Gabelli Global Small & Mid Cap Value Trust
GGZ- Exchange
- NYSE
- SEC CIK
- 0001585855
No open-market purchases or sales by Gabelli Global Small & Mid Cap Value Trust insiders were filed in the last 90 days; 41 institutions reported holding it in 13F filings for Q2 2026, worth $37.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Gabelli Global Small & Mid Cap Value Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +4 vs. Q3 2021
- Shares held
- 2.18M
- −96.1K (−4.2%) vs. Q3 2021
- Total value
- $34.6M
- −$1.55M (−4.3%) vs. Q3 2021
- New holders
- 8
- 10 more added
- Sold out
- 4
- 10 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GGZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 41 | $37.6M |
| Q1 2026 | 42 | $27.6M |
| Q4 2025 | 47 | $28.1M |
| Q3 2025 | 43 | $27.3M |
| Q2 2025 | 37 | $24.8M |
| Q1 2025 | 42 | $23.0M |
| Q4 2024 | 39 | $23.2M |
| Q3 2024 | 38 | $22.2M |
| Q2 2024 | 40 | $28.6M |
| Q1 2024 | 38 | $21.5M |
| Q4 2023 | 38 | $20.6M |
| Q3 2023 | 38 | $24.8M |
| Q2 2023 | 40 | $28.6M |
| Q1 2023 | 38 | $26.6M |
| Q4 2022 | 37 | $25.8M |
| Q3 2022 | 35 | $17.7M |
| Q2 2022 | 38 | $21.0M |
| Q1 2022 | 36 | $29.9M |
| Q4 2021 | 38 | $34.6M |
| Q3 2021 | 34 | $36.2M |
| Q2 2021 | 36 | $35.8M |
| Q1 2021 | 38 | $31.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Gabelli Global Small & Mid Cap Value Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Command Bank | 44 | $0 | 0.00% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 44 | $0 | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 20 | $0 | 0.00% | +20 | New |
| Comprehensive Financial Consultants Institutional, Inc. | 60 | $0 | 0.00% | +60 | New |
| Focused Wealth Management, Inc | 56 | $1.00K | 0.00% | +1+1.8% | Added |
| Capital Advisors, Ltd. LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 33 | $1.00K | 0.00% | +33 | New |
| Geneos Wealth Management Inc. | 100 | $1.00K | 0.00% | +100 | New |
| Harbour Investments, Inc. | 134 | $2.00K | 0.00% | +1+0.8% | Added |
| Allworth Financial LP | 152 | $2.00K | 0.00% | +2+1.3% | Added |
| TSFG, LLC | 103 | $2.00K | 0.00% | +103 | New |
| Thomas J. Herzfeld Advisors, Inc. | 337 | $5.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 450 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,503 | $39.0K | 0.00% | +10.0% | Added |
| Rockefeller Capital Management L.P. | 2,820 | $44.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 5,000 | $79.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,140 | $193.0K | 0.00% | −9,100−42.8% | Reduced |
| Silverlake Wealth Management LLC | 12,721 | $202.3K | 0.11% | +12,721 | New |
| Bank of New York Mellon Corp | 15,000 | $239.0K | 0.00% | +15,000 | New |
| 180 Wealth Advisors, LLC | 16,436 | $244.0K | 0.05% | +1,470+9.8% | Added |
| Shepherd Kaplan Krochuk, LLC | 20,620 | $328.0K | 0.12% | +20,620 | New |
| Shaker Financial Services, LLC | 23,963 | $381.0K | 0.13% | −39,317−62.1% | Reduced |
| Stephens Inc | 24,349 | $387.0K | 0.01% | −1,100−4.3% | Reduced |
| American Portfolios Advisors | 24,805 | $394.4K | 0.01% | −548−2.2% | Reduced |
| Gamco Investors, Inc. Et Al | 33,830 | $538.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 37,342 | $594.0K | 0.03% | −28,474−43.3% | Reduced |
| Royal Bank of Canada | 44,682 | $711.0K | 0.00% | +956+2.2% | Added |
| CSS LLC | 45,965 | $731.0K | 0.03% | −5,030−9.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 48,423 | $770.0K | 0.00% | −2,888−5.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 72,480 | $1.15M | 0.30% | −1,174−1.6% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 86,856 | $1.38M | 0.18% | 00.0% | Unchanged |
| UBS Group AG | 90,507 | $1.44M | 0.00% | −474−0.5% | Reduced |
| Wells Fargo & Company | 138,654 | $2.20M | 0.00% | +1,265+0.9% | Added |
| Private Management Group Inc | 185,727 | $3.03M | 0.12% | −2,750−1.5% | Reduced |
| Morgan Stanley | 331,669 | $5.27M | 0.00% | +10,031+3.1% | Added |
| Bank of America Corp | 446,001 | $7.09M | 0.00% | +51,808+13.1% | Added |
| Raymond James & Associates | 451,269 | $7.17M | 0.01% | +10,391+2.4% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −120,674−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −8,936−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |