Focus Financial Partners Inc.
FOCSDelisted Aug 31, 2023- Industry
- Investment Advice
- SEC CIK
- 0001651052
Focus Financial Partners Inc. was delisted on Aug 31, 2023; its insiders filed their last Form 4 on Sep 1, 2023; 208 institutions reported holding it in 13F filings for Q2 2023, worth $3.88B in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Focus Financial Partners Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 240
- +31 vs. Q3 2021
- Shares held
- 72.1M
- +6.10M (+9.2%) vs. Q3 2021
- Total value
- $4.31B
- +$847.8M (+24.5%) vs. Q3 2021
- New holders
- 44
- 89 more added
- Sold out
- 13
- 72 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FOCS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 208 | $3.88B |
| Q1 2023 | 230 | $3.72B |
| Q4 2022 | 179 | $2.78B |
| Q3 2022 | 198 | $2.32B |
| Q2 2022 | 203 | $2.52B |
| Q1 2022 | 218 | $3.31B |
| Q4 2021 | 240 | $4.31B |
| Q3 2021 | 212 | $3.46B |
| Q2 2021 | 208 | $3.15B |
| Q1 2021 | 199 | $2.70B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Focus Financial Partners Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $0 | 0.00% | +2 | New |
| Federated Hermes, Inc. | 19 | $1.00K | 0.00% | −1−5.0% | Reduced |
| NEXT Financial Group, Inc | 13 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 12 | $1.00K | 0.00% | +12 | New |
| Covestor Ltd | 11 | $1.00K | 0.00% | +11 | New |
| Quadrant Capital Group LLC | 30 | $2.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 100 | $5.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 84 | $5.00K | 0.00% | +13+18.3% | Added |
| HC Financial Advisors Inc | 94 | $6.00K | 0.00% | −6−6.0% | Reduced |
| Spire Wealth Management | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 112 | $6.00K | 0.00% | +51+83.6% | Added |
| Trust Co of Vermont | 100 | $6.00K | 0.00% | +100 | New |
| First Horizon Advisors, Inc. | 134 | $8.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 142 | $8.00K | 0.00% | +77+118.5% | Added |
| RWM Asset Management, LLC | 152 | $9.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 158 | $9.00K | 0.00% | +75+90.4% | Added |
| Confluence Wealth Services, Inc. | 153 | $9.00K | 0.00% | +153 | New |
| Patriot Financial Group Insurance Agency, LLC | 200 | $12.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 248 | $14.8K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 250 | $15.0K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 525 | $26.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 499 | $29.0K | 0.00% | +499 | New |
| Andrew Hill Investment Advisors, Inc. | 500 | $29.0K | 0.03% | +500 | New |
| State of Wyoming | 601 | $36.0K | 0.02% | +601 | New |
| Tower Research Capital LLC (TRC) | 862 | $52.0K | 0.00% | −706−45.0% | Reduced |
| Trustcore Financial Services, LLC | 1,000 | $60.0K | 0.01% | +500+100.0% | Added |
| Carroll Financial Associates, Inc. | 1,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 1,672 | $100.0K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,726 | $103.0K | 0.00% | −223−11.4% | Reduced |
| Endurance Wealth Management, Inc. | 1,750 | $105.0K | 0.01% | −1,000−36.4% | Reduced |
| Point72 Hong Kong Ltd | 2,113 | $126.0K | 0.01% | +2,113 | New |
| Great West Life Assurance Co | 2,298 | $137.0K | 0.00% | 00.0% | Unchanged |
| Globeflex Capital L P | 2,374 | $142.0K | 0.03% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 3,000 | $179.0K | 0.02% | 00.0% | Unchanged |
| STRS Ohio | 3,100 | $185.0K | 0.00% | +2,300+287.5% | Added |
| Sound View Wealth Advisors Group, LLC | 3,500 | $209.0K | 0.04% | +3,500 | New |
| PEAK6 Investments LLC | 3,773 | $225.0K | 0.01% | +3,773 | New |
| Oberweis Asset Management Inc | 3,800 | $227.0K | 0.04% | +3,800 | New |
| Advisor Group Holdings, Inc. | 3,811 | $228.0K | 0.00% | +1,458+62.0% | Added |
| Cim, LLC | 4,938 | $237.0K | 0.04% | +328+7.1% | Added |
| Transform Wealth, LLC | 3,973 | $237.0K | 0.02% | −25−0.6% | Reduced |
| Pinz Capital Management, LP | 4,000 | $239.0K | 0.09% | +4,000 | New |
| Colony Group LLC | 4,038 | $241.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 4,075 | $243.0K | 0.00% | −470−10.3% | Reduced |
| Fortem Financial Group, LLC | 4,150 | $248.0K | 0.11% | 00.0% | Unchanged |
| LPL Financial LLC | 4,168 | $249.0K | 0.00% | +75+1.8% | Added |
| Los Angeles Capital Management LLC | 4,567 | $273.0K | 0.00% | −23−0.5% | Reduced |
| Ameritas Investment Partners, Inc. | 4,568 | $273.0K | 0.01% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 4,647 | $278.0K | 0.16% | +635+15.8% | Added |
| Contravisory Investment Management, Inc. | 4,701 | $281.0K | 0.08% | −135−2.8% | Reduced |
| Petrus Trust Company, LTA | 4,724 | $282.0K | 0.03% | +4,724 | New |
| Hancock Whitney Corp | 4,972 | $297.0K | 0.01% | +402+8.8% | Added |
| Sandia Investment Management LP | 5,000 | $299.0K | 0.05% | +5,000 | New |
| Ergoteles LLC | 5,100 | $305.0K | 0.01% | +5,100 | New |
| Wellington Management Group LLP | 5,146 | $307.0K | 0.00% | −5,517−51.7% | Reduced |
| Triad Financial Advisors, Inc. | 5,150 | $308.0K | 0.18% | +5,150 | New |
| Graham Capital Management, L.P. | 5,280 | $315.0K | 0.02% | +5,280 | New |
| Stifel Financial Corp | 5,326 | $318.0K | 0.00% | +5,326 | New |
| Institutional & Family Asset Management, LLC | 5,514 | $329.0K | 0.05% | −950−14.7% | Reduced |
| HSBC Holdings PLC | 5,672 | $341.0K | 0.00% | +5,672 | New |
| Pinnacle Financial Partners Inc | 6,017 | $359.0K | 0.01% | +1,382+29.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,342 | $438.0K | 0.00% | +3,140+74.7% | Added |
| AlphaCrest Capital Management LLC | 7,640 | $456.0K | 0.02% | +7,640 | New |
| Merriman Wealth Management, LLC | 7,654 | $457.0K | 0.03% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 7,700 | $460.0K | 0.00% | +7,700 | New |
| Jane Street Group, LLC | 7,795 | $466.0K | 0.00% | +2,174+38.7% | Added |
| Millennium Management LLC | 8,071 | $482.0K | 0.00% | −33,764−80.7% | Reduced |
| Algert Global LLC | 8,366 | $500.0K | 0.06% | −3,160−27.4% | Reduced |
| SG Americas Securities, LLC | 8,415 | $503.0K | 0.00% | −13,564−61.7% | Reduced |
| Ellsworth Advisors, LLC | 8,623 | $515.0K | 0.19% | +8,623 | New |
| State Board of Administration of Florida Retirement System | 8,737 | $522.0K | 0.00% | 00.0% | Unchanged |
| Paloma Partners Management Co | 8,776 | $524.0K | 0.02% | +8,776 | New |
| Van Hulzen Asset Management, LLC | 9,552 | $570.0K | 0.06% | +1,762+22.6% | Added |
| Smithfield Trust Co | 9,750 | $582.0K | 0.04% | 00.0% | Unchanged |
| Paradigm Financial Advisors, LLC | 9,885 | $590.0K | 0.13% | +525+5.6% | Added |
| Stonnington Group, LLC | 10,500 | $596.0K | 0.13% | −3,700−26.1% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 10,058 | $601.0K | 0.00% | +1,820+22.1% | Added |
| Teacher Retirement System of Texas | 10,419 | $622.0K | 0.00% | +1,753+20.2% | Added |
| Amalgamated Bank | 10,487 | $626.0K | 0.00% | −98−0.9% | Reduced |
| Twinbeech Capital LP | 10,550 | $630.0K | 0.04% | +10,550 | New |
| Handelsbanken Fonder AB | 10,600 | $633.0K | 0.00% | −200−1.9% | Reduced |
| Equitable Trust Co | 10,791 | $644.0K | 0.04% | −1,526−12.4% | Reduced |
| Price T Rowe Associates Inc | 10,834 | $647.0K | 0.00% | −967−8.2% | Reduced |
| Mawer Investment Management Ltd. | 11,106 | $663.0K | 0.00% | +7,268+189.4% | Added |
| Advisors Asset Management, Inc. | 11,263 | $672.6K | 0.01% | +2,313+25.8% | Added |
| XML Financial, LLC | 11,782 | $704.0K | 0.08% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 12,356 | $737.0K | 0.00% | +12,356 | New |
| Gyon Technologies Capital Management, LP | 12,754 | $762.0K | 0.14% | +8,212+180.8% | Added |
| Two Sigma Advisers, LP | 12,900 | $770.0K | 0.00% | −200−1.5% | Reduced |
| ProShare Advisors LLC | 13,018 | $777.0K | 0.00% | +5,383+70.5% | Added |
| Caas Capital Management LP | 13,078 | $781.0K | 0.07% | +13,078 | New |
| BNP Paribas Arbitrage, SA | 13,286 | $793.4K | 0.00% | +1,643+14.1% | Added |
| Man Group plc | 14,040 | $838.0K | 0.00% | −382−2.6% | Reduced |
| Arizona State Retirement System | 14,486 | $865.0K | 0.01% | −172−1.2% | Reduced |
| ExodusPoint Capital Management, LP | 14,878 | $889.0K | 0.01% | +14,878 | New |
| HBK Investments L P | 14,900 | $890.0K | 0.02% | +14,900 | New |
| Metropolitan Life Insurance Co | 14,915 | $890.7K | 0.01% | −716−4.6% | Reduced |
| Hillsdale Investment Management Inc. | 15,400 | $920.0K | 0.06% | +15,400 | New |
| Laurel Wealth Advisors, Inc. | 16,134 | $964.0K | 0.07% | +16,134 | New |