First Trust Mortgage Income Fund
FMY- Exchange
- NYSE
- SEC CIK
- 0001319183
No open-market purchases or sales by First Trust Mortgage Income Fund insiders were filed in the last 90 days; 15 institutions reported holding it in 13F filings for Q2 2026, worth $29.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in First Trust Mortgage Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 14
- −3 vs. Q3 2023
- Shares held
- 2.53M
- +2.78K (+0.1%) vs. Q3 2023
- Total value
- $30.7M
- +$2.45M (+8.7%) vs. Q3 2023
- New holders
- 1
- 3 more added
- Sold out
- 4
- 5 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FMY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 15 | $29.6M |
| Q1 2026 | 16 | $29.7M |
| Q4 2025 | 12 | $30.4M |
| Q3 2025 | 14 | $30.5M |
| Q2 2025 | 14 | $30.6M |
| Q1 2025 | 14 | $31.3M |
| Q4 2024 | 13 | $30.7M |
| Q3 2024 | 11 | $31.1M |
| Q2 2024 | 11 | $29.8M |
| Q1 2024 | 15 | $31.7M |
| Q4 2023 | 14 | $30.7M |
| Q3 2023 | 18 | $28.2M |
| Q2 2023 | 15 | $27.8M |
| Q1 2023 | 15 | $28.1M |
| Q4 2022 | 16 | $27.4M |
| Q3 2022 | 18 | $27.3M |
| Q2 2022 | 18 | $27.3M |
| Q1 2022 | 20 | $28.7M |
| Q4 2021 | 20 | $31.6M |
| Q3 2021 | 16 | $31.3M |
| Q2 2021 | 16 | $31.5M |
| Q1 2021 | 18 | $31.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding First Trust Mortgage Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,088,691 | $25.3M | 0.62% | +6,664+0.3% | Added |
| 1607 Capital Partners, LLC | 311,226 | $3.77M | 0.26% | −6,700−2.1% | Reduced |
| Narwhal Capital Management | 48,953 | $593.3K | 0.06% | +18,080+58.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 22,967 | $278.4K | 0.00% | −418−1.8% | Reduced |
| LPL Financial LLC | 14,492 | $175.6K | 0.00% | −339−2.3% | Reduced |
| Cresset Asset Management, LLC | 14,100 | $170.9K | 0.00% | 00.0% | Unchanged |
| Transform Wealth, LLC | 11,600 | $141.5K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,026 | $133.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 5,029 | $61.0K | 0.00% | +72+1.5% | Added |
| Steward Partners Investment Advisory, LLC | 903 | $10.9K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 450 | $5.45K | 0.00% | 00.0% | Unchanged |
| Clear Street LLC | 70 | $848 | 0.00% | +70 | New |
| UBS Group AG | 1 | $12 | 0.00% | −106−99.1% | Reduced |
| Wells Fargo & Company | 0 | $2 | 0.00% | −1−100.0% | Reduced |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,050−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −256−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Johnson Midwest Financial, LLC | – | – | – | – | Not filed |