Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 79 | 3 | 77 | +1 |
| Shares | 8.28M | 37.7K | 7.82M | −422.5K (−5.1%) |
| Value | $138.8M | $631.0K | $139.0M | +$857.9K (+0.6%) |
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Shulman DeMeo Asset Management LLC | 63,797 | $1.13M | 0.30% |
| CWM, LLC | 7,871 | $140.0K | 0.00% |
| Belpointe Asset Management LLC | 5,630 | $100.0K | 0.01% |
| American National Bank | 2,000 | $36.0K | 0.01% |
| Bessemer Group Inc | 1,610 | $29.0K | 0.00% |
| Clearstead Advisors, LLC | 1,550 | $28.0K | 0.00% |
| Masso Torrence Wealth Management Inc. | 1,283 | $23.0K | 0.02% |
| Chilton Capital Management LLC | 689 | $12.0K | 0.00% |
| Future Financial Wealth Managment LLC | 564 | $10.0K | 0.01% |
| Horan Securities, Inc. | 200 | $4.00K | 0.00% |
| Delta Asset Management LLC | 50 | $1.00K | 0.00% |
Sold out (10)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Oxbow Advisors, LLC | 394,409 | $6.61M |
| Formidable Asset Management, LLC | 85,813 | $1.44M |
| Aviance Capital Partners, LLC | 85,079 | $1.43M |
| Rivernorth Capital Management, LLC | 30,764 | $518.0K |
| Walleye Capital LLC | 24,138 | $404.0K |
| Mirae Asset Global Investments Co., Ltd. | 19,333 | $324.0K |
| Liberty Wealth Management LLC | 771 | $13.0K |
| Arkadios Wealth Advisors | 790 | $13.0K |
| Kowal Investment Group, LLC | 198 | $3.00K |
| Lake Point Wealth Management | 145 | $2.00K |
Not filed for Q4 2021 yet (3)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| BFT Financial Group, LLC | 23,000 | $385.0K |
| Eudaimonia Partners, LLC | 13,674 | $229.0K |
| Security National Trust Co | 1,000 | $17.0K |