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Livermore
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First Foundation Inc.

FFWMDelisted Apr 1, 2026
Industry
State Commercial Banks
SEC CIK
0001413837

First Foundation Inc. was delisted on Apr 1, 2026; its insiders filed their last Form 4 on Apr 1, 2026; 155 institutions reported holding it in 13F filings for Q1 2026, worth $423.7M in total; no superinvestor held it.

13F holders, Q3 2023

Institutional positions in First Foundation Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
145
+4 vs. Q2 2023
Shares held
41.5M
+2.06M (+5.2%) vs. Q2 2023
Total value
$252.7M
+$95.8M (+61.1%) vs. Q2 2023
New holders
25
52 more added
Sold out
21
38 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FFWM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 145 institutions
Q1 2021: 154 institutionsQ2 2021: 150 institutionsQ3 2021: 144 institutionsQ4 2021: 170 institutionsQ1 2022: 169 institutionsQ2 2022: 163 institutionsQ3 2022: 164 institutionsQ4 2022: 170 institutionsQ1 2023: 152 institutionsQ2 2023: 142 institutionsQ3 2023: 145 institutionsQ4 2023: 146 institutionsQ1 2024: 155 institutionsQ2 2024: 155 institutionsQ3 2024: 161 institutionsQ4 2024: 162 institutionsQ1 2025: 158 institutionsQ2 2025: 152 institutionsQ3 2025: 145 institutionsQ4 2025: 159 institutionsQ1 2026: 155 institutionsQ2 2026: 0 institutions
Value heldQ3 2023: $252.7M
Q1 2021: $669.2MQ2 2021: $662.1MQ3 2021: $807.2MQ4 2021: $847.7MQ1 2022: $937.7MQ2 2022: $800.1MQ3 2022: $709.1MQ4 2022: $562.2MQ1 2023: $293.9MQ2 2023: $157.0MQ3 2023: $252.7MQ4 2023: $401.1MQ1 2024: $325.3MQ2 2024: $291.2MQ3 2024: $370.2MQ4 2024: $426.1MQ1 2025: $346.1MQ2 2025: $351.8MQ3 2025: $384.4MQ4 2025: $438.1MQ1 2026: $423.7MQ2 2026: $0
Institutions holding FFWM and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 2026155$423.7M
Q4 2025159$438.1M
Q3 2025145$384.4M
Q2 2025152$351.8M
Q1 2025158$346.1M
Q4 2024162$426.1M
Q3 2024161$370.2M
Q2 2024155$291.2M
Q1 2024155$325.3M
Q4 2023146$401.1M
Q3 2023145$252.7M
Q2 2023142$157.0M
Q1 2023152$293.9M
Q4 2022170$562.2M
Q3 2022164$709.1M
Q2 2022163$800.1M
Q1 2022169$937.7M
Q4 2021170$847.7M
Q3 2021144$807.2M
Q2 2021150$662.1M
Q1 2021154$669.2M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding First Foundation Inc.; share changes are against Q2 2023.

Institutions holding FFWM in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd14$00.00%−351−96.2%Reduced
Tfo-TDC, LLC44$1750.00%+44New
Quadrant Capital Group LLC61$3710.00%00.0%Unchanged
Farther Finance Advisors, LLC63$3830.00%00.0%Unchanged
Simplex Trading, LLC309$1.00K0.00%−62,588−99.5%Reduced
Red Tortoise LLC319$1.94K0.00%00.0%Unchanged
VitalStone Financial, LLC370$2.00K0.00%+370New
EverSource Wealth Advisors, LLC351$2.13K0.00%+351New
AdvisorNet Financial, Inc398$2.42K0.00%00.0%Unchanged
Parallel Advisors, LLC475$2.89K0.00%00.0%Unchanged
Glassman Wealth Services544$3.31K0.00%00.0%Unchanged
Huntington National Bank862$5.24K0.00%00.0%Unchanged
Comerica Bank1,013$6.16K0.00%+1,013New
Advisor Group Holdings, Inc.1,259$7.66K0.00%−10,295−89.1%Reduced
Great West Life Assurance Co2,515$15.0K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.2,783$16.9K0.00%+140+5.3%Added
Metropolitan Life Insurance Co2,830$17.2K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)2,844$17.3K0.00%−7,478−72.4%Reduced
Riverview Trust Co3,377$20.5K0.02%00.0%Unchanged
Allworth Financial LP3,392$20.6K0.00%+2+0.1%Added
Northwestern Mutual Wealth Management Co3,874$23.6K0.00%+11+0.3%Added
Whittier Trust Co4,323$26.3K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.4,983$30.3K0.00%+1,100+28.3%Added
Amalgamated Bank5,044$31.0K0.00%00.0%Unchanged
Nisa Investment Advisors, LLC6,503$39.5K0.00%00.0%Unchanged
Zurcher Kantonalbank (Zurich Cantonalbank)6,840$41.6K0.00%00.0%Unchanged
Royal Bank of Canada8,769$53.0K0.00%+2,381+37.3%Added
CWM, LLC9,122$55.0K0.00%+561+6.6%Added
New York State Common Retirement Fund9,742$59.2K0.00%+6+0.1%Added
Raymond James Financial Services Advisors, Inc.10,000$60.8K0.00%−10,000−50.0%Reduced
West Wealth Group, LLC10,320$62.7K0.03%−9,945−49.1%Reduced
Western Financial Corp10,608$64.5K0.05%+29+0.3%Added
Virtu Financial LLC11,034$67.0K0.01%−19,511−63.9%Reduced
Price T Rowe Associates Inc11,147$68.0K0.00%+11,147New
Capital Market Strategies LLC12,110$68.5K0.07%00.0%Unchanged
Walleye Capital LLC11,492$69.9K0.00%−664,949−98.3%Reduced
McDonald Partners LLC11,771$71.6K0.02%00.0%Unchanged
Kestra Private Wealth Services, LLC12,342$75.0K0.00%+34+0.3%Added
Diversified Trust Co12,857$78.2K0.00%+12,857New
Bayesian Capital Management, LP14,369$87.4K0.01%+14,369New
Arizona State Retirement System14,459$87.9K0.00%+214+1.5%Added
State Board of Administration of Florida Retirement System14,620$88.9K0.00%+80+0.6%Added
Verition Fund Management LLC15,050$91.5K0.00%+15,050New
Chesley Taft & Associates LLC15,842$96.3K0.01%00.0%Unchanged
Steel Peak Wealth Management LLC16,283$99.0K0.01%00.0%Unchanged
Buffington Mohr McNeal16,668$101.3K0.02%00.0%Unchanged
Elequin Capital LP17,367$105.6K0.02%+1,380+8.6%Added
Hennion & Walsh Asset Management, Inc.17,424$105.9K0.01%−383−2.2%Reduced
Bank of Montreal14,549$116.7K0.00%−2,805−16.2%Reduced
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management19,762$120.2K0.00%+19,762New
Guggenheim Capital LLC20,881$127.0K0.00%−4,253−16.9%Reduced
Manufacturers Life Insurance Company, The20,894$127.0K0.00%−619−2.9%Reduced
Voya Investment Management LLC21,420$130.2K0.00%+673+3.2%Added
Deutsche Bank AG21,484$130.6K0.00%+5,201+31.9%Added
JustInvest LLC21,710$132.0K0.00%+9,463+77.3%Added
Jane Street Group, LLC22,430$136.4K0.00%−109,518−83.0%Reduced
SEI Investments Co22,475$136.6K0.00%+22,475New
Mirae Asset Global Investments Co., Ltd.22,630$137.6K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.23,971$145.7K0.08%00.0%Unchanged
Cerity Partners LLC24,555$149.3K0.00%+7,182+41.3%Added
American International Group, Inc.25,564$155.4K0.00%+909+3.7%Added
Y-Intercept (Hong Kong) Ltd25,882$157.4K0.02%+25,882New
HSBC Holdings PLC26,152$159.0K0.00%+26,152New
MetLife Investment Management26,604$161.8K0.00%00.0%Unchanged
Principal Financial Group Inc26,926$163.7K0.00%+8,888+49.3%Added
UBS Asset Management Americas Inc28,698$174.5K0.00%00.0%Unchanged
Mariner, LLC28,919$175.8K0.00%+874+3.1%Added
Jump Financial, LLC29,417$178.9K0.01%+11,357+62.9%Added
HBK Sorce Advisory LLC29,969$182.2K0.01%+46+0.2%Added
UBS Group AG29,985$182.3K0.00%−9,799−24.6%Reduced
Coppell Advisory Solutions LLC13,140$188.3K0.07%+13,086+24,233.3%Added
Shell Asset Management Co32,864$200.0K0.01%+32,864New
SG Americas Securities, LLC35,468$216.0K0.00%+35,468New
Bridgeway Capital Management, LLC39,040$237.4K0.01%+3,160+8.8%Added
Empowered Funds, LLC39,040$237.4K0.01%+3,160+8.8%Added
Wells Fargo & Company39,668$241.2K0.00%+8,325+26.6%Added
Beacon Pointe Advisors, LLC41,301$251.1K0.00%+15,301+58.9%Added
Citigroup Inc41,900$254.8K0.00%+25,095+149.3%Added
Aviance Capital Partners, LLC45,680$277.7K0.06%00.0%Unchanged
New York Life Investment Management LLC47,791$290.6K0.00%−7,636−13.8%Reduced
Trexquant Investment LP55,268$336.0K0.01%−132,003−70.5%Reduced
California State Teachers Retirement System56,167$341.5K0.00%−3,183−5.4%Reduced
Janus Henderson Group PLC58,499$355.5K0.00%+1,046+1.8%Added
Verdad Advisers, LP60,000$364.8K0.56%+60,000New
Assenagon Asset Management S.A.62,055$377.3K0.00%+62,055New
Hollencrest Capital Management65,000$395.2K0.04%00.0%Unchanged
Legal & General Group Plc66,733$405.7K0.00%+41,263+162.0%Added
JPMorgan Chase & Co66,735$405.7K0.00%−153,155−69.7%Reduced
Nierenberg Investment Management Company, Inc.67,555$410.7K0.29%+67,555New
State of Wisconsin Investment Board68,887$418.8K0.00%−42,821−38.3%Reduced
Credit Suisse AG70,435$428.2K0.00%−1,147−1.6%Reduced
Stephens Inc72,693$442.0K0.01%+35,091+93.3%Added
Nilsine Partners, LLC77,700$472.4K0.07%00.0%Unchanged
Rhumbline Advisers80,810$491.3K0.00%+2,086+2.6%Added
Millennium Management LLC94,861$576.8K0.00%−354,699−78.9%Reduced
Rafferty Asset Management, LLC100,393$610.4K0.00%+100,393New
Bank of America Corp110,175$669.9K0.00%+35,856+48.2%Added
Swiss National Bank111,600$678.5K0.00%+2,100+1.9%Added
Cornercap Investment Counsel Inc112,270$682.6K0.12%−2,144−1.9%Reduced
Public Employees Retirement System of Ohio114,384$695.0K0.00%+16,032+16.3%Added