First Foundation Inc.

FFWMDelisted Apr 1, 2026

Industry: State Commercial Banks
SEC CIK: 0001413837

SEC filings (opens in a new tab)

First Foundation Inc. was delisted on Apr 1, 2026; its insiders filed their last Form 4 on Apr 1, 2026; 155 institutions reported holding it in 13F filings for Q1 2026, worth $423.7M in total; no superinvestor held it.

Q3 2023 vs. Q2 2023

How the institutions holding First Foundation Inc. changed between Q2 2023 and Q3 2023.

All holders in Q3 2023 All holders in Q2 2023

13F holders of FFWM: Q2 2023 compared with Q3 2023
Measure	Q2 2023	Of which not filed for Q3 2023	Q3 2023	Change
Holders	142	1	145	+4
Shares	39.5M	35.9K	41.5M	+2.06M (+5.2%)
Value	$157.0M	$142.4K	$252.7M	+$95.8M (+61.1%)

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (25)

Institutions that held First Foundation Inc. at the end of Q3 2023 but not at the end of Q2 2023.

Institutions new to FFWM in Q3 2023
Institution	Shares	Value	% of portfolio
Philadelphia Financial Management of San Francisco, LLC	1,437,175	$8.74M	2.53%
Fourthstone LLC	1,213,013	$7.38M	1.67%
Algert Global LLC	379,066	$2.30M	0.11%
Hotchkis & Wiley Capital Management LLC	362,850	$2.21M	0.01%
Emerald Mutual Fund Advisers Trust	352,029	$2.14M	0.13%
Panagora Asset Management Inc	303,131	$1.84M	0.01%
Arrowstreet Capital, Limited Partnership	240,840	$1.46M	0.00%
Rafferty Asset Management, LLC	100,393	$610.4K	0.00%
Nierenberg Investment Management Company, Inc.	67,555	$410.7K	0.29%
Assenagon Asset Management S.A.	62,055	$377.3K	0.00%
Verdad Advisers, LP	60,000	$364.8K	0.56%
SG Americas Securities, LLC	35,468	$216.0K	0.00%
Shell Asset Management Co	32,864	$200.0K	0.01%
HSBC Holdings PLC	26,152	$159.0K	0.00%
Y-Intercept (Hong Kong) Ltd	25,882	$157.4K	0.02%
SEI Investments Co	22,475	$136.6K	0.00%
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	19,762	$120.2K	0.00%
Verition Fund Management LLC	15,050	$91.5K	0.00%
Bayesian Capital Management, LP	14,369	$87.4K	0.01%
Diversified Trust Co	12,857	$78.2K	0.00%
Price T Rowe Associates Inc	11,147	$68.0K	0.00%
Comerica Bank	1,013	$6.16K	0.00%
EverSource Wealth Advisors, LLC	351	$2.13K	0.00%
VitalStone Financial, LLC	370	$2.00K	0.00%
Tfo-TDC, LLC	44	$175	0.00%

Sold out (21)

Institutions that held First Foundation Inc. at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of FFWM in Q3 2023
Institution	Shares, Q2 2023	Value, Q2 2023
Balyasny Asset Management LLC	215,409	$855.2K
Man Group plc	206,172	$818.5K
Tudor Investment Corp Et Al	125,451	$498.0K
Graham Capital Management, L.P.	122,673	$487.0K
Renaissance Technologies LLC	109,985	$437.0K
Squarepoint Ops LLC	69,287	$275.1K
STRS Ohio	69,100	$274.0K
Caxton Associates LP	68,118	$270.4K
Barclays PLC	60,828	$241.5K
Quadrature Capital Ltd	55,876	$221.8K
HRT Financial LP	41,872	$166.0K
Gsa Capital Partners LLP	34,862	$138.0K
Winton Group Ltd	24,479	$97.2K
First Trust Advisors LP	22,582	$89.7K
Royce & Associates LP	21,136	$83.9K
Raymond James & Associates	20,750	$82.4K
Two Sigma Securities, LLC	14,194	$56.4K
Ethic Inc.	13,933	$55.3K
Group One Trading, L.P.	7,017	$27.9K
Citadel Advisors LLC	6,160	$24.5K
Toronto Dominion Bank	136	$1.00K

Not filed for Q3 2023 yet (1)

Institutions that held First Foundation Inc. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding FFWM in Q2 2023 that haven't filed for Q3 2023
Institution	Shares, Q2 2023	Value, Q2 2023
EA Series Trust	35,880	$142.4K