Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding Nuveen Dow 30sm Dynamic Overwrite Fund changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 89 | 3 | 79 | −7 |
| Shares | 8.79M | 8.19K | 8.28M | −503.3K (−5.7%) |
| Value | $149.7M | $139.0K | $138.8M | −$10.8M (−7.2%) |
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (6)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Sheaff Brock Investment Advisors, LLC | 13,285 | $223.0K | 0.02% |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,800 | $46.0K | 0.00% |
| Antonetti Capital Management LLC | 1,338 | $22.0K | 0.02% |
| O'Dell Group, LLC | 313 | $5.00K | 0.00% |
| Kowal Investment Group, LLC | 198 | $3.00K | 0.00% |
| Lake Point Wealth Management | 145 | $2.00K | 0.00% |
Sold out (13)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Shulman DeMeo Asset Management LLC | 67,224 | $1.14M |
| Ionic Capital Management LLC | 40,635 | $692.0K |
| Baird Financial Group, Inc. | 14,104 | $240.0K |
| CNH Partners LLC | 13,128 | $223.0K |
| Walleye Trading LLC | 11,326 | $193.0K |
| Texas Yale Capital Corp. | 10,368 | $176.0K |
| Parisi Gray Wealth Management | 6,000 | $102.0K |
| FNY Investment Advisers, LLC | 5,000 | $85.0K |
| Advisory Services Network, LLC | 4,296 | $73.0K |
| Pinnacle Bancorp, Inc. | 2,181 | $37.0K |
| TSFG, LLC | 1,725 | $29.0K |
| Eaton Vance Management | 864 | $15.0K |
| Sound Income Strategies, LLC | 609 | $10.0K |
Not filed for Q3 2021 yet (3)
Institutions that held Nuveen Dow 30sm Dynamic Overwrite Fund at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 7,871 | $134.0K |
| Horan Securities, Inc. | 200 | $3.00K |
| San Francisco Sentry Investment Group (Ca) | 120 | $2.00K |