Ellington Financial Inc.
EFC- Exchange
- NYSE
- Industry
- Real Estate
- SEC CIK
- 0001411342
No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Ellington Financial Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- +8 vs. Q2 2021
- Shares held
- 31.4M
- +4.84M (+18.2%) vs. Q2 2021
- Total value
- $574.2M
- +$65.7M (+12.9%) vs. Q2 2021
- New holders
- 20
- 55 more added
- Sold out
- 12
- 32 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 248 | $875.2M |
| Q1 2026 | 237 | $741.0M |
| Q4 2025 | 251 | $741.1M |
| Q3 2025 | 230 | $665.8M |
| Q2 2025 | 206 | $652.7M |
| Q1 2025 | 207 | $638.2M |
| Q4 2024 | 198 | $580.7M |
| Q3 2024 | 188 | $623.2M |
| Q2 2024 | 160 | $574.3M |
| Q1 2024 | 158 | $500.2M |
| Q4 2023 | 166 | $558.4M |
| Q3 2023 | 159 | $454.7M |
| Q2 2023 | 151 | $477.8M |
| Q1 2023 | 141 | $423.8M |
| Q4 2022 | 146 | $402.1M |
| Q3 2022 | 135 | $377.2M |
| Q2 2022 | 136 | $489.3M |
| Q1 2022 | 137 | $599.2M |
| Q4 2021 | 135 | $584.9M |
| Q3 2021 | 124 | $574.2M |
| Q2 2021 | 117 | $524.8M |
| Q1 2021 | 99 | $431.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ellington Financial Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 5 | $0 | 0.00% | −350,121−100.0% | Reduced |
| Eaton Vance Management | 1,328 | $0 | 0.00% | +1,067+408.8% | Added |
| O'Shaughnessy Asset Management, LLC | 21 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 14 | $0 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 26 | $0 | 0.00% | +26 | New |
| Ellevest, Inc. | 10 | $0 | 0.00% | +10 | New |
| Versant Capital Management, Inc | 134 | $2.00K | 0.00% | +62+86.1% | Added |
| The PNC Financial Services Group, Inc. | 296 | $5.00K | 0.00% | −258−46.6% | Reduced |
| Macquarie Group Ltd | 360 | $7.00K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 444 | $8.00K | 0.00% | +10+2.3% | Added |
| IFP Advisors, Inc | 895 | $17.0K | 0.00% | +895 | New |
| Rockefeller Capital Management L.P. | 1,046 | $19.0K | 0.00% | +26+2.5% | Added |
| Tower Research Capital LLC (TRC) | 1,089 | $20.0K | 0.00% | −1,731−61.4% | Reduced |
| Point72 Hong Kong Ltd | 2,090 | $38.0K | 0.00% | +1,465+234.4% | Added |
| Group One Trading, L.P. | 2,572 | $47.0K | 0.00% | −6,799−72.6% | Reduced |
| Ameritas Investment Partners, Inc. | 3,471 | $63.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 3,474 | $64.0K | 0.00% | +3,474 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,968 | $73.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 6,658 | $121.0K | 0.00% | −13,411−66.8% | Reduced |
| Spire Wealth Management | 8,300 | $152.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,500 | $156.0K | 0.01% | +100+1.2% | Added |
| STRS Ohio | 10,700 | $195.0K | 0.00% | +1,200+12.6% | Added |
| Algert Global LLC | 10,870 | $199.0K | 0.03% | +10,870 | New |
| Cambridge Investment Research Advisors, Inc. | 11,161 | $204.0K | 0.00% | −2,922−20.7% | Reduced |
| Stifel Financial Corp | 11,458 | $210.0K | 0.00% | +11,458 | New |
| Price T Rowe Associates Inc | 11,718 | $214.0K | 0.00% | +284+2.5% | Added |
| Optimum Investment Advisors | 11,915 | $218.0K | 0.09% | −110−0.9% | Reduced |
| Harvest Investment Services, LLC | 12,085 | $221.0K | 0.09% | +12,085 | New |
| Engineers Gate Manager LP | 12,460 | $228.0K | 0.01% | +12,460 | New |
| Bahl & Gaynor Inc | 12,500 | $229.0K | 0.00% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 12,600 | $230.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 12,882 | $236.0K | 0.00% | +981+8.2% | Added |
| Avestar Capital, LLC | 13,118 | $240.0K | 0.05% | −9−0.1% | Reduced |
| Bank of Montreal | 13,392 | $248.0K | 0.00% | −258−1.9% | Reduced |
| Metropolitan Life Insurance Co | 13,781 | $252.1K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 13,927 | $255.0K | 0.00% | −22,832−62.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,200 | $260.0K | 0.00% | +14,200 | New |
| Meristem Family Wealth, LLC | 15,000 | $274.0K | 0.03% | 00.0% | Unchanged |
| Capital Fund Management S.A. | 15,208 | $278.2K | 0.01% | +15,208 | New |
| MetLife Investment Management | 15,211 | $278.2K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 16,700 | $305.0K | 0.00% | −164−1.0% | Reduced |
| Oregon Public Employees Retirement Fund | 17,711 | $324.0K | 0.00% | −100−0.6% | Reduced |
| State of Wisconsin Investment Board | 18,000 | $329.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 18,347 | $336.0K | 0.00% | +4,340+31.0% | Added |
| Jane Street Group, LLC | 18,499 | $339.0K | 0.00% | +18,499 | New |
| Claybrook Capital, LLC | 18,700 | $342.0K | 0.17% | +18,700 | New |
| Maryland State Retirement & Pension System | 18,735 | $347.0K | 0.01% | +18,735 | New |
| Royal Bank of Canada | 20,316 | $371.0K | 0.00% | +2,519+14.2% | Added |
| Nisa Investment Advisors, LLC | 21,653 | $396.0K | 0.00% | −39,233−64.4% | Reduced |
| TownSquare Capital, LLC | 21,652 | $396.0K | 0.01% | +21,652 | New |
| Amalgamated Bank | 22,714 | $415.0K | 0.00% | +2,156+10.5% | Added |
| Louisiana State Employees Retirement System | 22,900 | $419.0K | 0.01% | +3,200+16.2% | Added |
| Manufacturers Life Insurance Company, The | 23,970 | $438.0K | 0.00% | +267+1.1% | Added |
| State of Tennessee, Treasury Department | 24,904 | $457.0K | 0.00% | −918−3.6% | Reduced |
| Stockman Wealth Management, Inc. | 27,500 | $503.0K | 0.11% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 27,631 | $505.0K | 0.00% | −5,504−16.6% | Reduced |
| American International Group, Inc. | 29,370 | $537.0K | 0.00% | +2,469+9.2% | Added |
| Allianz Asset Management GmbH | 29,384 | $537.0K | 0.00% | +5,558+23.3% | Added |
| Meeder Asset Management Inc | 32,208 | $590.0K | 0.03% | +9,253+40.3% | Added |
| Franklin Resources Inc | 33,551 | $614.0K | 0.00% | +33,551 | New |
| State of Alaska, Department of Revenue | 34,735 | $635.0K | 0.01% | +4,445+14.7% | Added |
| Texas Permanent School Fund | 35,223 | $644.0K | 0.01% | +2,596+8.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 36,103 | $660.0K | 0.01% | +2,504+7.5% | Added |
| Thrivent Financial for Lutherans | 38,488 | $704.0K | 0.00% | +2,696+7.5% | Added |
| Voya Investment Management LLC | 39,275 | $718.0K | 0.00% | +1,411+3.7% | Added |
| Great West Life Assurance Co | 40,329 | $743.0K | 0.00% | +3,593+9.8% | Added |
| CSS LLC | 43,413 | $794.0K | 0.04% | −52,994−55.0% | Reduced |
| Comerica Bank | 43,145 | $795.0K | 0.00% | +2,232+5.5% | Added |
| RMB Capital Management, LLC | 43,500 | $796.0K | 0.03% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 44,200 | $808.0K | 0.00% | +11,600+35.6% | Added |
| Goldman Sachs Group Inc | 44,374 | $812.0K | 0.00% | −37,797−46.0% | Reduced |
| ClariVest Asset Management LLC | 46,900 | $858.0K | 0.03% | +46,900 | New |
| Advisor Group Holdings, Inc. | 50,499 | $926.0K | 0.00% | +11,849+30.7% | Added |
| BNP Paribas Arbitrage, SA | 50,708 | $927.4K | 0.00% | +30,036+145.3% | Added |
| Cubist Systematic Strategies, LLC | 56,478 | $1.03M | 0.01% | −12,886−18.6% | Reduced |
| Truist Financial Corp | 57,895 | $1.06M | 0.00% | −11,178−16.2% | Reduced |
| UBS Asset Management Americas Inc | 59,914 | $1.10M | 0.00% | −7,567−11.2% | Reduced |
| AlphaCentric Advisors LLC | 60,283 | $1.10M | 0.28% | +28,283+88.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 60,900 | $1.11M | 0.00% | −38,300−38.6% | Reduced |
| Citadel Advisors LLC | 61,447 | $1.12M | 0.00% | −56,622−48.0% | Reduced |
| California State Teachers Retirement System | 64,076 | $1.17M | 0.00% | +7,597+13.5% | Added |
| First Trust Advisors LP | 67,697 | $1.24M | 0.00% | −43,462−39.1% | Reduced |
| Blueshift Asset Management, LLC | 67,920 | $1.24M | 0.07% | +67,920 | New |
| U.S. Capital Wealth Advisors, LLC | 82,337 | $1.42M | 0.06% | +82,337 | New |
| Deutsche Bank AG | 85,316 | $1.56M | 0.00% | −12,116−12.4% | Reduced |
| Parametric Portfolio Associates LLC | 91,716 | $1.68M | 0.00% | +35,856+64.2% | Added |
| Public Sector Pension Investment Board | 96,210 | $1.76M | 0.01% | +6,740+7.5% | Added |
| Winton Group Ltd | 96,286 | $1.76M | 0.10% | +23,562+32.4% | Added |
| Marshall Wace, LLP | 97,863 | $1.79M | 0.01% | −207,751−68.0% | Reduced |
| American Financial Group Inc | 100,000 | $1.83M | 0.48% | 00.0% | Unchanged |
| Swiss National Bank | 104,200 | $1.91M | 0.00% | +7,700+8.0% | Added |
| Legal & General Group Plc | 104,966 | $1.92M | 0.00% | +15,280+17.0% | Added |
| SG Americas Securities, LLC | 112,313 | $2.05M | 0.01% | +84,148+298.8% | Added |
| Rhumbline Advisers | 123,791 | $2.26M | 0.00% | −9,951−7.4% | Reduced |
| Renaissance Technologies LLC | 127,400 | $2.33M | 0.00% | +43,118+51.2% | Added |
| Alliancebernstein L.P. | 127,827 | $2.34M | 0.00% | −5,910−4.4% | Reduced |
| Mackenzie Financial Corp | 133,157 | $2.44M | 0.00% | +133,157 | New |
| Nuveen Asset Management, LLC | 165,558 | $3.03M | 0.00% | −5,440−3.2% | Reduced |
| Citigroup Inc | 167,982 | $3.07M | 0.00% | +74,715+80.1% | Added |
| Bank of America Corp | 180,942 | $3.31M | 0.00% | −58,263−24.4% | Reduced |