Heritage Global Inc.
HGBL- Exchange
- Nasdaq
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0000849145
In the last 90 days, Heritage Global Inc. insiders filed 4 open-market purchases and 2 sales; 36 institutions reported holding it in 13F filings for Q2 2026, worth $14.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Heritage Global Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +6 vs. Q2 2023
- Shares held
- 9.78M
- −285.0K (−2.8%) vs. Q2 2023
- Total value
- $30.6M
- −$5.82M (−16.0%) vs. Q2 2023
- New holders
- 11
- 11 more added
- Sold out
- 5
- 20 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGBL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 36 | $14.3M |
| Q1 2026 | 38 | $17.2M |
| Q4 2025 | 41 | $16.5M |
| Q3 2025 | 38 | $21.8M |
| Q2 2025 | 38 | $28.7M |
| Q1 2025 | 42 | $31.2M |
| Q4 2024 | 39 | $26.3M |
| Q3 2024 | 43 | $15.2M |
| Q2 2024 | 49 | $23.2M |
| Q1 2024 | 56 | $26.4M |
| Q4 2023 | 54 | $27.9M |
| Q3 2023 | 57 | $30.6M |
| Q2 2023 | 51 | $36.4M |
| Q1 2023 | 28 | $21.7M |
| Q4 2022 | 28 | $13.3M |
| Q3 2022 | 25 | $9.08M |
| Q2 2022 | 24 | $10.2M |
| Q1 2022 | 28 | $6.90M |
| Q4 2021 | 27 | $12.0M |
| Q3 2021 | 24 | $12.3M |
| Q2 2021 | 25 | $13.3M |
| Q1 2021 | 25 | $15.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Heritage Global Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CarsonAllaria Wealth Management, Ltd. | 2 | $6 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6 | $19 | 0.00% | −5,286−99.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 20 | $62 | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 25 | $78 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 38 | $119 | 0.00% | −3,508−98.9% | Reduced |
| Toronto Dominion Bank | 61 | $190 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 80 | $250 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 124 | $387 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 225 | $702 | 0.00% | +3+1.4% | Added |
| Royal Bank of Canada | 208 | $1.00K | 0.00% | −172−45.3% | Reduced |
| Spire Wealth Management | 500 | $1.56K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,300 | $4.06K | 0.00% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 1,450 | $4.52K | 0.00% | −40,870−96.6% | Reduced |
| Federated Hermes, Inc. | 1,467 | $4.58K | 0.00% | +897+157.4% | Added |
| Parallel Advisors, LLC | 4,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 8,204 | $25.6K | 0.00% | +8,204 | New |
| Keebeck Wealth Management, LLC | 10,000 | $31.2K | 0.01% | +10,000 | New |
| Susquehanna International Group, LLP | 10,904 | $34.0K | 0.00% | −16,991−60.9% | Reduced |
| Stifel Financial Corp | 12,274 | $38.3K | 0.00% | +12,274 | New |
| Engineers Gate Manager LP | 12,845 | $40.1K | 0.00% | +960+8.1% | Added |
| Bank of New York Mellon Corp | 15,155 | $47.3K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 15,600 | $48.7K | 0.00% | −1,000−6.0% | Reduced |
| Royce & Associates LP | 16,154 | $50.4K | 0.00% | +16,154 | New |
| Charles Schwab Investment Management Inc | 16,791 | $52.4K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 17,022 | $53.1K | 0.00% | +17,022 | New |
| Occudo Quantitative Strategies LP | 20,393 | $63.6K | 0.01% | −18,551−47.6% | Reduced |
| Man Group plc | – | $66.5K | 0.00% | – | New |
| Walleye Capital LLC | 22,745 | $71.0K | 0.00% | −45,657−66.7% | Reduced |
| Millennium Management LLC | 27,777 | $86.7K | 0.00% | −20,415−42.4% | Reduced |
| Goldman Sachs Group Inc | 28,266 | $88.2K | 0.00% | −8,129−22.3% | Reduced |
| Naviter Wealth, LLC | 29,421 | $91.8K | 0.02% | +29,421 | New |
| Wedbush Securities Inc | 32,000 | $100.0K | 0.00% | −4,667−12.7% | Reduced |
| Marshall Wace, LLP | 44,418 | $138.6K | 0.00% | +44,418 | New |
| Northern Trust Corp | 51,816 | $161.7K | 0.00% | +3,160+6.5% | Added |
| GWM Advisors LLC | 53,501 | $166.9K | 0.00% | +53,501 | New |
| CIBC World Markets Inc. | 80,678 | $252.0K | 0.00% | −35,622−30.6% | Reduced |
| First Trust Advisors LP | 82,709 | $258.1K | 0.00% | +82,709 | New |
| State Street Corp | 93,166 | $290.7K | 0.00% | 00.0% | Unchanged |
| 1492 Capital Management LLC | 110,910 | $346.0K | 0.22% | +110,910 | New |
| Citadel Advisors LLC | 130,999 | $408.7K | 0.00% | +3,121+2.4% | Added |
| BlackRock Inc. | 137,993 | $430.5K | 0.00% | −3,950−2.8% | Reduced |
| Acadian Asset Management LLC | 156,915 | $488.0K | 0.00% | −65,395−29.4% | Reduced |
| Ridgewood Investments LLC | 163,000 | $508.6K | 0.33% | 00.0% | Unchanged |
| Morgan Stanley | 170,884 | $533.2K | 0.00% | −118,447−40.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 178,631 | $557.0K | 0.00% | −16,692−8.5% | Reduced |
| Quadrature Capital Ltd | 177,838 | $560.2K | 0.01% | −21,986−11.0% | Reduced |
| Ameriprise Financial Inc | 203,607 | $635.3K | 0.00% | −1,810−0.9% | Reduced |
| Mutual Advisors, LLC | 210,500 | $656.8K | 0.03% | −94,500−31.0% | Reduced |
| Ancora Advisors, LLC | 234,851 | $732.7K | 0.02% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 276,536 | $862.9K | 0.00% | +124,740+82.2% | Added |
| Geode Capital Management, LLC | 304,930 | $951.6K | 0.00% | +23,585+8.4% | Added |
| EAM Investors, LLC | 333,504 | $1.04M | 0.20% | −134,487−28.7% | Reduced |
| Perritt Capital Management Inc | 355,091 | $1.11M | 0.64% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 452,717 | $1.41M | 0.00% | +21,100+4.9% | Added |
| Uniplan Investment Counsel, Inc. | 837,884 | $2.64M | 0.20% | +574,951+218.7% | Added |
| Vanguard Group Inc | 1,872,499 | $5.84M | 0.00% | +167,810+9.8% | Added |
| Punch & Associates Investment Management, Inc. | 2,761,465 | $8.62M | 0.55% | +322,500+13.2% | Added |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −1,195,943−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −23,055−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −18,737−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,591−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −4−100.0% | Sold out |