Filana Therapeutics, Inc.
FLNA- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001069530
No open-market purchases or sales by Filana Therapeutics, Inc. insiders were filed in the last 90 days; 85 institutions reported holding it in 13F filings for Q2 2026, worth $15.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Filana Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 181
- +16 vs. Q2 2021
- Shares held
- 12.2M
- +1.34M (+12.3%) vs. Q2 2021
- Total value
- $757.3M
- −$135.4M (−15.2%) vs. Q2 2021
- New holders
- 54
- 70 more added
- Sold out
- 38
- 41 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FLNA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 85 | $15.1M |
| Q1 2026 | 101 | $23.1M |
| Q4 2025 | 107 | $27.3M |
| Q3 2025 | 103 | $40.1M |
| Q2 2025 | 97 | $22.1M |
| Q1 2025 | 117 | $23.6M |
| Q4 2024 | 137 | $41.1M |
| Q3 2024 | 161 | $412.5M |
| Q2 2024 | 145 | $164.6M |
| Q1 2024 | 142 | $235.3M |
| Q4 2023 | 153 | $313.5M |
| Q3 2023 | 141 | $215.4M |
| Q2 2023 | 152 | $286.8M |
| Q1 2023 | 145 | $287.9M |
| Q4 2022 | 153 | $332.5M |
| Q3 2022 | 174 | $438.9M |
| Q2 2022 | 149 | $279.2M |
| Q1 2022 | 163 | $390.2M |
| Q4 2021 | 171 | $504.1M |
| Q3 2021 | 181 | $757.3M |
| Q2 2021 | 169 | $893.4M |
| Q1 2021 | 128 | $458.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Filana Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 75 | $0 | 0.00% | −100−57.1% | Reduced |
| Ellevest, Inc. | 7 | $0 | 0.00% | +4+133.3% | Added |
| Graves-Light Private Wealth Management, Inc. | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 6 | $0 | 0.00% | +6 | New |
| Parallel Advisors, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 10 | $1.00K | 0.00% | +4+66.7% | Added |
| Private Capital Group, LLC | 9 | $1.00K | 0.00% | +9 | New |
| Meridian Wealth Partners, LLC | 13 | $1.00K | 0.00% | +13 | New |
| Heritage Wealth Management, LLC | 10 | $1.00K | 0.00% | +10 | New |
| Financial Avengers, Inc. | 10 | $1.00K | 0.00% | +10 | New |
| Pacitti Group Inc. | 40 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 30 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 64 | $3.00K | 0.00% | −154−70.6% | Reduced |
| BerganKDV Wealth Management, LLC | 50 | $3.00K | 0.00% | +50 | New |
| Larson Financial Group LLC | 42 | $3.00K | 0.00% | +42 | New |
| McCarthy Asset Management, Inc. | 60 | $4.00K | 0.00% | −25−29.4% | Reduced |
| TCI Wealth Advisors, Inc. | 68 | $4.00K | 0.00% | +9+15.3% | Added |
| HM Payson & Co | 65 | $4.00K | 0.00% | +20+44.4% | Added |
| Vectors Research Management, LLC | 75 | $5.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 87 | $5.00K | 0.00% | +87 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 95 | $6.00K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 100 | $6.00K | 0.00% | +100 | New |
| Point72 Hong Kong Ltd | 105 | $7.00K | 0.00% | +105 | New |
| Founders Capital Management | 105 | $7.00K | 0.00% | +105 | New |
| Capital Advisory Group Advisory Services, LLC | 125 | $8.00K | 0.00% | +125 | New |
| Bessemer Group Inc | 150 | $9.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 140 | $9.00K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 185 | $11.5K | 0.00% | +185 | New |
| SOA Wealth Advisors, LLC. | 203 | $12.0K | 0.00% | −25−11.0% | Reduced |
| BDO Wealth Advisors, LLC | 200 | $12.0K | 0.00% | +200 | New |
| IFP Advisors, Inc | 214 | $14.0K | 0.00% | +13+6.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 253 | $16.0K | 0.00% | +253 | New |
| Smith Group Asset Management, LLC | 280 | $17.0K | 0.00% | +280 | New |
| Sittner & Nelson, LLC | 400 | $25.0K | 0.02% | +400 | New |
| Geneos Wealth Management Inc. | 439 | $26.0K | 0.00% | +195+79.9% | Added |
| Global Retirement Partners, LLC | 500 | $31.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 498 | $31.0K | 0.02% | +186+59.6% | Added |
| O'Shaughnessy Asset Management, LLC | 493 | $31.0K | 0.00% | +493 | New |
| Ancora Advisors, LLC | 500 | $31.0K | 0.00% | +500 | New |
| Sandy Spring Bank | 500 | $31.0K | 0.00% | +500 | New |
| Steward Partners Investment Advisory, LLC | 558 | $35.0K | 0.00% | +358+179.0% | Added |
| Montag A & Associates Inc | 595 | $37.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 750 | $47.0K | 0.00% | −310−29.2% | Reduced |
| Berman Capital Advisors, LLC | 914 | $56.0K | 0.01% | −80−8.0% | Reduced |
| Signaturefd, LLC | 928 | $58.0K | 0.00% | +550+145.5% | Added |
| Retirement Group, LLC | 1,050 | $65.0K | 0.03% | +1,050 | New |
| Nisa Investment Advisors, LLC | 1,106 | $69.0K | 0.00% | +6+0.5% | Added |
| Rockefeller Capital Management L.P. | 1,275 | $79.0K | 0.00% | +1,275 | New |
| Advisory Services Network, LLC | 1,413 | $88.0K | 0.00% | +1,413 | New |
| Federation des caisses Desjardins du Quebec | 1,650 | $102.4K | 0.00% | +220+15.4% | Added |
| Tower Research Capital LLC (TRC) | 1,817 | $113.0K | 0.00% | −5,547−75.3% | Reduced |
| Meeder Asset Management Inc | 1,899 | $117.0K | 0.01% | +1,899 | New |
| Equitec Proprietary Markets, LLC | 1,900 | $118.0K | 0.06% | +1,900 | New |
| Jacobi Capital Management LLC | 2,000 | $124.0K | 0.02% | +2,000 | New |
| Great West Life Assurance Co | 2,064 | $129.0K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 2,106 | $131.0K | 0.00% | −80−3.7% | Reduced |
| Macquarie Group Ltd | 2,141 | $133.0K | 0.00% | +2,141 | New |
| Virtus ETF Advisers LLC | 2,798 | $174.0K | 0.08% | −153−5.2% | Reduced |
| Ameritas Investment Partners, Inc. | 3,000 | $186.0K | 0.01% | 00.0% | Unchanged |
| Prudential Financial Inc | 3,360 | $209.0K | 0.00% | +365+12.2% | Added |
| US Bancorp | 3,416 | $212.0K | 0.00% | +1,925+129.1% | Added |
| Avantax Advisory Services, Inc. | 3,513 | $218.0K | 0.00% | +838+31.3% | Added |
| Algert Global LLC | 3,531 | $219.0K | 0.03% | +3,531 | New |
| Man Group plc | 3,742 | $232.0K | 0.00% | −1,480−28.3% | Reduced |
| Castle Rock Wealth Management, LLC | 2,593 | $232.0K | 0.08% | +2,593 | New |
| Dimensional Fund Advisors LP | 3,856 | $239.0K | 0.00% | −22,504−85.4% | Reduced |
| Plante Moran Financial Advisors, LLC | 4,000 | $248.0K | 0.06% | +4,000 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,034 | $250.0K | 0.00% | 00.0% | Unchanged |
| DFPG Investments, LLC | 4,700 | $251.0K | 0.09% | +4,700 | New |
| B. Riley Wealth Management, Inc. | 4,115 | $255.0K | 0.02% | −946−18.7% | Reduced |
| The PNC Financial Services Group, Inc. | 4,130 | $256.0K | 0.00% | −253−5.8% | Reduced |
| Jackson Hole Capital Partners, LLC | 4,660 | $289.0K | 0.09% | +4,660 | New |
| BFT Financial Group, LLC | 4,675 | $290.0K | 0.05% | +675+16.9% | Added |
| Royal Bank of Canada | 4,684 | $291.0K | 0.00% | −542−10.4% | Reduced |
| Grimes & Company, Inc. | 4,692 | $291.0K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 4,899 | $304.0K | 0.00% | −5,027−50.6% | Reduced |
| Fermata Advisors, LLC | 5,096 | $316.0K | 0.14% | +1,298+34.2% | Added |
| Investors Financial Group, LLC | 5,100 | $317.0K | 0.17% | −1,000−16.4% | Reduced |
| Clear Creek Financial Management, LLC | 5,105 | $317.0K | 0.05% | +5,105 | New |
| First Heartland Consultants, Inc. | 5,115 | $318.0K | 0.05% | +5,115 | New |
| ClariVest Asset Management LLC | 5,203 | $324.0K | 0.01% | +5,203 | New |
| Public Employees Retirement Association of Colorado | 5,361 | $333.0K | 0.00% | +5,361 | New |
| Teacher Retirement System of Texas | 5,686 | $353.0K | 0.00% | +951+20.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 5,731 | $356.0K | 0.00% | +1,855+47.9% | Added |
| Quinn Opportunity Partners LLC | 6,000 | $372.0K | 0.02% | +3,000+100.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 6,137 | $381.0K | 0.00% | +6,137 | New |
| McAdam, LLC | 6,367 | $395.0K | 0.04% | +903+16.5% | Added |
| Cubist Systematic Strategies, LLC | 6,569 | $408.0K | 0.01% | −3,931−37.4% | Reduced |
| Amalgamated Bank | 6,806 | $423.0K | 0.00% | −418−5.8% | Reduced |
| BNP Paribas Arbitrage, SA | 6,872 | $426.6K | 0.00% | +5,405+368.4% | Added |
| UBS Group AG | 6,911 | $429.0K | 0.00% | +2,834+69.5% | Added |
| Capula Management Ltd | 7,091 | $440.0K | 0.03% | +7,091 | New |
| Janney Montgomery Scott LLC | 7,193 | $447.0K | 0.00% | +21+0.3% | Added |
| Russell Investments Group, Ltd. | 7,447 | $461.0K | 0.00% | −76,499−91.1% | Reduced |
| American Portfolios Advisors | 8,200 | $509.1K | 0.02% | +8,200 | New |
| STRS Ohio | 8,300 | $515.0K | 0.00% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 8,369 | $520.0K | 0.07% | +1,925+29.9% | Added |
| TownSquare Capital, LLC | 8,700 | $540.0K | 0.02% | +8,700 | New |
| Jump Financial, LLC | 8,819 | $547.0K | 0.04% | +8,819 | New |
| Kestra Advisory Services, LLC | 9,237 | $573.0K | 0.01% | +3,622+64.5% | Added |