First Foundation Inc.
FFWMDelisted Apr 1, 2026- Industry
- State Commercial Banks
- SEC CIK
- 0001413837
First Foundation Inc. was delisted on Apr 1, 2026; its insiders filed their last Form 4 on Apr 1, 2026; 155 institutions reported holding it in 13F filings for Q1 2026, worth $423.7M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in First Foundation Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +4 vs. Q2 2023
- Shares held
- 41.5M
- +2.06M (+5.2%) vs. Q2 2023
- Total value
- $252.7M
- +$95.8M (+61.1%) vs. Q2 2023
- New holders
- 25
- 52 more added
- Sold out
- 21
- 38 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFWM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 155 | $423.7M |
| Q4 2025 | 159 | $438.1M |
| Q3 2025 | 145 | $384.4M |
| Q2 2025 | 152 | $351.8M |
| Q1 2025 | 158 | $346.1M |
| Q4 2024 | 162 | $426.1M |
| Q3 2024 | 161 | $370.2M |
| Q2 2024 | 155 | $291.2M |
| Q1 2024 | 155 | $325.3M |
| Q4 2023 | 146 | $401.1M |
| Q3 2023 | 145 | $252.7M |
| Q2 2023 | 142 | $157.0M |
| Q1 2023 | 152 | $293.9M |
| Q4 2022 | 170 | $562.2M |
| Q3 2022 | 164 | $709.1M |
| Q2 2022 | 163 | $800.1M |
| Q1 2022 | 169 | $937.7M |
| Q4 2021 | 170 | $847.7M |
| Q3 2021 | 144 | $807.2M |
| Q2 2021 | 150 | $662.1M |
| Q1 2021 | 154 | $669.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding First Foundation Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 5,074,231 | $30.9M | 0.00% | +1,6890.0% | Added |
| BlackRock Inc. | 4,215,851 | $25.6M | 0.00% | −197,201−4.5% | Reduced |
| Azora Capital LP | 2,942,856 | $17.9M | 1.97% | +864,694+41.6% | Added |
| Vanguard Group Inc | 2,812,024 | $17.1M | 0.00% | +20,799+0.7% | Added |
| State Street Corp | 1,980,747 | $12.0M | 0.00% | +885,554+80.9% | Added |
| Dimensional Fund Advisors LP | 1,473,697 | $8.96M | 0.00% | −237,852−13.9% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 1,437,175 | $8.74M | 2.53% | +1,437,175 | New |
| Banc Funds Co LLC | 1,353,054 | $8.23M | 0.96% | 00.0% | Unchanged |
| Strategic Value Bank Partners LLC | 1,346,482 | $8.19M | 4.98% | 00.0% | Unchanged |
| Fourthstone LLC | 1,213,013 | $7.38M | 1.67% | +1,213,013 | New |
| Jacobs Levy Equity Management, Inc | 1,103,267 | $6.71M | 0.04% | −2,321−0.2% | Reduced |
| Geode Capital Management, LLC | 1,045,195 | $6.36M | 0.00% | +704+0.1% | Added |
| Putnam Investments LLC | 982,364 | $5.97M | 0.01% | +190,059+24.0% | Added |
| Morgan Stanley | 941,605 | $5.72M | 0.00% | +196,630+26.4% | Added |
| D. E. Shaw & Co., Inc. | 784,011 | $4.77M | 0.01% | −372,839−32.2% | Reduced |
| Prudential Financial Inc | 777,202 | $4.73M | 0.01% | −316,600−28.9% | Reduced |
| Federated Hermes, Inc. | 747,590 | $4.55M | 0.01% | −352,468−32.0% | Reduced |
| BHZ Capital Management, LP | 555,173 | $3.38M | 3.70% | +48,895+9.7% | Added |
| Northern Trust Corp | 485,326 | $2.95M | 0.00% | −5,188−1.1% | Reduced |
| Two Sigma Advisers, LP | 464,600 | $2.82M | 0.01% | −57,400−11.0% | Reduced |
| Invesco Ltd. | 462,570 | $2.81M | 0.00% | +365,248+375.3% | Added |
| Goldman Sachs Group Inc | 424,152 | $2.58M | 0.00% | −666,345−61.1% | Reduced |
| AQR Capital Management LLC | 408,887 | $2.49M | 0.01% | +70,420+20.8% | Added |
| American Century Companies Inc | 403,822 | $2.46M | 0.00% | +51,303+14.6% | Added |
| Charles Schwab Investment Management Inc | 403,588 | $2.45M | 0.00% | +22,279+5.8% | Added |
| Algert Global LLC | 379,066 | $2.30M | 0.11% | +379,066 | New |
| Two Sigma Investments, LP | 366,043 | $2.23M | 0.01% | −242,810−39.9% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 362,850 | $2.21M | 0.01% | +362,850 | New |
| Naples Global Advisors, LLC | 362,525 | $2.20M | 0.27% | −1,277−0.4% | Reduced |
| Alliancebernstein L.P. | 354,799 | $2.16M | 0.00% | 00.0% | Unchanged |
| Emerald Mutual Fund Advisers Trust | 352,029 | $2.14M | 0.13% | +352,029 | New |
| Bank of New York Mellon Corp | 312,460 | $1.90M | 0.00% | +14,980+5.0% | Added |
| Panagora Asset Management Inc | 303,131 | $1.84M | 0.01% | +303,131 | New |
| Arrowstreet Capital, Limited Partnership | 240,840 | $1.46M | 0.00% | +240,840 | New |
| Maltese Capital Management LLC | 220,000 | $1.34M | 0.51% | +185,000+528.6% | Added |
| Ameriprise Financial Inc | 209,560 | $1.27M | 0.00% | +44,115+26.7% | Added |
| Nuveen Asset Management, LLC | 204,442 | $1.24M | 0.00% | −152,019−42.6% | Reduced |
| LSV Asset Management | 199,968 | $1.22M | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 185,949 | $1.13M | 0.00% | −13,851−6.9% | Reduced |
| BNP Paribas Arbitrage, SA | 158,217 | $962.0K | 0.00% | +127,229+410.6% | Added |
| Qube Research & Technologies Ltd | 143,044 | $869.7K | 0.00% | −458,207−76.2% | Reduced |
| Engineers Gate Manager LP | 142,294 | $865.1K | 0.03% | −21,280−13.0% | Reduced |
| Thrivent Financial for Lutherans | 137,602 | $836.0K | 0.00% | −116,265−45.8% | Reduced |
| FLC Capital Advisors | 129,463 | $787.1K | 0.24% | +5,157+4.1% | Added |
| Russell Investments Group, Ltd. | 119,667 | $727.6K | 0.00% | +47,209+65.2% | Added |
| Public Employees Retirement System of Ohio | 114,384 | $695.0K | 0.00% | +16,032+16.3% | Added |
| Cornercap Investment Counsel Inc | 112,270 | $682.6K | 0.12% | −2,144−1.9% | Reduced |
| Swiss National Bank | 111,600 | $678.5K | 0.00% | +2,100+1.9% | Added |
| Bank of America Corp | 110,175 | $669.9K | 0.00% | +35,856+48.2% | Added |
| Rafferty Asset Management, LLC | 100,393 | $610.4K | 0.00% | +100,393 | New |
| Millennium Management LLC | 94,861 | $576.8K | 0.00% | −354,699−78.9% | Reduced |
| Rhumbline Advisers | 80,810 | $491.3K | 0.00% | +2,086+2.6% | Added |
| Nilsine Partners, LLC | 77,700 | $472.4K | 0.07% | 00.0% | Unchanged |
| Stephens Inc | 72,693 | $442.0K | 0.01% | +35,091+93.3% | Added |
| Credit Suisse AG | 70,435 | $428.2K | 0.00% | −1,147−1.6% | Reduced |
| State of Wisconsin Investment Board | 68,887 | $418.8K | 0.00% | −42,821−38.3% | Reduced |
| Nierenberg Investment Management Company, Inc. | 67,555 | $410.7K | 0.29% | +67,555 | New |
| JPMorgan Chase & Co | 66,735 | $405.7K | 0.00% | −153,155−69.7% | Reduced |
| Legal & General Group Plc | 66,733 | $405.7K | 0.00% | +41,263+162.0% | Added |
| Hollencrest Capital Management | 65,000 | $395.2K | 0.04% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 62,055 | $377.3K | 0.00% | +62,055 | New |
| Verdad Advisers, LP | 60,000 | $364.8K | 0.56% | +60,000 | New |
| Janus Henderson Group PLC | 58,499 | $355.5K | 0.00% | +1,046+1.8% | Added |
| California State Teachers Retirement System | 56,167 | $341.5K | 0.00% | −3,183−5.4% | Reduced |
| Trexquant Investment LP | 55,268 | $336.0K | 0.01% | −132,003−70.5% | Reduced |
| New York Life Investment Management LLC | 47,791 | $290.6K | 0.00% | −7,636−13.8% | Reduced |
| Aviance Capital Partners, LLC | 45,680 | $277.7K | 0.06% | 00.0% | Unchanged |
| Citigroup Inc | 41,900 | $254.8K | 0.00% | +25,095+149.3% | Added |
| Beacon Pointe Advisors, LLC | 41,301 | $251.1K | 0.00% | +15,301+58.9% | Added |
| Wells Fargo & Company | 39,668 | $241.2K | 0.00% | +8,325+26.6% | Added |
| Bridgeway Capital Management, LLC | 39,040 | $237.4K | 0.01% | +3,160+8.8% | Added |
| Empowered Funds, LLC | 39,040 | $237.4K | 0.01% | +3,160+8.8% | Added |
| SG Americas Securities, LLC | 35,468 | $216.0K | 0.00% | +35,468 | New |
| Shell Asset Management Co | 32,864 | $200.0K | 0.01% | +32,864 | New |
| Coppell Advisory Solutions LLC | 13,140 | $188.3K | 0.07% | +13,086+24,233.3% | Added |
| UBS Group AG | 29,985 | $182.3K | 0.00% | −9,799−24.6% | Reduced |
| HBK Sorce Advisory LLC | 29,969 | $182.2K | 0.01% | +46+0.2% | Added |
| Jump Financial, LLC | 29,417 | $178.9K | 0.01% | +11,357+62.9% | Added |
| Mariner, LLC | 28,919 | $175.8K | 0.00% | +874+3.1% | Added |
| UBS Asset Management Americas Inc | 28,698 | $174.5K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 26,926 | $163.7K | 0.00% | +8,888+49.3% | Added |
| MetLife Investment Management | 26,604 | $161.8K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 26,152 | $159.0K | 0.00% | +26,152 | New |
| Y-Intercept (Hong Kong) Ltd | 25,882 | $157.4K | 0.02% | +25,882 | New |
| American International Group, Inc. | 25,564 | $155.4K | 0.00% | +909+3.7% | Added |
| Cerity Partners LLC | 24,555 | $149.3K | 0.00% | +7,182+41.3% | Added |
| Caldwell Sutter Capital, Inc. | 23,971 | $145.7K | 0.08% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 22,630 | $137.6K | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 22,475 | $136.6K | 0.00% | +22,475 | New |
| Jane Street Group, LLC | 22,430 | $136.4K | 0.00% | −109,518−83.0% | Reduced |
| JustInvest LLC | 21,710 | $132.0K | 0.00% | +9,463+77.3% | Added |
| Deutsche Bank AG | 21,484 | $130.6K | 0.00% | +5,201+31.9% | Added |
| Voya Investment Management LLC | 21,420 | $130.2K | 0.00% | +673+3.2% | Added |
| Manufacturers Life Insurance Company, The | 20,894 | $127.0K | 0.00% | −619−2.9% | Reduced |
| Guggenheim Capital LLC | 20,881 | $127.0K | 0.00% | −4,253−16.9% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 19,762 | $120.2K | 0.00% | +19,762 | New |
| Bank of Montreal | 14,549 | $116.7K | 0.00% | −2,805−16.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 17,424 | $105.9K | 0.01% | −383−2.2% | Reduced |
| Elequin Capital LP | 17,367 | $105.6K | 0.02% | +1,380+8.6% | Added |
| Buffington Mohr McNeal | 16,668 | $101.3K | 0.02% | 00.0% | Unchanged |