Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 13 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sawtooth Solutions, LLC | 2,374 | $385.0K | 0.06% | +427+21.9% | Added |
| Axiom Financial Strategies, LLC | 2,364 | $383.0K | 0.18% | −903−27.6% | Reduced |
| Intersect Capital LLC | 2,362 | $383.0K | 0.07% | +59+2.6% | Added |
| Alps Advisors Inc | 2,354 | $381.0K | 0.00% | +2,354 | New |
| E&G Advisors, LP | 2,348 | $380.0K | 0.10% | +2,348 | Added |
| Bailard, Inc. | 2,338 | $379.0K | 0.01% | −305−11.5% | Reduced |
| Private Trust Co NA | 2,333 | $378.0K | 0.06% | −82−3.4% | Reduced |
| WMS Partners, LLC | 2,331 | $378.0K | 0.06% | −75−3.1% | Reduced |
| Silvercrest Asset Management Group LLC | 2,326 | $377.0K | 0.00% | +10.0% | Added |
| Sargent Investment Group, LLC | 2,325 | $377.0K | 0.09% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 2,225 | $376.0K | 0.18% | +5+0.2% | Added |
| Evergreen Capital Management LLC | 2,322 | $376.0K | 0.02% | +290+14.3% | Added |
| Whitener Capital Management, Inc. | 3,794 | $375.0K | 0.17% | −10−0.3% | Reduced |
| Ballentine Partners, LLC | 2,306 | $373.0K | 0.01% | +133+6.1% | Added |
| Welch Group, LLC | 2,296 | $372.0K | 0.03% | 00.0% | Unchanged |
| Quantamental Technologies LLC | 2,268 | $367.0K | 0.25% | +2,268 | New |
| Brinker Capital Investments, LLC | 2,366 | $366.0K | 0.01% | 00.0% | Unchanged |
| Burke & Herbert Bank & Trust Co | 2,258 | $366.0K | 0.24% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 2,256 | $365.0K | 0.01% | −17−0.7% | Reduced |
| J.W. Cole Advisors, Inc. | 2,254 | $365.0K | 0.03% | +443+24.5% | Added |
| Brewin Dolphin Ltd | 2,250 | $364.4K | 0.01% | +290+14.8% | Added |
| Old Dominion Capital Management Inc | 2,242 | $363.0K | 0.08% | 00.0% | Unchanged |
| Keybank National Association | 2,232 | $362.0K | 0.00% | +548+32.5% | Added |
| Ziegler Capital Management, LLC | 2,228 | $361.0K | 0.01% | −1,836−45.2% | Reduced |
| FourThought Financial, LLC | 2,226 | $360.0K | 0.05% | −248−10.0% | Reduced |
| Cary Street Partner Investment Advisory LLC | 2,225 | $360.0K | 0.12% | −100−4.3% | Reduced |
| StoneX Group Inc. | 2,213 | $359.0K | 0.05% | +510+29.9% | Added |
| Vantage Consulting Group Inc | 2,213 | $358.0K | 0.08% | +93+4.4% | Added |
| Compagnie Lombard Odier SCmA | 2,203 | $357.0K | 0.01% | +1,650+298.4% | Added |
| Neo Ivy Capital Management | 5,682 | $356.0K | 0.41% | +3,813+204.0% | Added |
| Bowen Hanes & Co Inc | 2,174 | $352.0K | 0.01% | 00.0% | Unchanged |
| Fiduciary Trust Co | 2,164 | $350.0K | 0.01% | −612−22.0% | Reduced |
| Ingalls & Snyder LLC | 2,158 | $350.0K | 0.02% | +288+15.4% | Added |
| Guardian Capital Advisors LP | 2,075 | $345.0K | 0.04% | 00.0% | Unchanged |
| Alpine Woods Capital Investors, LLC | 2,112 | $342.0K | 0.04% | 00.0% | Unchanged |
| Weather Gauge Advisory, LLC | 2,095 | $339.0K | 0.44% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 2,085 | $337.0K | 0.01% | +30+1.5% | Added |
| Naples Global Advisors, LLC | 2,075 | $336.0K | 0.04% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 2,068 | $335.0K | 0.17% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 2,060 | $334.0K | 0.05% | 00.0% | Unchanged |
| Pinnacle Family Advisors, LLC | 2,052 | $332.0K | 0.15% | −19,001−90.3% | Reduced |
| GYL Financial Synergies, LLC | 2,040 | $330.0K | 0.17% | −925−31.2% | Reduced |
| Cim Investment Mangement Inc | 2,028 | $328.0K | 0.10% | −130−6.0% | Reduced |
| Gamble Jones Investment Counsel | 2,000 | $324.0K | 0.02% | 00.0% | Unchanged |
| 1776 Wealth LLC | 2,000 | $324.0K | 0.18% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 2,000 | $324.0K | 0.08% | 00.0% | Unchanged |
| Magnolia Capital Management Ltd | 2,000 | $324.0K | 0.28% | +2,000 | New |
| Brown Brothers Harriman & Co | 1,926 | $312.0K | 0.00% | 00.0% | Unchanged |
| Beese Fulmer Investment Management, Inc. | 1,925 | $312.0K | 0.04% | 00.0% | Unchanged |
| Washington Trust Co | 1,920 | $312.0K | 0.01% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,909 | $309.0K | 0.09% | +24+1.3% | Added |
| Schneider Downs Wealth Management Advisors, LP | 1,909 | $309.0K | 0.08% | +306+19.1% | Added |
| SeaCrest Wealth Management, LLC | 1,895 | $307.0K | 0.04% | +44+2.4% | Added |
| Wealthsource Partners, LLC | 1,889 | $306.0K | 0.03% | +1,889 | New |
| Woodstock Corp | 1,880 | $305.0K | 0.04% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 1,884 | $305.0K | 0.06% | +1,884 | New |
| NuWave Investment Management, LLC | 1,869 | $303.0K | 0.35% | −2,863−60.5% | Reduced |
| Proequities, Inc. | 1,874 | $303.0K | 0.02% | −6−0.3% | Reduced |
| Gsa Capital Partners LLP | 1,860 | $301.0K | 0.03% | −2,032−52.2% | Reduced |
| Humankind Investments LLC | 1,859 | $301.0K | 0.14% | +1,859 | New |
| Titan Capital Management, LLC | 1,846 | $299.0K | 0.27% | +1,846 | New |
| Founders Financial Alliance, LLC | 1,839 | $298.0K | 0.14% | +150+8.9% | Added |
| Reston Wealth Management LLC | 1,831 | $297.0K | 0.15% | +11+0.6% | Added |
| Mathes Company, Inc. | 1,820 | $295.0K | 0.11% | 00.0% | Unchanged |
| TruWealth Advisors, LLC | 1,811 | $293.0K | 0.03% | 00.0% | Unchanged |
| First National Bank of Omaha | 1,797 | $291.0K | 0.01% | +50+2.9% | Added |
| Berman Capital Advisors, LLC | 1,779 | $288.0K | 0.05% | +378+27.0% | Added |
| Taylor, Cottrill, Erickson & Associates, Inc. | 1,766 | $286.0K | 0.04% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,768 | $286.0K | 0.03% | +363+25.8% | Added |
| Marathon Capital Management | 1,759 | $285.0K | 0.06% | 00.0% | Unchanged |
| Ameritas Investment Company, LLC | 1,760 | $285.0K | 0.01% | +913+107.8% | Added |
| First Heartland Consultants, Inc. | 1,738 | $282.0K | 0.04% | −2,304−57.0% | Reduced |
| Aptus Capital Advisors, LLC | 1,743 | $282.0K | 0.01% | +2+0.1% | Added |
| Prelude Capital Management, LLC | 1,737 | $281.0K | 0.02% | −4,099−70.2% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 1,728 | $280.0K | 0.16% | −27−1.5% | Reduced |
| BOK Financial Private Wealth, Inc. | 1,715 | $278.0K | 0.02% | +273+18.9% | Added |
| ARGI Investment Services, LLC | 1,692 | $274.0K | 0.01% | +1,692 | New |
| Kore Private Wealth LLC | 1,685 | $273.0K | 0.03% | +1,685 | New |
| Henshaw Capital LLC | 1,680 | $272.1K | 0.02% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 1,675 | $271.0K | 0.13% | +75+4.7% | Added |
| BancorpSouth Bank | 1,660 | $269.0K | 0.04% | 00.0% | Unchanged |
| Whittier Trust Co | 1,656 | $268.0K | 0.00% | +28+1.7% | Added |
| Wealth Alliance | 1,658 | $268.0K | 0.06% | +1,658 | New |
| Dillon & Associates Inc | 1,650 | $267.0K | 0.05% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,646 | $267.0K | 0.04% | +188+12.9% | Added |
| Main Street Financial Solutions, LLC | 1,644 | $266.0K | 0.04% | +288+21.2% | Added |
| Penserra Capital Management LLC | 1,640 | $265.0K | 0.01% | +161+10.9% | Added |
| Endurance Wealth Management, Inc. | 1,612 | $261.0K | 0.03% | 00.0% | Unchanged |
| CKW Financial Group | 1,550 | $258.0K | 0.04% | 00.0% | Unchanged |
| Firestone Capital Management | 1,661 | $257.0K | 0.09% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,589 | $257.0K | 0.07% | +216+15.7% | Added |
| Ancora Advisors, LLC | 1,589 | $257.0K | 0.01% | +1,533+2,737.5% | Added |
| Taylor Hoffman Wealth Management | 1,540 | $256.0K | 0.11% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 1,582 | $256.0K | 0.02% | +1,582 | New |
| Arete Wealth Advisors, LLC | 5,116 | $254.0K | 0.03% | +5,116 | New |
| Covington Capital Management | 1,563 | $253.0K | 0.01% | +7+0.4% | Added |
| Legacy Financial Advisors, Inc. | 1,560 | $253.0K | 0.06% | +142+10.0% | Added |
| MUFG Americas Holdings Corp | 1,554 | $252.0K | 0.00% | 00.0% | Unchanged |
| BSW Wealth Partners | 1,544 | $250.0K | 0.07% | +238+18.2% | Added |
| Simon Quick Advisors, LLC | 1,542 | $249.0K | 0.06% | +1,367+781.1% | Added |