Heritage Global Inc.
HGBL- Exchange
- Nasdaq
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0000849145
In the last 90 days, Heritage Global Inc. insiders filed 3 open-market purchases and 1 sale; 36 institutions reported holding it in 13F filings for Q2 2026, worth $14.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Heritage Global Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −3 vs. Q3 2023
- Shares held
- 10.0M
- +225.3K (+2.3%) vs. Q3 2023
- Total value
- $27.9M
- −$2.75M (−9.0%) vs. Q3 2023
- New holders
- 9
- 21 more added
- Sold out
- 12
- 13 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGBL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 36 | $14.3M |
| Q1 2026 | 38 | $17.2M |
| Q4 2025 | 41 | $16.5M |
| Q3 2025 | 38 | $21.8M |
| Q2 2025 | 38 | $28.7M |
| Q1 2025 | 42 | $31.2M |
| Q4 2024 | 39 | $26.3M |
| Q3 2024 | 43 | $15.2M |
| Q2 2024 | 49 | $23.2M |
| Q1 2024 | 56 | $26.4M |
| Q4 2023 | 54 | $27.9M |
| Q3 2023 | 57 | $30.6M |
| Q2 2023 | 51 | $36.4M |
| Q1 2023 | 28 | $21.7M |
| Q4 2022 | 28 | $13.3M |
| Q3 2022 | 25 | $9.08M |
| Q2 2022 | 24 | $10.2M |
| Q1 2022 | 28 | $6.90M |
| Q4 2021 | 27 | $12.0M |
| Q3 2021 | 24 | $12.3M |
| Q2 2021 | 25 | $13.3M |
| Q1 2021 | 25 | $15.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Heritage Global Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 2,768,005 | $7.70M | 0.45% | +6,540+0.2% | Added |
| Vanguard Group Inc | 1,893,646 | $5.26M | 0.00% | +21,147+1.1% | Added |
| Uniplan Investment Counsel, Inc. | 797,235 | $2.26M | 0.17% | −40,649−4.9% | Reduced |
| Wynnefield Capital Inc | 446,030 | $1.24M | 0.48% | +446,030 | New |
| Dimensional Fund Advisors LP | 396,164 | $1.10M | 0.00% | +119,628+43.3% | Added |
| Herr Investment Group LLC | 390,900 | $1.09M | 0.29% | +390,900 | New |
| Renaissance Technologies LLC | 387,278 | $1.08M | 0.00% | −65,439−14.5% | Reduced |
| Ancora Advisors, LLC | 350,905 | $975.5K | 0.02% | +116,054+49.4% | Added |
| Perritt Capital Management Inc | 340,591 | $946.8K | 0.53% | −14,500−4.1% | Reduced |
| Geode Capital Management, LLC | 317,549 | $883.0K | 0.00% | +12,619+4.1% | Added |
| 1492 Capital Management LLC | 303,621 | $844.1K | 0.48% | +192,711+173.8% | Added |
| Ridgewood Investments LLC | 190,047 | $528.3K | 0.31% | +27,047+16.6% | Added |
| Ameriprise Financial Inc | 176,737 | $491.3K | 0.00% | −26,870−13.2% | Reduced |
| Mutual Advisors, LLC | 167,530 | $465.7K | 0.02% | −42,970−20.4% | Reduced |
| BlackRock Inc. | 136,292 | $378.9K | 0.00% | −1,701−1.2% | Reduced |
| Arrowstreet Capital, Limited Partnership | 126,690 | $352.0K | 0.00% | −51,941−29.1% | Reduced |
| State Street Corp | 103,666 | $288.2K | 0.00% | +10,500+11.3% | Added |
| Crawford Fund Management, LLC | 93,500 | $259.9K | 0.22% | +93,500 | New |
| Qube Research & Technologies Ltd | 86,972 | $241.8K | 0.00% | +78,768+960.1% | Added |
| First Trust Advisors LP | 84,739 | $235.6K | 0.00% | +2,030+2.5% | Added |
| Millennium Management LLC | 83,169 | $231.2K | 0.00% | +55,392+199.4% | Added |
| Northern Trust Corp | 64,474 | $179.2K | 0.00% | +12,658+24.4% | Added |
| Man Group plc | 43,643 | $121.3K | 0.00% | – | – |
| Jane Street Group, LLC | 37,664 | $104.7K | 0.00% | +37,664 | New |
| Wedbush Securities Inc | 25,450 | $71.0K | 0.00% | −6,550−20.5% | Reduced |
| Citadel Advisors LLC | 24,319 | $67.6K | 0.00% | −106,680−81.4% | Reduced |
| Marshall Wace, LLP | 23,160 | $64.4K | 0.00% | −21,258−47.9% | Reduced |
| Bank of New York Mellon Corp | 21,180 | $58.9K | 0.00% | +6,025+39.8% | Added |
| Barclays PLC | 18,707 | $52.0K | 0.00% | +1,685+9.9% | Added |
| Charles Schwab Investment Management Inc | 16,791 | $46.7K | 0.00% | 00.0% | Unchanged |
| Royce & Associates LP | 16,155 | $44.9K | 0.00% | +10.0% | Added |
| Prudential Financial Inc | 15,600 | $43.4K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 14,461 | $40.2K | 0.00% | +1,616+12.6% | Added |
| Stifel Financial Corp | 12,274 | $34.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,883 | $24.7K | 0.00% | +8,845+23,276.3% | Added |
| GWM Advisors LLC | 7,706 | $21.4K | 0.00% | −45,795−85.6% | Reduced |
| Tower Research Capital LLC (TRC) | 4,294 | $11.9K | 0.00% | +4,294 | New |
| Parallel Advisors, LLC | 4,000 | $11.1K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,826 | $5.07K | 0.00% | +1,826 | New |
| Federated Hermes, Inc. | 1,467 | $4.08K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,300 | $3.61K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 957 | $2.66K | 0.00% | +951+15,850.0% | Added |
| Spire Wealth Management | 500 | $1.44K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 500 | $1.39K | 0.00% | −170,384−99.7% | Reduced |
| Royal Bank of Canada | 234 | $1.00K | 0.00% | +26+12.5% | Added |
| Wells Fargo & Company | 237 | $659 | 0.00% | +12+5.3% | Added |
| Cape Investment Advisory, Inc. | 106 | $295 | 0.00% | +106 | New |
| The PNC Financial Services Group, Inc. | 80 | $222 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 67 | $186 | 0.00% | −57−46.0% | Reduced |
| Toronto Dominion Bank | 61 | $170 | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 35 | $97 | 0.00% | +10+40.0% | Added |
| Bank of America Corp | 20 | $56 | 0.00% | +20 | New |
| Central Trust Co | 5 | $14 | 0.00% | +5 | New |
| CarsonAllaria Wealth Management, Ltd. | 2 | $6 | 0.00% | 00.0% | Unchanged |
| EAM Investors, LLC | 0 | $0 | 0.00% | −333,504−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −177,838−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −156,915−100.0% | Sold out |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −80,678−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −29,421−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −28,266−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −22,745−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −20,393−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,904−100.0% | Sold out |
| Keebeck Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −1,450−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −20−100.0% | Sold out |