Heritage Global Inc.
HGBL- Exchange
- Nasdaq
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0000849145
In the last 90 days, Heritage Global Inc. insiders filed 3 open-market purchases and 1 sale; 36 institutions reported holding it in 13F filings for Q2 2026, worth $14.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Heritage Global Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +6 vs. Q2 2023
- Shares held
- 9.78M
- −285.0K (−2.8%) vs. Q2 2023
- Total value
- $30.6M
- −$5.82M (−16.0%) vs. Q2 2023
- New holders
- 11
- 11 more added
- Sold out
- 5
- 20 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGBL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 36 | $14.3M |
| Q1 2026 | 38 | $17.2M |
| Q4 2025 | 41 | $16.5M |
| Q3 2025 | 38 | $21.8M |
| Q2 2025 | 38 | $28.7M |
| Q1 2025 | 42 | $31.2M |
| Q4 2024 | 39 | $26.3M |
| Q3 2024 | 43 | $15.2M |
| Q2 2024 | 49 | $23.2M |
| Q1 2024 | 56 | $26.4M |
| Q4 2023 | 54 | $27.9M |
| Q3 2023 | 57 | $30.6M |
| Q2 2023 | 51 | $36.4M |
| Q1 2023 | 28 | $21.7M |
| Q4 2022 | 28 | $13.3M |
| Q3 2022 | 25 | $9.08M |
| Q2 2022 | 24 | $10.2M |
| Q1 2022 | 28 | $6.90M |
| Q4 2021 | 27 | $12.0M |
| Q3 2021 | 24 | $12.3M |
| Q2 2021 | 25 | $13.3M |
| Q1 2021 | 25 | $15.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Heritage Global Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 2,761,465 | $8.62M | 0.55% | +322,500+13.2% | Added |
| Vanguard Group Inc | 1,872,499 | $5.84M | 0.00% | +167,810+9.8% | Added |
| Uniplan Investment Counsel, Inc. | 837,884 | $2.64M | 0.20% | +574,951+218.7% | Added |
| Renaissance Technologies LLC | 452,717 | $1.41M | 0.00% | +21,100+4.9% | Added |
| Perritt Capital Management Inc | 355,091 | $1.11M | 0.64% | 00.0% | Unchanged |
| EAM Investors, LLC | 333,504 | $1.04M | 0.20% | −134,487−28.7% | Reduced |
| Geode Capital Management, LLC | 304,930 | $951.6K | 0.00% | +23,585+8.4% | Added |
| Dimensional Fund Advisors LP | 276,536 | $862.9K | 0.00% | +124,740+82.2% | Added |
| Ancora Advisors, LLC | 234,851 | $732.7K | 0.02% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 210,500 | $656.8K | 0.03% | −94,500−31.0% | Reduced |
| Ameriprise Financial Inc | 203,607 | $635.3K | 0.00% | −1,810−0.9% | Reduced |
| Quadrature Capital Ltd | 177,838 | $560.2K | 0.01% | −21,986−11.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 178,631 | $557.0K | 0.00% | −16,692−8.5% | Reduced |
| Morgan Stanley | 170,884 | $533.2K | 0.00% | −118,447−40.9% | Reduced |
| Ridgewood Investments LLC | 163,000 | $508.6K | 0.33% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 156,915 | $488.0K | 0.00% | −65,395−29.4% | Reduced |
| BlackRock Inc. | 137,993 | $430.5K | 0.00% | −3,950−2.8% | Reduced |
| Citadel Advisors LLC | 130,999 | $408.7K | 0.00% | +3,121+2.4% | Added |
| 1492 Capital Management LLC | 110,910 | $346.0K | 0.22% | +110,910 | New |
| State Street Corp | 93,166 | $290.7K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 82,709 | $258.1K | 0.00% | +82,709 | New |
| CIBC World Markets Inc. | 80,678 | $252.0K | 0.00% | −35,622−30.6% | Reduced |
| GWM Advisors LLC | 53,501 | $166.9K | 0.00% | +53,501 | New |
| Northern Trust Corp | 51,816 | $161.7K | 0.00% | +3,160+6.5% | Added |
| Marshall Wace, LLP | 44,418 | $138.6K | 0.00% | +44,418 | New |
| Wedbush Securities Inc | 32,000 | $100.0K | 0.00% | −4,667−12.7% | Reduced |
| Naviter Wealth, LLC | 29,421 | $91.8K | 0.02% | +29,421 | New |
| Goldman Sachs Group Inc | 28,266 | $88.2K | 0.00% | −8,129−22.3% | Reduced |
| Millennium Management LLC | 27,777 | $86.7K | 0.00% | −20,415−42.4% | Reduced |
| Walleye Capital LLC | 22,745 | $71.0K | 0.00% | −45,657−66.7% | Reduced |
| Man Group plc | – | $66.5K | 0.00% | – | New |
| Occudo Quantitative Strategies LP | 20,393 | $63.6K | 0.01% | −18,551−47.6% | Reduced |
| Barclays PLC | 17,022 | $53.1K | 0.00% | +17,022 | New |
| Charles Schwab Investment Management Inc | 16,791 | $52.4K | 0.00% | 00.0% | Unchanged |
| Royce & Associates LP | 16,154 | $50.4K | 0.00% | +16,154 | New |
| Prudential Financial Inc | 15,600 | $48.7K | 0.00% | −1,000−6.0% | Reduced |
| Bank of New York Mellon Corp | 15,155 | $47.3K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 12,845 | $40.1K | 0.00% | +960+8.1% | Added |
| Stifel Financial Corp | 12,274 | $38.3K | 0.00% | +12,274 | New |
| Susquehanna International Group, LLP | 10,904 | $34.0K | 0.00% | −16,991−60.9% | Reduced |
| Keebeck Wealth Management, LLC | 10,000 | $31.2K | 0.01% | +10,000 | New |
| Qube Research & Technologies Ltd | 8,204 | $25.6K | 0.00% | +8,204 | New |
| Parallel Advisors, LLC | 4,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 1,467 | $4.58K | 0.00% | +897+157.4% | Added |
| Hillsdale Investment Management Inc. | 1,450 | $4.52K | 0.00% | −40,870−96.6% | Reduced |
| Webster Bank, N. A. | 1,300 | $4.06K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 500 | $1.56K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 208 | $1.00K | 0.00% | −172−45.3% | Reduced |
| Wells Fargo & Company | 225 | $702 | 0.00% | +3+1.4% | Added |
| FMR LLC | 124 | $387 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 80 | $250 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 61 | $190 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 38 | $119 | 0.00% | −3,508−98.9% | Reduced |
| Archer Investment Corp | 25 | $78 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 20 | $62 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6 | $19 | 0.00% | −5,286−99.9% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 2 | $6 | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −1,195,943−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −23,055−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −18,737−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,591−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −4−100.0% | Sold out |