First Trust Mortgage Income Fund
FMY- Exchange
- NYSE
- SEC CIK
- 0001319183
No open-market purchases or sales by First Trust Mortgage Income Fund insiders were filed in the last 90 days; 15 institutions reported holding it in 13F filings for Q2 2026, worth $29.6M in total; no superinvestor holds it.
Holders of 5% or more of FMY
Holders whose latest Schedule 13D or 13G filing reports 5% or more of First Trust Mortgage Income Fund, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Sit Investment Associates Inc | 13D/A | 54.10%2.28M shares | +1.30 ppfrom 52.80% | Aug 19, 20257 filings | Mar 12, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
7 Schedule 13D and 13G filings on First Trust Mortgage Income Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Mar 12, 20264:16 PM ET | Sit Investment Associates Incand 1 other | 13D/A | 54.10%2.28M shares | +1.30 ppfrom 52.80% | Mar 11, 2026 | SEC |
| Mar 11, 20263:50 PM ET | Sit Investment Associates Incand 1 other | 13D/A | 52.80%2.23M shares | −1.70 ppfrom 54.50% | Mar 10, 2026 | SEC |
| Dec 29, 202510:54 AM ET | Sit Investment Associates Incand 1 other | 13D/A | 54.50%2.30M shares | +2.50 ppfrom 52.00% | Dec 22, 2025 | SEC |
| Dec 23, 20254:43 PM ET | Sit Investment Associates Incand 1 other | 13D/A | 52.00%2.19M shares | −1.40 ppfrom 53.40% | Dec 18, 2025 | SEC |
| Sep 22, 20253:37 PM ET | Sit Investment Associates Incand 1 other | 13D/A | 53.40%2.25M shares | +1.90 ppfrom 51.50% | Sep 19, 2025 | SEC |
| Sep 22, 20253:34 PM ET | Sit Investment Associates Incand 1 other | 13D/A | 51.50%2.17M shares | −1.50 ppfrom 53.00% | Sep 18, 2025 | SEC |
| Aug 19, 202510:39 AM ET | Sit Investment Associates Incand 1 other | 13D/A | 53.00%2.23M shares | – | Aug 15, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell First Trust Mortgage Income Fund shares.
No Form 144 notices for First Trust Mortgage Income Fund are on file.