Heritage Global Inc.
HGBL- Exchange
- Nasdaq
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0000849145
In the last 90 days, Heritage Global Inc. insiders filed 4 open-market purchases and 3 sales; 36 institutions reported holding it in 13F filings for Q2 2026, worth $14.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Heritage Global Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −3 vs. Q3 2023
- Shares held
- 10.0M
- +225.3K (+2.3%) vs. Q3 2023
- Total value
- $27.9M
- −$2.75M (−9.0%) vs. Q3 2023
- New holders
- 9
- 21 more added
- Sold out
- 12
- 13 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGBL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 36 | $14.3M |
| Q1 2026 | 38 | $17.2M |
| Q4 2025 | 41 | $16.5M |
| Q3 2025 | 38 | $21.8M |
| Q2 2025 | 38 | $28.7M |
| Q1 2025 | 42 | $31.2M |
| Q4 2024 | 39 | $26.3M |
| Q3 2024 | 43 | $15.2M |
| Q2 2024 | 49 | $23.2M |
| Q1 2024 | 56 | $26.4M |
| Q4 2023 | 54 | $27.9M |
| Q3 2023 | 57 | $30.6M |
| Q2 2023 | 51 | $36.4M |
| Q1 2023 | 28 | $21.7M |
| Q4 2022 | 28 | $13.3M |
| Q3 2022 | 25 | $9.08M |
| Q2 2022 | 24 | $10.2M |
| Q1 2022 | 28 | $6.90M |
| Q4 2021 | 27 | $12.0M |
| Q3 2021 | 24 | $12.3M |
| Q2 2021 | 25 | $13.3M |
| Q1 2021 | 25 | $15.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Heritage Global Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CarsonAllaria Wealth Management, Ltd. | 2 | $6 | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 5 | $14 | 0.00% | +5 | New |
| Bank of America Corp | 20 | $56 | 0.00% | +20 | New |
| Archer Investment Corp | 35 | $97 | 0.00% | +10+40.0% | Added |
| Toronto Dominion Bank | 61 | $170 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 67 | $186 | 0.00% | −57−46.0% | Reduced |
| The PNC Financial Services Group, Inc. | 80 | $222 | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 106 | $295 | 0.00% | +106 | New |
| Wells Fargo & Company | 237 | $659 | 0.00% | +12+5.3% | Added |
| Royal Bank of Canada | 234 | $1.00K | 0.00% | +26+12.5% | Added |
| Morgan Stanley | 500 | $1.39K | 0.00% | −170,384−99.7% | Reduced |
| Spire Wealth Management | 500 | $1.44K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 957 | $2.66K | 0.00% | +951+15,850.0% | Added |
| Webster Bank, N. A. | 1,300 | $3.61K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 1,467 | $4.08K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,826 | $5.07K | 0.00% | +1,826 | New |
| Parallel Advisors, LLC | 4,000 | $11.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,294 | $11.9K | 0.00% | +4,294 | New |
| GWM Advisors LLC | 7,706 | $21.4K | 0.00% | −45,795−85.6% | Reduced |
| JPMorgan Chase & Co | 8,883 | $24.7K | 0.00% | +8,845+23,276.3% | Added |
| Stifel Financial Corp | 12,274 | $34.1K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 14,461 | $40.2K | 0.00% | +1,616+12.6% | Added |
| Prudential Financial Inc | 15,600 | $43.4K | 0.00% | 00.0% | Unchanged |
| Royce & Associates LP | 16,155 | $44.9K | 0.00% | +10.0% | Added |
| Charles Schwab Investment Management Inc | 16,791 | $46.7K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 18,707 | $52.0K | 0.00% | +1,685+9.9% | Added |
| Bank of New York Mellon Corp | 21,180 | $58.9K | 0.00% | +6,025+39.8% | Added |
| Marshall Wace, LLP | 23,160 | $64.4K | 0.00% | −21,258−47.9% | Reduced |
| Citadel Advisors LLC | 24,319 | $67.6K | 0.00% | −106,680−81.4% | Reduced |
| Wedbush Securities Inc | 25,450 | $71.0K | 0.00% | −6,550−20.5% | Reduced |
| Jane Street Group, LLC | 37,664 | $104.7K | 0.00% | +37,664 | New |
| Man Group plc | 43,643 | $121.3K | 0.00% | – | – |
| Northern Trust Corp | 64,474 | $179.2K | 0.00% | +12,658+24.4% | Added |
| Millennium Management LLC | 83,169 | $231.2K | 0.00% | +55,392+199.4% | Added |
| First Trust Advisors LP | 84,739 | $235.6K | 0.00% | +2,030+2.5% | Added |
| Qube Research & Technologies Ltd | 86,972 | $241.8K | 0.00% | +78,768+960.1% | Added |
| Crawford Fund Management, LLC | 93,500 | $259.9K | 0.22% | +93,500 | New |
| State Street Corp | 103,666 | $288.2K | 0.00% | +10,500+11.3% | Added |
| Arrowstreet Capital, Limited Partnership | 126,690 | $352.0K | 0.00% | −51,941−29.1% | Reduced |
| BlackRock Inc. | 136,292 | $378.9K | 0.00% | −1,701−1.2% | Reduced |
| Mutual Advisors, LLC | 167,530 | $465.7K | 0.02% | −42,970−20.4% | Reduced |
| Ameriprise Financial Inc | 176,737 | $491.3K | 0.00% | −26,870−13.2% | Reduced |
| Ridgewood Investments LLC | 190,047 | $528.3K | 0.31% | +27,047+16.6% | Added |
| 1492 Capital Management LLC | 303,621 | $844.1K | 0.48% | +192,711+173.8% | Added |
| Geode Capital Management, LLC | 317,549 | $883.0K | 0.00% | +12,619+4.1% | Added |
| Perritt Capital Management Inc | 340,591 | $946.8K | 0.53% | −14,500−4.1% | Reduced |
| Ancora Advisors, LLC | 350,905 | $975.5K | 0.02% | +116,054+49.4% | Added |
| Renaissance Technologies LLC | 387,278 | $1.08M | 0.00% | −65,439−14.5% | Reduced |
| Herr Investment Group LLC | 390,900 | $1.09M | 0.29% | +390,900 | New |
| Dimensional Fund Advisors LP | 396,164 | $1.10M | 0.00% | +119,628+43.3% | Added |
| Wynnefield Capital Inc | 446,030 | $1.24M | 0.48% | +446,030 | New |
| Uniplan Investment Counsel, Inc. | 797,235 | $2.26M | 0.17% | −40,649−4.9% | Reduced |
| Vanguard Group Inc | 1,893,646 | $5.26M | 0.00% | +21,147+1.1% | Added |
| Punch & Associates Investment Management, Inc. | 2,768,005 | $7.70M | 0.45% | +6,540+0.2% | Added |
| EAM Investors, LLC | 0 | $0 | 0.00% | −333,504−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −177,838−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −156,915−100.0% | Sold out |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −80,678−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −29,421−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −28,266−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −22,745−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −20,393−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,904−100.0% | Sold out |
| Keebeck Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −1,450−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −20−100.0% | Sold out |