Gabelli Global Small & Mid Cap Value Trust
GGZ- Exchange
- NYSE
- SEC CIK
- 0001585855
No open-market purchases or sales by Gabelli Global Small & Mid Cap Value Trust insiders were filed in the last 90 days; 41 institutions reported holding it in 13F filings for Q2 2026, worth $37.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Gabelli Global Small & Mid Cap Value Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- −3 vs. Q2 2022
- Shares held
- 1.86M
- −39.7K (−2.1%) vs. Q2 2022
- Total value
- $17.7M
- −$3.25M (−15.5%) vs. Q2 2022
- New holders
- 2
- 14 more added
- Sold out
- 5
- 7 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GGZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 41 | $37.6M |
| Q1 2026 | 42 | $27.6M |
| Q4 2025 | 47 | $28.1M |
| Q3 2025 | 43 | $27.3M |
| Q2 2025 | 37 | $24.8M |
| Q1 2025 | 42 | $23.0M |
| Q4 2024 | 39 | $23.2M |
| Q3 2024 | 38 | $22.2M |
| Q2 2024 | 40 | $28.6M |
| Q1 2024 | 38 | $21.5M |
| Q4 2023 | 38 | $20.6M |
| Q3 2023 | 38 | $24.8M |
| Q2 2023 | 40 | $28.6M |
| Q1 2023 | 38 | $26.6M |
| Q4 2022 | 37 | $25.8M |
| Q3 2022 | 35 | $17.7M |
| Q2 2022 | 38 | $21.0M |
| Q1 2022 | 36 | $29.9M |
| Q4 2021 | 38 | $34.6M |
| Q3 2021 | 34 | $36.2M |
| Q2 2021 | 36 | $35.8M |
| Q1 2021 | 38 | $31.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Gabelli Global Small & Mid Cap Value Trust; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 43 | $0 | 0.00% | +43 | New |
| Harbour Investments, Inc. | 99 | $1.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 60 | $1.00K | 0.00% | +1+1.7% | Added |
| Capital Advisors, Ltd. LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 162 | $2.00K | 0.00% | +3+1.9% | Added |
| TD Waterhouse Canada Inc. | 340 | $3.35K | 0.00% | +340 | New |
| North Star Investment Management Corp. | 450 | $4.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 557 | $5.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,300 | $15.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,820 | $26.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,615 | $34.0K | 0.00% | +105+3.0% | Added |
| Ancora Advisors, LLC | 5,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,005 | $123.0K | 0.00% | −1,595−10.9% | Reduced |
| Private Advisor Group, LLC | 15,865 | $151.0K | 0.00% | +3,900+32.6% | Added |
| Wolverine Asset Management LLC | 23,831 | $227.0K | 0.00% | +13,739+136.1% | Added |
| Silverlake Wealth Management LLC | 25,585 | $243.8K | 0.17% | +8,529+50.0% | Added |
| American Portfolios Advisors | 28,120 | $268.0K | 0.01% | −15,231−35.1% | Reduced |
| Royal Bank of Canada | 32,089 | $306.0K | 0.00% | +1,803+6.0% | Added |
| Gamco Investors, Inc. Et Al | 33,830 | $322.0K | 0.00% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 34,091 | $325.0K | 0.09% | +8,042+30.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 37,018 | $353.0K | 0.00% | −9,971−21.2% | Reduced |
| CSS LLC | 44,965 | $429.0K | 0.02% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 51,931 | $495.0K | 0.02% | +17,744+51.9% | Added |
| Shaker Financial Services, LLC | 52,897 | $504.0K | 0.25% | +38,999+280.6% | Added |
| Stephens Inc | 54,079 | $515.0K | 0.01% | +9,710+21.9% | Added |
| Blue Bell Private Wealth Management, LLC | 76,473 | $729.0K | 0.26% | +2,967+4.0% | Added |
| Raymond James & Associates | 83,205 | $793.0K | 0.00% | −7,131−7.9% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 86,856 | $828.0K | 0.11% | 00.0% | Unchanged |
| UBS Group AG | 92,721 | $884.0K | 0.00% | +2,149+2.4% | Added |
| Wells Fargo & Company | 109,696 | $1.04M | 0.00% | −22,659−17.1% | Reduced |
| Private Management Group Inc | 245,561 | $2.34M | 0.11% | +7,352+3.1% | Added |
| Morgan Stanley | 324,424 | $3.09M | 0.00% | −19,546−5.7% | Reduced |
| Bank of America Corp | 377,745 | $3.60M | 0.00% | −54,902−12.7% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −20,620−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −3,400−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| First Command Bank | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| First Command Financial Services, Inc. | 0 | $0 | 0.00% | −22−100.0% | Sold out |