Filana Therapeutics, Inc.
FLNA- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001069530
No open-market purchases or sales by Filana Therapeutics, Inc. insiders were filed in the last 90 days; 85 institutions reported holding it in 13F filings for Q2 2026, worth $15.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Filana Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 181
- +16 vs. Q2 2021
- Shares held
- 12.2M
- +1.34M (+12.3%) vs. Q2 2021
- Total value
- $757.3M
- −$135.4M (−15.2%) vs. Q2 2021
- New holders
- 54
- 70 more added
- Sold out
- 38
- 41 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FLNA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 85 | $15.1M |
| Q1 2026 | 101 | $23.1M |
| Q4 2025 | 107 | $27.3M |
| Q3 2025 | 103 | $40.1M |
| Q2 2025 | 97 | $22.1M |
| Q1 2025 | 117 | $23.6M |
| Q4 2024 | 137 | $41.1M |
| Q3 2024 | 161 | $412.5M |
| Q2 2024 | 145 | $164.6M |
| Q1 2024 | 142 | $235.3M |
| Q4 2023 | 153 | $313.5M |
| Q3 2023 | 141 | $215.4M |
| Q2 2023 | 152 | $286.8M |
| Q1 2023 | 145 | $287.9M |
| Q4 2022 | 153 | $332.5M |
| Q3 2022 | 174 | $438.9M |
| Q2 2022 | 149 | $279.2M |
| Q1 2022 | 163 | $390.2M |
| Q4 2021 | 171 | $504.1M |
| Q3 2021 | 181 | $757.3M |
| Q2 2021 | 169 | $893.4M |
| Q1 2021 | 128 | $458.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Filana Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vontobel Holding Ltd. | 9,450 | $587.0K | 0.01% | +9,450 | New |
| IVC Wealth Advisors LLC | 9,875 | $613.0K | 0.42% | −20−0.2% | Reduced |
| Arizona State Retirement System | 10,353 | $643.0K | 0.01% | +273+2.7% | Added |
| Commonwealth Equity Services, LLC | 10,625 | $659.0K | 0.00% | −4,607−30.2% | Reduced |
| Metropolitan Life Insurance Co | 10,784 | $669.5K | 0.01% | +248+2.4% | Added |
| Ameriprise Financial Inc | 11,570 | $718.0K | 0.00% | +5,519+91.2% | Added |
| AQR Capital Management LLC | 11,660 | $724.0K | 0.00% | −5,662−32.7% | Reduced |
| Victory Capital Management Inc | 13,026 | $809.0K | 0.00% | +1,982+17.9% | Added |
| Essex LLC | 13,284 | $825.0K | 0.23% | +13,284 | New |
| MetLife Investment Management | 13,762 | $854.3K | 0.01% | 00.0% | Unchanged |
| HAP Trading, LLC | 13,848 | $860.0K | 0.06% | +3,422+32.8% | Added |
| Handelsbanken Fonder AB | 14,500 | $900.0K | 0.00% | +100+0.7% | Added |
| Voya Investment Management LLC | 14,799 | $919.0K | 0.00% | −285−1.9% | Reduced |
| Rafferty Asset Management, LLC | 15,134 | $940.0K | 0.01% | +8,596+131.5% | Added |
| Parametric Portfolio Associates LLC | 15,242 | $946.0K | 0.00% | +147+1.0% | Added |
| State Board of Administration of Florida Retirement System | 15,279 | $949.0K | 0.00% | +620+4.2% | Added |
| Cetera Advisor Networks LLC | 18,095 | $1.12M | 0.02% | +8,048+80.1% | Added |
| Invesco Ltd. | 18,141 | $1.13M | 0.00% | −154,923−89.5% | Reduced |
| Creative Planning | 18,173 | $1.13M | 0.00% | +18,173 | New |
| Cutler Group LP | 18,912 | $1.17M | 0.09% | +1,814+10.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,291 | $1.20M | 0.01% | +10,593+121.8% | Added |
| Manufacturers Life Insurance Company, The | 19,709 | $1.22M | 0.00% | −1,627−7.6% | Reduced |
| LPL Financial LLC | 20,227 | $1.26M | 0.00% | +20,227 | New |
| American International Group, Inc. | 20,941 | $1.30M | 0.01% | −498−2.3% | Reduced |
| Price T Rowe Associates Inc | 21,262 | $1.32M | 0.00% | −647−3.0% | Reduced |
| Citadel Advisors LLC | 21,356 | $1.33M | 0.00% | −290,182−93.1% | Reduced |
| JPMorgan Chase & Co | 23,049 | $1.43M | 0.00% | −2,808−10.9% | Reduced |
| ExodusPoint Capital Management, LP | 23,487 | $1.46M | 0.02% | +23,487 | New |
| Wells Fargo & Company | 25,477 | $1.58M | 0.00% | +10,396+68.9% | Added |
| Guggenheim Capital LLC | 25,697 | $1.59M | 0.01% | +25,697 | New |
| CSS LLC | 25,800 | $1.60M | 0.09% | +16,634+181.5% | Added |
| State of New Jersey Common Pension Fund D | 26,008 | $1.61M | 0.01% | +26,008 | New |
| Credit Suisse AG | 26,730 | $1.66M | 0.00% | +5,192+24.1% | Added |
| New York State Common Retirement Fund | 27,698 | $1.72M | 0.00% | −5,340−16.2% | Reduced |
| Bellwether Advisors, LLC | 27,769 | $1.72M | 0.57% | +27,769 | New |
| Harvest Investment Services, LLC | 27,990 | $1.74M | 0.71% | +19,723+238.6% | Added |
| HighTower Advisors, LLC | 29,857 | $1.85M | 0.00% | +23,557+373.9% | Added |
| UBS Asset Management Americas Inc | 31,275 | $1.94M | 0.00% | −201−0.6% | Reduced |
| Wolverine Trading, LLC | 32,621 | $2.03M | 0.04% | +15,232+87.6% | Added |
| Golden Green, Inc. | 33,507 | $2.08M | 1.62% | +25,721+330.3% | Added |
| Legal & General Group Plc | 33,795 | $2.10M | 0.00% | +24,849+277.8% | Added |
| Neuberger Berman Group LLC | 35,000 | $2.17M | 0.00% | +13,000+59.1% | Added |
| Squarepoint Ops LLC | 36,405 | $2.26M | 0.02% | +29,710+443.8% | Added |
| Alliancebernstein L.P. | 37,700 | $2.34M | 0.00% | −7,500−16.6% | Reduced |
| Raymond James & Associates | 38,087 | $2.36M | 0.00% | +19,945+109.9% | Added |
| Advisor Group Holdings, Inc. | 38,288 | $2.38M | 0.00% | +16,373+74.7% | Added |
| Citigroup Inc | 38,901 | $2.42M | 0.00% | +29,391+309.1% | Added |
| Rhumbline Advisers | 40,445 | $2.51M | 0.00% | +643+1.6% | Added |
| Baird Financial Group, Inc. | 41,933 | $2.60M | 0.01% | +3,638+9.5% | Added |
| D. E. Shaw & Co., Inc. | 49,269 | $3.06M | 0.00% | −10,721−17.9% | Reduced |
| California State Teachers Retirement System | 51,956 | $3.23M | 0.00% | −783−1.5% | Reduced |
| Goldman Sachs Group Inc | 51,957 | $3.23M | 0.00% | −13,195−20.3% | Reduced |
| Stifel Financial Corp | 54,667 | $3.39M | 0.00% | −4,511−7.6% | Reduced |
| Saturna Capital CORP | 55,400 | $3.44M | 0.07% | +300+0.5% | Added |
| State of Wisconsin Investment Board | 55,700 | $3.46M | 0.01% | +10,900+24.3% | Added |
| Barclays PLC | 56,801 | $3.52M | 0.00% | +51,960+1,073.3% | Added |
| Kestra Private Wealth Services, LLC | 70,000 | $4.35M | 0.24% | +70,000 | New |
| Simplex Trading, LLC | 56,882 | $5.05M | 0.18% | +7,414+15.0% | Added |
| Swiss National Bank | 84,000 | $5.21M | 0.00% | +2,300+2.8% | Added |
| Rhenman & Partners Asset Management AB | 85,000 | $5.28M | 0.37% | −30,000−26.1% | Reduced |
| Deutsche Bank AG | 98,421 | $6.11M | 0.00% | +72,437+278.8% | Added |
| Millennium Management LLC | 116,851 | $7.25M | 0.01% | +72,936+166.1% | Added |
| Bank of New York Mellon Corp | 123,551 | $7.67M | 0.00% | −7,808−5.9% | Reduced |
| Principal Financial Group Inc | 129,366 | $8.03M | 0.01% | +2,876+2.3% | Added |
| SG Americas Securities, LLC | 142,888 | $8.87M | 0.05% | +141,251+8,628.6% | Added |
| Jane Street Group, LLC | 148,650 | $9.23M | 0.02% | −26,181−15.0% | Reduced |
| Bank of America Corp | 151,670 | $9.42M | 0.00% | +127,274+521.7% | Added |
| Cowen and Company, LLC | 175,000 | $10.9M | 0.52% | +175,000 | New |
| Voloridge Investment Management, LLC | 222,272 | $13.8M | 0.09% | +222,272 | New |
| Sculptor Capital LP | 236,200 | $14.7M | 0.14% | +236,200 | New |
| Charles Schwab Investment Management Inc | 262,291 | $16.3M | 0.01% | +167,214+175.9% | Added |
| Norges Bank | 289,841 | $18.0M | 0.00% | +289,841 | New |
| Nuveen Asset Management, LLC | 337,962 | $21.0M | 0.01% | −66,497−16.4% | Reduced |
| Morgan Stanley | 354,469 | $22.0M | 0.00% | +191,738+117.8% | Added |
| Susquehanna International Group, LLP | 375,221 | $23.3M | 0.03% | +23,735+6.8% | Added |
| Northern Trust Corp | 380,655 | $23.6M | 0.00% | +146,291+62.4% | Added |
| Group One Trading, L.P. | 407,852 | $25.3M | 0.55% | −136,733−25.1% | Reduced |
| Geode Capital Management, LLC | 638,473 | $39.6M | 0.01% | +6,292+1.0% | Added |
| State Street Corp | 939,086 | $58.3M | 0.00% | +69,208+8.0% | Added |
| Vanguard Group Inc | 1,974,282 | $122.6M | 0.00% | +148,079+8.1% | Added |
| BlackRock Inc. | 2,603,878 | $161.7M | 0.00% | +151,999+6.2% | Added |
| Bleichroeder LP | 0 | $0 | 0.00% | −375,000−100.0% | Sold out |
| ACT Capital Management, LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −39,726−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −31,644−100.0% | Sold out |
| First Midwest Bank Trust Division | 0 | $0 | 0.00% | −24,547−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −22,447−100.0% | Sold out |
| Premier Asset Management LLC | 0 | $0 | 0.00% | −15,852−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −13,147−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −11,865−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −11,465−100.0% | Sold out |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | $0 | 0.00% | −11,002−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,250−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −8,910−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −8,667−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −8,014−100.0% | Sold out |
| L & S Advisors Inc | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −5,601−100.0% | Sold out |