Skip to main content

Eton Pharmaceuticals, Inc.

ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001710340

In the last 90 days, Eton Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 5 sales; 164 institutions reported holding it in 13F filings for Q2 2026, worth $722.6M in total; no superinvestor holds it.

13F holders, Q4 2022

Institutional positions in Eton Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
31
−1 vs. Q3 2022
Shares held
5.94M
−407.4K (−6.4%) vs. Q3 2022
Total value
$18.2M
+$3.78M (+26.3%) vs. Q3 2022
New holders
5
6 more added
Sold out
6
6 more reduced

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ETON on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 31 institutions
Q1 2021: 50 institutionsQ2 2021: 46 institutionsQ3 2021: 37 institutionsQ4 2021: 32 institutionsQ1 2022: 31 institutionsQ2 2022: 29 institutionsQ3 2022: 32 institutionsQ4 2022: 31 institutionsQ1 2023: 35 institutionsQ2 2023: 33 institutionsQ3 2023: 50 institutionsQ4 2023: 56 institutionsQ1 2024: 44 institutionsQ2 2024: 45 institutionsQ3 2024: 48 institutionsQ4 2024: 71 institutionsQ1 2025: 86 institutionsQ2 2025: 87 institutionsQ3 2025: 103 institutionsQ4 2025: 104 institutionsQ1 2026: 116 institutionsQ2 2026: 164 institutions
Value heldQ4 2022: $18.2M
Q1 2021: $63.7MQ2 2021: $48.1MQ3 2021: $29.5MQ4 2021: $24.1MQ1 2022: $27.4MQ2 2022: $14.6MQ3 2022: $14.4MQ4 2022: $18.2MQ1 2023: $22.5MQ2 2023: $20.9MQ3 2023: $28.8MQ4 2023: $33.5MQ1 2024: $28.8MQ2 2024: $28.7MQ3 2024: $60.0MQ4 2024: $181.5MQ1 2025: $189.7MQ2 2025: $243.3MQ3 2025: $394.7MQ4 2025: $277.5MQ1 2026: $438.6MQ2 2026: $722.6M
Institutions holding ETON and their total value by quarter
QuarterHoldersValue
Q2 2026164$722.6M
Q1 2026116$438.6M
Q4 2025104$277.5M
Q3 2025103$394.7M
Q2 202587$243.3M
Q1 202586$189.7M
Q4 202471$181.5M
Q3 202448$60.0M
Q2 202445$28.7M
Q1 202444$28.8M
Q4 202356$33.5M
Q3 202350$28.8M
Q2 202333$20.9M
Q1 202335$22.5M
Q4 202231$18.2M
Q3 202232$14.4M
Q2 202229$14.6M
Q1 202231$27.4M
Q4 202132$24.1M
Q3 202137$29.5M
Q2 202146$48.1M
Q1 202150$63.7M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Eton Pharmaceuticals, Inc.; share changes are against Q3 2022.

Institutions holding ETON in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Opaleye Management Inc.2,170,000$6.12M2.13%−351,000−13.9%Reduced
Westside Investment Management, Inc.554,201$3.01M0.04%+81,850+17.3%Added
Vanguard Group Inc925,103$2.61M0.00%+3890.0%Added
AWM Investment Company, Inc.463,320$1.30M0.19%00.0%Unchanged
Roumell Asset Management, LLC449,438$1.26M3.12%00.0%Unchanged
Paradigm Capital Management Inc300,000$840.0K0.06%00.0%Unchanged
BlackRock Inc.290,751$819.9K0.00%+590+0.2%Added
Bridgeway Capital Management, LLC241,462$676.1K0.02%00.0%Unchanged
Geode Capital Management, LLC186,582$522.0K0.00%−389−0.2%Reduced
Bank of New York Mellon Corp78,872$222.4K0.00%00.0%Unchanged
State Street Corp71,003$198.8K0.00%00.0%Unchanged
Blair William & Co38,157$107.6K0.00%−775−2.0%Reduced
Northern Trust Corp30,355$85.6K0.00%00.0%Unchanged
Virtu Financial LLC17,551$49.0K0.01%+351+2.0%Added
Chicago Trust Co NA16,700$47.0K0.01%00.0%Unchanged
Prudential Financial Inc16,200$45.4K0.00%+16,200New
Jane Street Group, LLC15,195$42.9K0.00%+15,195New
Charles Schwab Investment Management Inc13,239$37.1K0.00%00.0%Unchanged
Two Sigma Securities, LLC12,835$36.2K0.01%−2,452−16.0%Reduced
Quantum Private Wealth, LLC11,500$32.4K0.02%00.0%Unchanged
Financial Advisors Network, Inc.10,633$30.0K0.01%00.0%Unchanged
Morgan Stanley8,141$23.0K0.00%+1,391+20.6%Added
Wells Fargo & Company4,143$11.7K0.00%+4+0.1%Added
UBS Group AG3,939$11.1K0.00%−2,494−38.8%Reduced
Tower Research Capital LLC (TRC)3,647$10.0K0.00%−2,053−36.0%Reduced
Kraematon Investment Advisors, Inc2,300$6.49K0.01%+2,300New
Plante Moran Financial Advisors, LLC1,000$2.82K0.00%00.0%Unchanged
FMR LLC900$2.52K0.00%+900New
BNP Paribas Arbitrage, SA350$9870.00%00.0%Unchanged
Bank of America Corp50$1400.00%+50New
Lindbrook Capital, LLC4$110.00%00.0%Unchanged
Susquehanna International Group, LLP0$00.00%−92,380−100.0%Sold out
Millennium Management LLC0$00.00%−41,258−100.0%Sold out
Citadel Advisors LLC0$00.00%−19,859−100.0%Sold out
JPMorgan Chase & Co0$00.00%−13,278−100.0%Sold out
Group One Trading, L.P.0$00.00%−608−100.0%Sold out
Royal Bank of Canada0$00.00%−49−100.0%Sold out