Heritage-Crystal Clean, Inc.
HCCIDelisted Oct 17, 2023- Industry
- Sanitary Services
- SEC CIK
- 0001403431
Heritage-Crystal Clean, Inc. was delisted on Oct 17, 2023; its insiders filed their last Form 4 on Oct 18, 2023; 130 institutions reported holding it in 13F filings for Q3 2023, worth $694.3M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Heritage-Crystal Clean, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- 0 vs. Q2 2023
- Shares held
- 15.1M
- −91.3K (−0.6%) vs. Q2 2023
- Total value
- $694.3M
- +$119.9M (+20.9%) vs. Q2 2023
- New holders
- 47
- 31 more added
- Sold out
- 47
- 39 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HCCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $2.60K |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 130 | $694.3M |
| Q2 2023 | 132 | $574.5M |
| Q1 2023 | 140 | $547.2M |
| Q4 2022 | 132 | $503.8M |
| Q3 2022 | 140 | $445.1M |
| Q2 2022 | 120 | $391.0M |
| Q1 2022 | 117 | $424.8M |
| Q4 2021 | 116 | $473.5M |
| Q3 2021 | 90 | $432.7M |
| Q2 2021 | 90 | $443.0M |
| Q1 2021 | 86 | $413.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Heritage-Crystal Clean, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glazer Capital, LLC | 1,383,242 | $62.7M | 4.09% | +1,383,242 | New |
| BlackRock Inc. | 1,214,128 | $55.1M | 0.00% | +107,949+9.8% | Added |
| Vanguard Group Inc | 936,998 | $42.5M | 0.00% | −85,312−8.3% | Reduced |
| ArrowMark Colorado Holdings LLC | 851,304 | $38.6M | 0.47% | −201,078−19.1% | Reduced |
| Dimensional Fund Advisors LP | 826,694 | $37.5M | 0.01% | −279,925−25.3% | Reduced |
| Cannell Capital LLC | 670,359 | $30.4M | 7.09% | −45,139−6.3% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 667,219 | $30.3M | 4.28% | +667,219 | New |
| Vivaldi Asset Management, LLC | 656,285 | $29.8M | 1.65% | +656,285 | New |
| Kite Lake Capital Management (UK) LLP | 585,129 | $26.5M | 2.85% | +585,129 | New |
| Water Island Capital LLC | 547,480 | $24.8M | 2.26% | +547,480 | New |
| Morgan Stanley | 401,893 | $18.2M | 0.00% | +202,488+101.5% | Added |
| Punch & Associates Investment Management, Inc. | 366,924 | $16.6M | 1.07% | −541,058−59.6% | Reduced |
| State Street Corp | 362,715 | $16.4M | 0.00% | +13,633+3.9% | Added |
| Geode Capital Management, LLC | 351,677 | $16.0M | 0.00% | +28,248+8.7% | Added |
| Goldman Sachs Group Inc | 332,166 | $15.1M | 0.00% | +268,682+423.2% | Added |
| JPMorgan Chase & Co | 307,952 | $14.0M | 0.00% | −12,116−3.8% | Reduced |
| Qube Research & Technologies Ltd | 248,630 | $11.3M | 0.03% | +234,066+1,607.2% | Added |
| Picton Mahoney Asset Management | 225,000 | $10.2M | 0.47% | +225,000 | New |
| American Century Companies Inc | 222,811 | $10.1M | 0.01% | +39,275+21.4% | Added |
| Gabelli Funds LLC | 222,098 | $10.1M | 0.08% | +222,098 | New |
| Royce & Associates LP | 213,631 | $9.69M | 0.10% | −563,425−72.5% | Reduced |
| Man Group plc | – | $8.76M | 0.03% | – | New |
| Neumeier Poma Investment Counsel LLC | 170,485 | $7.73M | 0.75% | +170,485 | New |
| Northern Trust Corp | 163,252 | $7.40M | 0.00% | +13,082+8.7% | Added |
| Gabelli & Co Investment Advisers, Inc. | 148,050 | $6.71M | 1.09% | +148,050 | New |
| Renaissance Technologies LLC | 145,100 | $6.58M | 0.01% | −158,616−52.2% | Reduced |
| Yakira Capital Management, Inc. | 132,035 | $5.99M | 1.63% | +132,035 | New |
| First Trust Advisors LP | 126,409 | $5.73M | 0.01% | +3,030+2.5% | Added |
| Charles Schwab Investment Management Inc | 125,544 | $5.69M | 0.00% | +6,080+5.1% | Added |
| Prelude Capital Management, LLC | 117,100 | $5.31M | 0.48% | +12,880+12.4% | Added |
| New York Life Investment Management LLC | 116,704 | $5.29M | 0.06% | +105,130+908.3% | Added |
| First Eagle Investment Management, LLC | 116,654 | $5.29M | 0.01% | −35,500−23.3% | Reduced |
| UBS Group AG | 95,267 | $4.32M | 0.00% | −126,896−57.1% | Reduced |
| Select Equity Group, L.P. | 79,451 | $3.60M | 0.01% | +1,378+1.8% | Added |
| Balyasny Asset Management LLC | 75,174 | $3.41M | 0.01% | +75,174 | New |
| Bank of New York Mellon Corp | 75,057 | $3.40M | 0.00% | −7,371−8.9% | Reduced |
| Alliancebernstein L.P. | 74,267 | $3.37M | 0.00% | −1,038,072−93.3% | Reduced |
| CNH Partners LLC | 74,238 | $3.37M | 0.15% | +74,238 | New |
| Harvest Management LLC | 71,000 | $3.22M | 1.84% | +71,000 | New |
| Great Lakes Advisors, LLC | 64,934 | $2.94M | 0.03% | −146,678−69.3% | Reduced |
| Trium Capital LLP | 63,748 | $2.89M | 0.05% | +63,748 | New |
| Van Eck Associates Corp | 60,868 | $2.76M | 0.01% | −980−1.6% | Reduced |
| Windsor Group LTD | 57,866 | $2.62M | 0.48% | −2,000−3.3% | Reduced |
| North Star Investment Management Corp. | 54,925 | $2.49M | 0.21% | −14,508−20.9% | Reduced |
| EHP Funds Inc. | 52,558 | $2.38M | 1.13% | +52,558 | New |
| M&T Bank Corp | 51,273 | $2.32M | 0.01% | +70.0% | Added |
| Polar Asset Management Partners Inc. | 48,700 | $2.21M | 0.05% | +48,700 | New |
| Sagefield Capital LP | 48,120 | $2.18M | 0.31% | +48,120 | New |
| Natixis | 45,850 | $2.08M | 0.02% | +45,850 | New |
| Alpine Associates Management Inc. | 42,100 | $1.91M | 0.10% | +42,100 | New |
| Nuveen Asset Management, LLC | 41,760 | $1.89M | 0.00% | −4,441−9.6% | Reduced |
| Credit Suisse AG | 39,835 | $1.81M | 0.00% | +24,633+162.0% | Added |
| Sand Grove Capital Management LLP | 39,135 | $1.77M | 0.25% | +39,135 | New |
| Swiss National Bank | 37,500 | $1.70M | 0.00% | −2,300−5.8% | Reduced |
| Invesco Ltd. | 36,620 | $1.66M | 0.00% | −55,797−60.4% | Reduced |
| Gamco Investors, Inc. Et Al | 34,329 | $1.56M | 0.02% | +34,329 | New |
| Rhumbline Advisers | 32,930 | $1.49M | 0.00% | +5,522+20.1% | Added |
| Marshall Wace, LLP | 32,547 | $1.48M | 0.00% | −26,056−44.5% | Reduced |
| Janus Henderson Group PLC | 32,197 | $1.46M | 0.00% | +4,817+17.6% | Added |
| Walleye Capital LLC | 30,000 | $1.36M | 0.02% | +30,000 | New |
| PenderFund Capital Management Ltd. | 21,712 | $1.34M | 0.40% | +21,712 | New |
| Jane Street Group, LLC | 28,311 | $1.28M | 0.00% | +28,311 | New |
| Los Angeles Capital Management LLC | 27,272 | $1.24M | 0.01% | −37,729−58.0% | Reduced |
| RBF Capital, LLC | 25,324 | $1.15M | 0.08% | 00.0% | Unchanged |
| Verition Fund Management LLC | 21,651 | $981.9K | 0.01% | +21,651 | New |
| jvl associates llc | 20,000 | $907.0K | 0.47% | +20,000 | New |
| Woodline Partners LP | 19,908 | $902.8K | 0.01% | +19,908 | New |
| State of Wyoming | 19,567 | $887.4K | 0.19% | +6,623+51.2% | Added |
| HRT Financial LP | 19,296 | $875.0K | 0.01% | +19,296 | New |
| California State Teachers Retirement System | 18,954 | $859.6K | 0.00% | −2,337−11.0% | Reduced |
| Voloridge Investment Management, LLC | 18,871 | $855.8K | 0.00% | +18,871 | New |
| Crystalline Management Inc. | 18,255 | $827.9K | 0.63% | +18,255 | New |
| SkyView Investment Advisors, LLC | 17,381 | $788.0K | 0.32% | +326+1.9% | Added |
| Barclays PLC | 16,757 | $759.9K | 0.00% | +10,204+155.7% | Added |
| Royal Bank of Canada | 16,278 | $739.0K | 0.00% | −24,363−59.9% | Reduced |
| BCK Capital Management LP | 15,500 | $702.9K | 0.36% | +15,500 | New |
| Virtu Financial LLC | 15,482 | $702.0K | 0.07% | +15,482 | New |
| STRS Ohio | 14,700 | $666.0K | 0.00% | −2,000−12.0% | Reduced |
| Legal & General Group Plc | 14,188 | $643.4K | 0.00% | +1,471+11.6% | Added |
| Bank of America Corp | 13,825 | $627.0K | 0.00% | −800−5.5% | Reduced |
| Resources Investment Advisors, LLC. | 13,375 | $606.6K | 0.01% | −30.0% | Reduced |
| KB Financial Partners, LLC | 12,825 | $582.0K | 0.17% | −30.0% | Reduced |
| SG Americas Securities, LLC | 11,858 | $538.0K | 0.01% | +11,858 | New |
| Victory Capital Management Inc | 11,700 | $530.6K | 0.00% | −15,252−56.6% | Reduced |
| Dark Forest Capital Management LP | 11,568 | $524.6K | 0.04% | +11,568 | New |
| Deutsche Bank AG | 9,620 | $436.3K | 0.00% | −2,239−18.9% | Reduced |
| Russell Investments Group, Ltd. | 9,605 | $435.6K | 0.00% | 00.0% | Unchanged |
| Vestcor Inc | 9,357 | $424.0K | 0.02% | 00.0% | Unchanged |
| MetLife Investment Management | 9,280 | $420.8K | 0.00% | +1,298+16.3% | Added |
| Varenne Capital Partners | 9,249 | $419.4K | 0.74% | +9,249 | New |
| Susquehanna International Group, LLP | 9,048 | $410.3K | 0.00% | −10,545−53.8% | Reduced |
| BNP Paribas Arbitrage, SA | 8,922 | $404.6K | 0.00% | −159−1.8% | Reduced |
| American International Group, Inc. | 8,808 | $399.4K | 0.00% | +1,249+16.5% | Added |
| Point72 Middle East FZE | 8,383 | $380.2K | 0.02% | +8,383 | New |
| CIBC World Markets Inc. | 7,700 | $349.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,585 | $343.0K | 0.00% | +1,009+15.3% | Added |
| Principal Financial Group Inc | 7,172 | $325.3K | 0.00% | +7,172 | New |
| Advisor Group Holdings, Inc. | 7,022 | $318.3K | 0.00% | +6,634+1,709.8% | Added |
| LPL Financial LLC | 7,000 | $317.4K | 0.00% | +7,000 | New |
| Voya Investment Management LLC | 6,944 | $314.9K | 0.00% | −74−1.1% | Reduced |