Ellington Financial Inc.
EFC- Exchange
- NYSE
- Industry
- Real Estate
- SEC CIK
- 0001411342
No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Ellington Financial Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 166
- +9 vs. Q3 2023
- Shares held
- 43.9M
- +7.55M (+20.8%) vs. Q3 2023
- Total value
- $558.4M
- +$104.3M (+23.0%) vs. Q3 2023
- New holders
- 27
- 78 more added
- Sold out
- 18
- 44 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 248 | $875.2M |
| Q1 2026 | 237 | $741.0M |
| Q4 2025 | 251 | $741.1M |
| Q3 2025 | 230 | $665.8M |
| Q2 2025 | 206 | $652.7M |
| Q1 2025 | 207 | $638.2M |
| Q4 2024 | 198 | $580.7M |
| Q3 2024 | 188 | $623.2M |
| Q2 2024 | 160 | $574.3M |
| Q1 2024 | 158 | $500.2M |
| Q4 2023 | 166 | $558.4M |
| Q3 2023 | 159 | $454.7M |
| Q2 2023 | 151 | $477.8M |
| Q1 2023 | 141 | $423.8M |
| Q4 2022 | 146 | $402.1M |
| Q3 2022 | 135 | $377.2M |
| Q2 2022 | 136 | $489.3M |
| Q1 2022 | 137 | $599.2M |
| Q4 2021 | 135 | $584.9M |
| Q3 2021 | 124 | $574.2M |
| Q2 2021 | 117 | $524.8M |
| Q1 2021 | 99 | $431.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Ellington Financial Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Envestnet Asset Management Inc | 39,761 | $505.4K | 0.00% | −4,413−10.0% | Reduced |
| Sigma Planning Corp | 40,726 | $517.6K | 0.04% | −24,757−37.8% | Reduced |
| American International Group, Inc. | 41,067 | $522.0K | 0.00% | +5,086+14.1% | Added |
| Chicago Partners Investment Group LLC | 42,034 | $538.0K | 0.02% | −240−0.6% | Reduced |
| Penserra Capital Management LLC | 44,945 | $571.0K | 0.01% | +8,071+21.9% | Added |
| TownSquare Capital, LLC | 45,978 | $584.4K | 0.01% | −2,273−4.7% | Reduced |
| Citigroup Inc | 46,442 | $590.3K | 0.00% | +19,662+73.4% | Added |
| Yousif Capital Management, LLC | 46,529 | $591.4K | 0.01% | +13,371+40.3% | Added |
| Royal Bank of Canada | 47,875 | $608.0K | 0.00% | +15,614+48.4% | Added |
| State of Alaska, Department of Revenue | 48,320 | $614.0K | 0.01% | +5,972+14.1% | Added |
| Advisor Group Holdings, Inc. | 49,551 | $629.8K | 0.00% | −8,798−15.1% | Reduced |
| Susquehanna International Group, LLP | 49,890 | $634.1K | 0.00% | −8,801−15.0% | Reduced |
| Price T Rowe Associates Inc | 51,594 | $656.0K | 0.00% | +36,946+252.2% | Added |
| Credit Suisse AG | 57,385 | $729.4K | 0.00% | +996+1.8% | Added |
| Alliancebernstein L.P. | 59,100 | $751.2K | 0.00% | +3,200+5.7% | Added |
| Squarepoint Ops LLC | 61,571 | $782.6K | 0.00% | +51,179+492.5% | Added |
| Texas Permanent School Fund | 67,439 | $857.1K | 0.01% | +10,067+17.5% | Added |
| Raffles Associates LP | 68,320 | $868.3K | 1.10% | +68,320 | New |
| RMB Capital Management, LLC | 68,410 | $869.5K | 0.03% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 69,947 | $889.0K | 0.00% | +7,725+12.4% | Added |
| Wells Fargo & Company | 72,392 | $920.1K | 0.00% | +17,410+31.7% | Added |
| Ensign Peak Advisors, Inc | 74,800 | $950.7K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 78,939 | $1.00M | 0.00% | +8,101+11.4% | Added |
| UBS Asset Management Americas Inc | 84,007 | $1.07M | 0.00% | −805−0.9% | Reduced |
| Voya Investment Management LLC | 93,899 | $1.19M | 0.00% | +3,982+4.4% | Added |
| Great West Life Assurance Co | 98,771 | $1.25M | 0.00% | +6,888+7.5% | Added |
| American Financial Group Inc | 100,000 | $1.27M | 0.47% | 00.0% | Unchanged |
| Barclays PLC | 124,722 | $1.59M | 0.00% | +93,250+296.3% | Added |
| Swiss National Bank | 147,300 | $1.87M | 0.00% | +7,100+5.1% | Added |
| RBF Capital, LLC | 160,227 | $2.04M | 0.13% | +160,227 | New |
| Nuveen Asset Management, LLC | 160,939 | $2.05M | 0.00% | +18,244+12.8% | Added |
| Public Sector Pension Investment Board | 162,885 | $2.07M | 0.02% | +78,817+93.8% | Added |
| Goldman Sachs Group Inc | 165,976 | $2.11M | 0.00% | +13,426+8.8% | Added |
| Prudential Financial Inc | 172,912 | $2.20M | 0.00% | +18,082+11.7% | Added |
| AXS Investments LLC | 184,883 | $2.35M | 0.56% | −26,867−12.7% | Reduced |
| Jane Street Group, LLC | 189,099 | $2.40M | 0.00% | +189,099 | New |
| State of New Jersey Common Pension Fund D | 191,055 | $2.43M | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 205,657 | $2.61M | 0.00% | +18,371+9.8% | Added |
| Greenland Capital Management LP | 211,000 | $2.68M | 0.41% | +59,000+38.8% | Added |
| AlphaCentric Advisors LLC | 221,602 | $2.82M | 1.89% | −17,669−7.4% | Reduced |
| Uniplan Investment Counsel, Inc. | 224,198 | $2.88M | 0.21% | −18,732−7.7% | Reduced |
| Rhumbline Advisers | 229,786 | $2.92M | 0.00% | +7,032+3.2% | Added |
| Jacobs Asset Management, LLC | 237,500 | $3.02M | 2.36% | +150,000+171.4% | Added |
| Ameriprise Financial Inc | 256,791 | $3.27M | 0.00% | −7,526−2.8% | Reduced |
| Cooperman Leon G | 275,000 | $3.50M | 0.17% | −150,000−35.3% | Reduced |
| Bank of America Corp | 275,809 | $3.51M | 0.00% | +58,718+27.0% | Added |
| Gator Capital Management, LLC | 281,403 | $3.58M | 1.98% | +281,403 | New |
| JPMorgan Chase & Co | 291,260 | $3.70M | 0.00% | +113,299+63.7% | Added |
| Principal Financial Group Inc | 408,727 | $5.19M | 0.00% | +42,555+11.6% | Added |
| Balyasny Asset Management LLC | 415,764 | $5.28M | 0.01% | −403,437−49.2% | Reduced |
| Mutual of America Capital Management LLC | 420,189 | $5.34M | 0.06% | −5,098−1.2% | Reduced |
| Van Eck Associates Corp | 504,910 | $6.42M | 0.01% | +76,839+18.0% | Added |
| Charles Schwab Investment Management Inc | 658,398 | $8.37M | 0.00% | +111,314+20.3% | Added |
| Bank of New York Mellon Corp | 663,372 | $8.43M | 0.00% | +127,720+23.8% | Added |
| Northern Trust Corp | 749,481 | $9.53M | 0.00% | +77,804+11.6% | Added |
| UBS Group AG | 774,816 | $9.85M | 0.00% | +647,700+509.5% | Added |
| Morgan Stanley | 876,751 | $11.1M | 0.00% | +223,085+34.1% | Added |
| EMG Holdings, L.P. | 927,141 | $11.8M | 10.13% | 00.0% | Unchanged |
| Invesco Ltd. | 1,183,130 | $15.0M | 0.00% | −205,250−14.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 1,543,363 | $19.6M | 0.04% | −27,914−1.8% | Reduced |
| Punch & Associates Investment Management, Inc. | 1,602,853 | $20.4M | 1.19% | +1,602,853 | New |
| Geode Capital Management, LLC | 1,640,253 | $20.8M | 0.00% | +263,142+19.1% | Added |
| State Street Corp | 2,772,555 | $35.5M | 0.00% | +326,605+13.4% | Added |
| Ranger Global Real Estate Advisors, LLC | 3,844,342 | $48.9M | 10.02% | +1,924,165+100.2% | Added |
| Vanguard Group Inc | 4,833,357 | $61.4M | 0.00% | +569,935+13.4% | Added |
| BlackRock Inc. | 12,979,543 | $165.0M | 0.00% | +1,609,303+14.2% | Added |
| HBK Investments L P | 0 | $0 | 0.00% | −303,316−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −169,438−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −70,863−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −27,240−100.0% | Sold out |
| Samson Rock Capital LLP | 0 | $0 | 0.00% | −27,184−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −13,195−100.0% | Sold out |
| Lloyd Advisory Services, LLC. | 0 | $0 | 0.00% | −12,948−100.0% | Sold out |
| Seelaus Asset Management LLC | 0 | $0 | 0.00% | −12,350−100.0% | Sold out |
| Portside Wealth Group, LLC | 0 | $0 | 0.00% | −10,903−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −10,390−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −8,638−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −3,617−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −1,125−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −367−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |
| Quantamental Technologies LLC | – | – | – | – | Not filed |