Ellington Financial Inc.

EFC

Exchange: NYSE
Industry: Real Estate
SEC CIK: 0001411342

SEC filings (opens in a new tab)

No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.

Other share classesEFC.PB EFC.PC EFC.PD

Q4 2023 vs. Q3 2023

How the institutions holding Ellington Financial Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of EFC: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	159	2	166	+9
Shares	36.4M	44.0K	43.9M	+7.55M (+20.8%)
Value	$454.7M	$548.3K	$558.4M	+$104.3M (+23.0%)

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (27)

Institutions that held Ellington Financial Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to EFC in Q4 2023
Institution	Shares	Value	% of portfolio
Punch & Associates Investment Management, Inc.	1,602,853	$20.4M	1.19%
Gator Capital Management, LLC	281,403	$3.58M	1.98%
Jane Street Group, LLC	189,099	$2.40M	0.00%
RBF Capital, LLC	160,227	$2.04M	0.13%
Raffles Associates LP	68,320	$868.3K	1.10%
Allianz Asset Management GmbH	18,000	$228.8K	0.00%
Quantbot Technologies LP	13,648	$173.5K	0.01%
Creative Planning	11,686	$148.5K	0.00%
Motiv8 Investments LLC	10,274	$130.6K	0.12%
SG Americas Securities, LLC	8,026	$102.0K	0.00%
Advisory Services Network, LLC	4,336	$55.1K	0.00%
Pineridge Advisors LLC	1,797	$22.8K	0.01%
Allworth Financial LP	1,111	$14.1K	0.00%
Harbour Investments, Inc.	775	$9.85K	0.00%
AJOVista, LLC	524	$6.66K	0.01%
GAMMA Investing LLC	387	$4.72K	0.00%
Fortitude Family Office, LLC	318	$4.04K	0.00%
Community Bank, N.A.	250	$3.18K	0.00%
Aspect Partners, LLC	150	$1.91K	0.00%
Northwestern Mutual Wealth Management Co	105	$1.33K	0.00%
Trium Capital LLP	77	$1.00K	0.00%
Farther Finance Advisors, LLC	50	$636	0.00%
Hobbs Group Advisors, LLC	36	$458	0.00%
Impact Partnership Wealth, LLC	19	$241	0.00%
Carmichael Hill & Associates, Inc.	18	$229	0.00%
Principal Securities, Inc.	7	$89	0.00%
TSFG, LLC	11	$0	0.00%

Sold out (18)

Institutions that held Ellington Financial Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of EFC in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
HBK Investments L P	303,316	$3.78M
ExodusPoint Capital Management, LP	169,438	$2.11M
Wolverine Asset Management LLC	70,863	$883.7K
D. E. Shaw & Co., Inc.	27,240	$339.7K
Samson Rock Capital LLP	27,184	$339.0K
Strategic Financial Concepts, LLC	18,800	$234.4K
Moors & Cabot, Inc.	18,000	$224.5K
Campbell & CO Investment Adviser LLC	13,195	$164.5K
Lloyd Advisory Services, LLC.	12,948	$161.5K
Seelaus Asset Management LLC	12,350	$154.0K
Portside Wealth Group, LLC	10,903	$137.0K
Integrated Wealth Concepts LLC	10,390	$129.6K
PEAK6 Investments LLC	8,638	$107.7K
Qube Research & Technologies Ltd	3,617	$45.1K
GWM Advisors LLC	1,125	$14.0K
Quarry LP	367	$4.58K
Baker Avenue Asset Management, LP	37	$461
Global Retirement Partners, LLC	15	$181

Not filed for Q4 2023 yet (2)

Institutions that held Ellington Financial Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding EFC in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Claybrook Capital, LLC	33,695	$420.2K
Quantamental Technologies LLC	10,276	$128.1K