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Eton Pharmaceuticals, Inc.

ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001710340

In the last 90 days, Eton Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 5 sales; 164 institutions reported holding it in 13F filings for Q2 2026, worth $722.6M in total; no superinvestor holds it.

13F holders, Q4 2021

Institutional positions in Eton Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
32
−5 vs. Q3 2021
Shares held
5.73M
−231.6K (−3.9%) vs. Q3 2021
Total value
$24.1M
−$5.45M (−18.5%) vs. Q3 2021
New holders
6
7 more added
Sold out
11
11 more reduced

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ETON on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 32 institutions
Q1 2021: 50 institutionsQ2 2021: 46 institutionsQ3 2021: 37 institutionsQ4 2021: 32 institutionsQ1 2022: 31 institutionsQ2 2022: 29 institutionsQ3 2022: 32 institutionsQ4 2022: 31 institutionsQ1 2023: 35 institutionsQ2 2023: 33 institutionsQ3 2023: 50 institutionsQ4 2023: 56 institutionsQ1 2024: 44 institutionsQ2 2024: 45 institutionsQ3 2024: 48 institutionsQ4 2024: 71 institutionsQ1 2025: 86 institutionsQ2 2025: 87 institutionsQ3 2025: 103 institutionsQ4 2025: 104 institutionsQ1 2026: 116 institutionsQ2 2026: 164 institutions
Value heldQ4 2021: $24.1M
Q1 2021: $63.7MQ2 2021: $48.1MQ3 2021: $29.5MQ4 2021: $24.1MQ1 2022: $27.4MQ2 2022: $14.6MQ3 2022: $14.4MQ4 2022: $18.2MQ1 2023: $22.5MQ2 2023: $20.9MQ3 2023: $28.8MQ4 2023: $33.5MQ1 2024: $28.8MQ2 2024: $28.7MQ3 2024: $60.0MQ4 2024: $181.5MQ1 2025: $189.7MQ2 2025: $243.3MQ3 2025: $394.7MQ4 2025: $277.5MQ1 2026: $438.6MQ2 2026: $722.6M
Institutions holding ETON and their total value by quarter
QuarterHoldersValue
Q2 2026164$722.6M
Q1 2026116$438.6M
Q4 2025104$277.5M
Q3 2025103$394.7M
Q2 202587$243.3M
Q1 202586$189.7M
Q4 202471$181.5M
Q3 202448$60.0M
Q2 202445$28.7M
Q1 202444$28.8M
Q4 202356$33.5M
Q3 202350$28.8M
Q2 202333$20.9M
Q1 202335$22.5M
Q4 202231$18.2M
Q3 202232$14.4M
Q2 202229$14.6M
Q1 202231$27.4M
Q4 202132$24.1M
Q3 202137$29.5M
Q2 202146$48.1M
Q1 202150$63.7M

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Eton Pharmaceuticals, Inc.; share changes are against Q3 2021.

Institutions holding ETON in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Opaleye Management Inc.2,385,000$10.2M2.17%−703,100−22.8%Reduced
Vanguard Group Inc878,402$3.77M0.00%+11,937+1.4%Added
AWM Investment Company, Inc.500,000$2.15M0.22%00.0%Unchanged
Roumell Asset Management, LLC449,438$1.93M2.57%+449,438New
BlackRock Inc.298,942$1.28M0.00%−1,955−0.6%Reduced
Bridgeway Capital Management, LLC203,263$872.0K0.02%+102,763+102.3%Added
Geode Capital Management, LLC175,853$754.0K0.00%+18,737+11.9%Added
Marshall Wace, LLP92,092$395.0K0.00%+92,092New
Paradigm Capital Management Inc90,000$386.0K0.02%+90,000New
State Street Corp83,772$359.0K0.00%00.0%Unchanged
Bank of New York Mellon Corp79,455$341.0K0.00%−270−0.3%Reduced
Blair William & Co44,000$189.0K0.00%00.0%Unchanged
Citadel Advisors LLC42,240$182.0K0.00%−20,906−33.1%Reduced
Gsa Capital Partners LLP39,817$171.0K0.02%−42,497−51.6%Reduced
Group One Trading, L.P.38,800$166.0K0.00%+24,756+176.3%Added
Northern Trust Corp30,355$130.0K0.00%00.0%Unchanged
Morgan Stanley30,072$129.0K0.00%−4,677−13.5%Reduced
Susquehanna Fundamental Investments, LLC28,561$123.0K0.00%−2,283−7.4%Reduced
Simplex Trading, LLC22,642$97.0K0.00%+17,406+332.4%Added
Millennium Management LLC20,700$89.0K0.00%−410−1.9%Reduced
Susquehanna International Group, LLP17,593$75.0K0.00%−99,900−85.0%Reduced
Chicago Trust Co NA16,700$72.0K0.01%00.0%Unchanged
Fifth Third Bancorp15,190$65.0K0.00%+15,190New
ExodusPoint Capital Management, LP13,212$57.0K0.00%+13,212New
Financial Advisors Network, Inc.10,633$46.0K0.01%00.0%Unchanged
UBS Group AG4,079$17.0K0.00%+4,079New
Plante Moran Financial Advisors, LLC1,000$4.00K0.00%00.0%Unchanged
BNP Paribas Arbitrage, SA708$3.04K0.00%−57−7.5%Reduced
Bank of America Corp328$1.00K0.00%−30,585−98.9%Reduced
Wells Fargo & Company124$1.00K0.00%+1+0.8%Added
Lindbrook Capital, LLC4$00.00%00.0%Unchanged
Westside Investment Management, Inc.118,525––+13,225+12.6%Added
HRT Financial LP0$00.00%−39,012−100.0%Sold out
Price T Rowe Associates Inc0$00.00%−24,206−100.0%Sold out
HighVista Strategies LLC0$00.00%−21,517−100.0%Sold out
Belvedere Trading LLC0$00.00%−20,829−100.0%Sold out
Goldman Sachs Group Inc0$00.00%−20,446−100.0%Sold out
Two Sigma Investments, LP0$00.00%−18,070−100.0%Sold out
XTX Topco Ltd0$00.00%−14,652−100.0%Sold out
MML Investors Services, LLC0$00.00%−11,500−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−4,382−100.0%Sold out
Barclays PLC0$00.00%−2,137−100.0%Sold out
Royal Bank of Canada0$00.00%−1,000−100.0%Sold out