First Foundation Inc.
FFWMDelisted Apr 1, 2026- Industry
- State Commercial Banks
- SEC CIK
- 0001413837
First Foundation Inc. was delisted on Apr 1, 2026; its insiders filed their last Form 4 on Apr 1, 2026; 155 institutions reported holding it in 13F filings for Q1 2026, worth $423.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in First Foundation Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 144
- −6 vs. Q2 2021
- Shares held
- 30.7M
- +1.29M (+4.4%) vs. Q2 2021
- Total value
- $807.2M
- +$145.1M (+21.9%) vs. Q2 2021
- New holders
- 14
- 54 more added
- Sold out
- 20
- 51 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FFWM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 155 | $423.7M |
| Q4 2025 | 159 | $438.1M |
| Q3 2025 | 145 | $384.4M |
| Q2 2025 | 152 | $351.8M |
| Q1 2025 | 158 | $346.1M |
| Q4 2024 | 162 | $426.1M |
| Q3 2024 | 161 | $370.2M |
| Q2 2024 | 155 | $291.2M |
| Q1 2024 | 155 | $325.3M |
| Q4 2023 | 146 | $401.1M |
| Q3 2023 | 145 | $252.7M |
| Q2 2023 | 142 | $157.0M |
| Q1 2023 | 152 | $293.9M |
| Q4 2022 | 170 | $562.2M |
| Q3 2022 | 164 | $709.1M |
| Q2 2022 | 163 | $800.1M |
| Q1 2022 | 169 | $937.7M |
| Q4 2021 | 170 | $847.7M |
| Q3 2021 | 144 | $807.2M |
| Q2 2021 | 150 | $662.1M |
| Q1 2021 | 154 | $669.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding First Foundation Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FourThought Financial, LLC | 35 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 92 | $2.00K | 0.00% | +13+16.5% | Added |
| Lindbrook Capital, LLC | 95 | $2.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 59 | $2.00K | 0.00% | +16+37.2% | Added |
| US Bancorp | 97 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 188 | $4.00K | 0.00% | +188 | New |
| AdvisorNet Financial, Inc | 398 | $10.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 607 | $16.0K | 0.00% | +152+33.4% | Added |
| Harbor Investment Advisory, LLC | 1,087 | $29.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,170 | $31.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,200 | $32.0K | 0.00% | −39−3.1% | Reduced |
| Tower Research Capital LLC (TRC) | 1,440 | $38.0K | 0.00% | −4,446−75.5% | Reduced |
| Dorsey Wright & Associates | 1,795 | $47.0K | 0.01% | +140+8.5% | Added |
| Captrust Financial Advisors | 1,857 | $49.0K | 0.00% | +13+0.7% | Added |
| Lazard Asset Management LLC | 1,945 | $51.0K | 0.00% | −156−7.4% | Reduced |
| Great West Life Assurance Co | 2,515 | $67.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,136 | $82.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 3,372 | $89.0K | 0.00% | +10.0% | Added |
| Northwestern Mutual Wealth Management Co | 3,726 | $98.0K | 0.00% | +13+0.4% | Added |
| Royal Bank of Canada | 5,072 | $134.0K | 0.00% | −603−10.6% | Reduced |
| First Eagle Investment Management, LLC | 5,552 | $146.0K | 0.00% | +4,500+427.8% | Added |
| Citigroup Inc | 6,347 | $167.0K | 0.00% | −15,727−71.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,840 | $180.0K | 0.00% | 00.0% | Unchanged |
| Brookmont Capital Management | 7,835 | $206.0K | 0.12% | +7,835 | New |
| Western Financial Corporation | 7,954 | $209.0K | 0.12% | +7,954 | New |
| Los Angeles Capital Management LLC | 8,200 | $216.0K | 0.00% | +8,200 | New |
| Cubist Systematic Strategies, LLC | 8,580 | $226.0K | 0.00% | −15,661−64.6% | Reduced |
| State of Wisconsin Investment Board | 8,600 | $226.0K | 0.00% | −4,600−34.8% | Reduced |
| Fortem Financial Group, LLC | 8,890 | $234.0K | 0.12% | −410−4.4% | Reduced |
| Janus Henderson Group PLC | 9,142 | $240.0K | 0.00% | +9,142 | New |
| Capital Management Corp | 9,351 | $246.0K | 0.05% | 00.0% | Unchanged |
| Winton Group Ltd | 9,635 | $253.0K | 0.01% | +9,635 | New |
| Arizona State Retirement System | 10,369 | $273.0K | 0.00% | +48+0.5% | Added |
| Metropolitan Life Insurance Co | 10,444 | $274.7K | 0.00% | +10,444 | New |
| Balyasny Asset Management LLC | 10,495 | $276.0K | 0.00% | −11,275−51.8% | Reduced |
| BNP Paribas Arbitrage, SA | 11,301 | $297.2K | 0.00% | +6,132+118.6% | Added |
| Prudent Man Advisors, LLC | 11,453 | $301.0K | 0.11% | −53−0.5% | Reduced |
| Virginia Retirement Systems Et Al | 12,300 | $323.0K | 0.00% | −7,500−37.9% | Reduced |
| Legal & General Group Plc | 12,782 | $336.0K | 0.00% | +7,503+142.1% | Added |
| HRT Financial LP | 13,529 | $355.0K | 0.00% | +13,529 | New |
| MetLife Investment Management | 13,919 | $366.1K | 0.00% | −3,801−21.5% | Reduced |
| LPL Financial LLC | 14,500 | $381.0K | 0.00% | +3,679+34.0% | Added |
| Alps Advisors Inc | 14,793 | $389.0K | 0.00% | +523+3.7% | Added |
| Gyon Technologies Capital Management, LP | 15,071 | $396.0K | 0.11% | +15,071 | New |
| Covington Capital Management | 15,834 | $416.0K | 0.02% | −7,078−30.9% | Reduced |
| UBS Group AG | 15,880 | $418.0K | 0.00% | −12,051−43.1% | Reduced |
| Voya Investment Management LLC | 16,864 | $444.0K | 0.00% | −62,419−78.7% | Reduced |
| Qube Research & Technologies Ltd | 18,627 | $490.0K | 0.01% | +4,456+31.4% | Added |
| IndexIQ Advisors LLC | 19,164 | $504.0K | 0.02% | +1,919+11.1% | Added |
| Rafferty Asset Management, LLC | 19,560 | $514.0K | 0.00% | −8,034−29.1% | Reduced |
| First Trust Advisors LP | 19,701 | $518.0K | 0.00% | −3,912−16.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 19,900 | $524.0K | 0.01% | −4,100−17.1% | Reduced |
| Apriem Advisors | 20,000 | $526.0K | 0.08% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 20,042 | $527.0K | 0.03% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 20,287 | $534.0K | 0.00% | −2,076−9.3% | Reduced |
| UBS Asset Management Americas Inc | 20,424 | $537.2K | 0.00% | +603+3.0% | Added |
| Parametric Portfolio Associates LLC | 21,259 | $559.0K | 0.00% | −15,268−41.8% | Reduced |
| Twin Lakes Capital Management, LLC | 21,255 | $559.0K | 0.33% | +30+0.1% | Added |
| American International Group, Inc. | 21,748 | $572.0K | 0.00% | −517−2.3% | Reduced |
| Whittier Trust Co | 22,192 | $583.0K | 0.01% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 22,364 | $588.0K | 0.00% | −49,037−68.7% | Reduced |
| Mesirow Financial Investment Management, Inc. | 22,589 | $594.0K | 1.75% | −671−2.9% | Reduced |
| Prudential Financial Inc | 22,980 | $595.0K | 0.00% | +523+2.3% | Added |
| SG Americas Securities, LLC | 25,582 | $673.0K | 0.00% | +25,582 | New |
| Deutsche Bank AG | 26,859 | $706.0K | 0.00% | −535−2.0% | Reduced |
| Cooper Financial Group | 27,384 | $720.0K | 0.15% | +7,927+40.7% | Added |
| Alliancebernstein L.P. | 27,966 | $736.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,627 | $753.0K | 0.00% | −4,400−13.3% | Reduced |
| Guggenheim Capital LLC | 29,802 | $784.0K | 0.00% | +3,322+12.5% | Added |
| Hodges Capital Management Inc. | 30,000 | $790.0K | 0.06% | +20,000+200.0% | Added |
| Horizon Investment Services, LLC | 30,806 | $810.0K | 0.40% | +2,189+7.6% | Added |
| Allianz Asset Management GmbH | 31,169 | $820.0K | 0.00% | +335+1.1% | Added |
| Morgan Stanley | 32,388 | $853.0K | 0.00% | +12,084+59.5% | Added |
| Oberweis Asset Management Inc | 33,500 | $881.0K | 0.18% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 33,600 | $884.0K | 0.13% | 00.0% | Unchanged |
| Algert Global LLC | 34,038 | $895.0K | 0.12% | +6,901+25.4% | Added |
| Price T Rowe Associates Inc | 34,841 | $916.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 35,100 | $922.0K | 0.00% | −25,760−42.3% | Reduced |
| Credit Suisse AG | 37,236 | $978.0K | 0.00% | +6,510+21.2% | Added |
| AQR Capital Management LLC | 38,338 | $1.01M | 0.00% | −86,976−69.4% | Reduced |
| NorthCoast Asset Management LLC | 41,212 | $1.08M | 0.04% | +5,581+15.7% | Added |
| ExodusPoint Capital Management, LP | 41,542 | $1.09M | 0.02% | −19,512−32.0% | Reduced |
| ClariVest Asset Management LLC | 45,946 | $1.21M | 0.04% | −400−0.9% | Reduced |
| Susquehanna International Group, LLP | 47,936 | $1.26M | 0.00% | −1,069−2.2% | Reduced |
| Raymond James & Associates | 50,525 | $1.33M | 0.00% | −500−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 50,795 | $1.33M | 0.00% | +38,076+299.4% | Added |
| Invesco Ltd. | 51,491 | $1.35M | 0.00% | −13,500−20.8% | Reduced |
| GMT Capital Corp | 52,000 | $1.37M | 0.12% | +52,000 | New |
| California State Teachers Retirement System | 53,386 | $1.40M | 0.00% | −1,458−2.7% | Reduced |
| Envestnet Asset Management Inc | 54,217 | $1.43M | 0.00% | +32,099+145.1% | Added |
| Comerica Bank | 54,060 | $1.45M | 0.01% | −1,630−2.9% | Reduced |
| Interval Partners, LP | 56,270 | $1.48M | 0.09% | −6,593−10.5% | Reduced |
| Renaissance Group LLC | 57,619 | $1.51M | 0.07% | −1,517−2.6% | Reduced |
| Rhumbline Advisers | 58,044 | $1.53M | 0.00% | +1,285+2.3% | Added |
| Victory Capital Management Inc | 60,376 | $1.59M | 0.00% | +1,699+2.9% | Added |
| Prelude Capital Management, LLC | 68,428 | $1.80M | 0.10% | +3,610+5.6% | Added |
| Essex Investment Management Co LLC | 77,466 | $2.04M | 0.25% | 00.0% | Unchanged |
| Emerald Mutual Fund Advisers Trust | 80,030 | $2.10M | 0.07% | 00.0% | Unchanged |
| Swiss National Bank | 83,700 | $2.20M | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 96,983 | $2.55M | 0.00% | +22,454+30.1% | Added |