.0M |
| Q1 2026 | 119 | $117.8M |
| Q4 2025 | 116 | $112.0M |
| Q3 2025 | 104 | $106.7M |
| Q2 2025 | 98 | $102.0M |
| Q1 2025 | 98 | $100.7M |
| Q4 2024 | 102 | $113.4M |
| Q3 2024 | 99 | $119.6M |
| Q2 2024 | 98 | $118.0M |
| Q1 2024 | 103 | $130.8M |
| Q4 2023 | 108 | $141.2M |
| Q3 2023 | 114 | $134.7M |
| Q2 2023 | 107 | $144.9M |
| Q1 2023 | 101 | $142.5M |
| Q4 2022 | 108 | $152.1M |
| Q3 2022 | 98 | $137.6M |
| Q2 2022 | 108 | $150.6M |
| Q1 2022 | 96 | $128.1M |
| Q4 2021 | 100 | $141.6M |
| Q3 2021 | 93 | $178.7M |
| Q2 2021 | 95 | $190.6M |
| Q1 2021 | 100 | $181.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Western Asset High Income Opportunity Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,814,239 | $25.0M | 0.00% | +94,026+2.0% | Added |
| Rivernorth Capital Management, LLC | 3,182,702 | $16.6M | 0.67% | −609,933−16.1% | Reduced |
| Evergreen Capital Management LLC | 1,868,187 | $9.71M | 0.39% | +26,853+1.5% | Added |
| Penserra Capital Management LLC | 1,840,851 | $9.57M | 0.20% | +25,527+1.4% | Added |
| Capital Investment Advisors, LLC | 1,821,650 | $9.47M | 0.29% | +104,170+6.1% | Added |
| Invesco Ltd. | 1,536,223 | $7.99M | 0.00% | +37,739+2.5% | Added |
| UBS Group AG | 1,521,080 | $7.91M | 0.00% | −21,706−1.4% | Reduced |
| Bank of America Corp | 1,070,917 | $5.57M | 0.00% | −10,361−1.0% | Reduced |
| Guggenheim Capital LLC | 942,306 | $4.90M | 0.03% | +443,026+88.7% | Added |
| Fca Corp | 898,979 | $4.67M | 1.59% | −78,653−8.0% | Reduced |
| Eaton Vance Management | 768,744 | $4.00M | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 552,771 | $2.88M | 0.00% | +237,156+75.1% | Added |
| Chicago Partners Investment Group LLC | 573,804 | $2.65M | 0.19% | +114,692+25.0% | Added |
| Sit Investment Associates Inc | 508,789 | $2.65M | 0.06% | +295,161+138.2% | Added |
| RFG Advisory, LLC | 439,278 | $2.28M | 0.16% | −16,340−3.6% | Reduced |
| Thrivent Financial for Lutherans | 415,835 | $2.16M | 0.00% | +49,153+13.4% | Added |
| 1607 Capital Partners, LLC | 359,861 | $1.87M | 0.10% | −7,500−2.0% | Reduced |
| First Trust Advisors LP | 311,460 | $1.62M | 0.00% | +1,418+0.5% | Added |
| Fiera Capital Corp | 266,380 | $1.39M | 0.00% | +7,454+2.9% | Added |
| Stifel Financial Corp | 264,425 | $1.38M | 0.00% | +80.0% | Added |
| Envestnet Asset Management Inc | 218,290 | $1.14M | 0.00% | +26,984+14.1% | Added |
| Park Avenue Securities LLC | 201,543 | $1.05M | 0.02% | +19,497+10.7% | Added |
| Shaker Financial Services, LLC | 189,706 | $986.0K | 0.35% | −9,866−4.9% | Reduced |
| Royal Bank of Canada | 179,435 | $933.0K | 0.00% | +3,051+1.7% | Added |
| Wela Strategies, Inc. | 167,126 | $869.0K | 0.43% | +1,306+0.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 154,038 | $801.0K | 0.00% | +1,904+1.3% | Added |
| Gilman Hill Asset Management, LLC | 145,500 | $757.0K | 0.17% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 140,241 | $729.0K | 0.74% | −65,957−32.0% | Reduced |
| Raymond James & Associates | 129,742 | $675.0K | 0.00% | +7,363+6.0% | Added |
| Advisor Group Holdings, Inc. | 114,302 | $594.0K | 0.00% | +2,422+2.2% | Added |
| Robinson Capital Management, LLC | 108,339 | $562.0K | 0.35% | 00.0% | Unchanged |
| Truist Financial Corp | 86,662 | $450.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 83,444 | $434.0K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 79,143 | $412.0K | 0.04% | −2,333−2.9% | Reduced |
| Triad Investment Management | 69,983 | $364.0K | 0.33% | +69,983 | New |
| Avidian Wealth Solutions, LLC | 67,949 | $353.0K | 0.02% | +67,949 | New |
| Lazard Asset Management LLC | – | $351.0K | 0.00% | – | – |
| Commonwealth Equity Services, LLC | 65,861 | $342.0K | 0.00% | −1,351−2.0% | Reduced |
| GWM Advisors LLC | 64,191 | $334.0K | 0.01% | +64,191 | New |
| LPL Financial LLC | 64,051 | $333.0K | 0.00% | +11,243+21.3% | Added |
| Northwestern Mutual Wealth Management Co | 61,673 | $320.0K | 0.00% | +100.0% | Added |
| BlackRock Inc. | 60,000 | $312.0K | 0.00% | +60,000 | New |
| Walleye Capital LLC | 49,904 | $260.0K | 0.01% | −56,232−53.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 37,767 | $196.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 37,702 | $196.0K | 0.15% | +2,570+7.3% | Added |
| D. E. Shaw & Co., Inc. | 35,000 | $182.0K | 0.00% | 00.0% | Unchanged |
| Commerce Bank | 34,529 | $180.0K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 34,777 | $180.0K | 0.01% | +468+1.4% | Added |
| Pekin Hardy Strauss, Inc. | 34,158 | $178.0K | 0.02% | +10.0% | Added |
| Oppenheimer & Co Inc | 31,530 | $164.0K | 0.00% | −610−1.9% | Reduced |
| Good Life Advisors, LLC | 30,942 | $161.0K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 30,000 | $156.0K | 0.00% | +30,000 | New |
| Uncommon Cents Investing LLC | 27,252 | $142.0K | 0.05% | 00.0% | Unchanged |
| Capital Wealth Alliance, LLC | 22,596 | $117.0K | 0.07% | +320+1.4% | Added |
| Wedbush Securities Inc | 20,750 | $108.0K | 0.00% | +1,890+10.0% | Added |
| CIBC World Markets Inc. | 20,000 | $104.0K | 0.00% | 00.0% | Unchanged |
| Aries Wealth Management | 19,296 | $100.0K | 0.04% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 18,729 | $97.0K | 0.01% | −761−3.9% | Reduced |
| Ramiah Investment Group | 18,555 | $96.5K | 0.07% | +383+2.1% | Added |
| Janney Montgomery Scott LLC | 18,373 | $96.0K | 0.00% | +51+0.3% | Added |
| Parametric Portfolio Associates LLC | 17,919 | $93.0K | 0.00% | −13,852−43.6% | Reduced |
| Quantum Private Wealth, LLC | 17,439 | $90.0K | 0.03% | +17,439 | New |
| Procyon Private Wealth Partners, LLC | 16,709 | $87.0K | 0.02% | −2,341−12.3% | Reduced |
| Cetera Investment Advisers | 16,717 | $87.0K | 0.00% | +677+4.2% | Added |
| Share Andrew L. | 16,725 | $87.0K | 0.09% | +16,725 | New |
| Reuter James Wealth Management, LLC | 15,466 | $80.0K | 0.03% | +15,466 | New |
| Green Square Capital Advisors LLC | 14,508 | $75.0K | 0.01% | −722−4.7% | Reduced |
| HighTower Advisors, LLC | 14,108 | $73.0K | 0.00% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 14,000 | $73.0K | 0.01% | +14,000 | New |
| Cambridge Investment Research Advisors, Inc. | 13,493 | $70.0K | 0.00% | +50.0% | Added |
| Autumn Glory Partners, LLC | 13,178 | $69.0K | 0.03% | +13,178 | New |
| Cetera Advisor Networks LLC | 12,173 | $63.0K | 0.00% | −4,407−26.6% | Reduced |
| Avantax Advisory Services, Inc. | 11,827 | $61.0K | 0.00% | +144+1.2% | Added |
| CWA Asset Management Group, LLC | 11,479 | $60.0K | 0.00% | +11,479 | New |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 11,200 | $58.0K | 0.01% | +11,200 | New |
| Steward Partners Investment Advisory, LLC | 11,042 | $57.0K | 0.00% | +7,162+184.6% | Added |
| Quad-Cities Investment Group, LLC | 10,857 | $56.0K | 0.03% | +10,857 | New |
| Future Financial Wealth Managment LLC | 10,500 | $54.0K | 0.04% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 10,000 | $52.0K | 0.00% | 00.0% | Unchanged |
| American National Bank | 7,500 | $39.0K | 0.01% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 5,952 | $31.0K | 0.02% | +5,952 | New |
| Sargent Bickham Lagudis LLC | 5,789 | $30.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,250 | $27.0K | 0.00% | −1,625−23.6% | Reduced |
| FourThought Financial, LLC | 4,748 | $25.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,683 | $19.0K | 0.00% | +3,460+1,551.6% | Added |
| Proequities, Inc. | 3,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 2,594 | $13.0K | 0.01% | +2,594 | New |
| Tortoise Investment Management, LLC | 2,171 | $11.0K | 0.00% | −1,670−43.5% | Reduced |
| CoreCap Advisors, LLC | 2,188 | $11.0K | 0.00% | +2,188 | New |
| Financial Enhancement Group LLC | 1,280 | $7.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,260 | $6.55K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 533 | $3.00K | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 316 | $2.00K | 0.00% | +316 | New |
| Widmann Financial Services, Inc. | 460 | $2.00K | 0.00% | +460 | New |
| Clearview Wealth Advisors LLC | 143 | $1.00K | 0.00% | −145−50.3% | Reduced |
| Cullen/Frost Bankers, Inc. | 5 | $0 | 0.00% | −4,995−99.9% | Reduced |
| HBC Financial Services, PLLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Carroll Financial Associates, Inc. | 48 | $0 | 0.00% | +48 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 78 | $0 | 0.00% | +78 | New |