Capital One Financial Corp
COF.PL- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 5 institutions reported holding it in 13F filings for Q2 2026, worth $7.08M in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Capital One Financial Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 14 filings
- 7 insiders, $8.67M in total
- Insiders trading
- 7
- Net value
- −$8.67M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Capital One Financial Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Karam Celia | Pres, Retail Bank | 57,696 | Sep 16, 2026 | 11 |
| Dean Lia | Pres, Banking & Prem. Products | 61,195 | Sep 16, 2026 | 9 |
| Cooper Matthew W | General Counsel & Corp Secy | 83,194 | Sep 2, 2026 | 12 |
| Mouadeb Mark Daniel | President, Card | 49,132 | Aug 17, 2026 | 8 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | 27,992 | Aug 11, 2026 | 4 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | 26,278 | Aug 10, 2026 | 6 |
| Hanson Jason P. | Pres.- Global Payment Network | 41,351 | Aug 4, 2026 | 5 |
| Golden Timothy P | SVP, Chief Accounting Officer | 7,429 | Jul 30, 2026 | 3 |
| Haggerty Kaitlin | Chief Human Resources Officer | 49,181 | May 14, 2026 | 4 |
| Shattuck Mayo A III | Director | 67,911 | May 12, 2026 | 1 |
| Raskind Peter E | Director | 34,396 | May 12, 2026 | 1 |
| Locoh-Donou Francois | Director | 14,802 | May 12, 2026 | 1 |
| Leenaars Cornelis PAJ | Director | 15,192 | May 12, 2026 | 1 |
| Detrick Christine Rose | Director | 8,923 | May 12, 2026 | 1 |
| Killalea Peter Thomas | Director | 21,378 | May 12, 2026 | 1 |
| Wong Jennifer L. | Director | 15,226 | May 12, 2026 | 1 |
| Shepherd Michael | Director | 27,987 | May 12, 2026 | 1 |
| Serra Eileen | Director | 12,844 | May 12, 2026 | 1 |
| Archibong Ime | Director | 9,977 | May 12, 2026 | 1 |
| williams craig a. | Director | 10,218 | May 12, 2026 | 1 |
| Harford Suni P | Director | 4,314 | May 12, 2026 | 1 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 69,283 | Apr 9, 2026 | 5 |
| Fairbank Richard D | Chairman and CEO | 4,068,510 | Mar 11, 2026 | 5 |
| Alexander Robert M. | Chief Information Officer | 77,292 | Mar 11, 2026 | 3 |
| Sanjiv Yajnik | President, Financial Services | 149,383 | Mar 11, 2026 | 3 |
| Young Andrew M | Chief Financial Officer | 59,186 | Mar 11, 2026 | 3 |
| Blinde Neal | President, Commercial Banking | 38,269 | Mar 11, 2026 | 6 |
| West Kara | Chief Enterprise Risk Officer | 46,665 | Mar 11, 2026 | 3 |
| Maheras Thomas G | Director | 66,431 | May 20, 2025 | 0 |
| Hackett Ann F | Director | 56,244 | May 14, 2025 | 0 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 40,934 | Aug 8, 2024 | 0 |
| Hall Sheldon | Senior Advisor to CEO | 98,614 | Mar 13, 2024 | 0 |
| Warner Bradford H | Director | 47,554 | May 8, 2023 | 0 |
| West Catherine | Director | 22,124 | May 9, 2022 | 0 |
| Wassmer Michael J | President, Card | 89,785 | Apr 7, 2022 | 0 |
| Slocum Michael | President, Commercial Banking | 60,314 | Feb 17, 2022 | 0 |
| Finneran John G Jr | Other: Former Corp Secy | 53,016 | Feb 7, 2022 | 0 |
| Berson Jory A | Other: Former Chief HR Officer | 60,120 | Feb 7, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 (view filing) | Aug 8-9 | 2 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $107.63 | −$2.70M | −0.7%3.76M after | 4 lots |
| Aug 8, 2022 (view filing) | Aug 4-5 | 4 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $106.53 | −$2.67M | −0.7%3.76M after | 4 lots |
| Aug 4, 2022 (view filing) | Aug 2-3 | 2 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $108.26 | −$2.71M | −0.7%3.76M after | 4 lots |
| Aug 2, 2022 (view filing) | Jul 29-Aug 1 | 4 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $107.88 | −$2.71M | −0.7%3.76M after | 5 lots |
| Aug 2, 2022 (view filing) | Jul 29 | 4 days | West KaraChief Audit Officer | SSale | −2.78K | $109.67 | −$304.7K | −25.0%8.34K after | |
| Jul 29, 2022 (view filing) | Jul 27-28 | 2 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $108.02 | −$2.71M | −0.7%3.76M after | 4 lots |
| Jul 27, 2022 (view filing) | Jul 25-26 | 2 days | Fairbank Richard DChairman and CEO | SSale | −25.1K | $109.10 | −$2.74M | −0.7%3.76M after | 5 lots |
| May 31, 2022 (view filing) | May 26 | 5 days | Hall SheldonChief Risk Officer | SSale | −14.5K | $125.00 | −$1.81M | −17.5%68.3K after | |
| May 31, 2022 (view filing) | May 26 | 5 days | Hall SheldonChief Risk Officer | SSale | −4.09K | $125.00 | −$511.8K | −97.8%94 after | |
| May 17, 2022 (view filing) | May 13 | 4 days | Blinde NealPresident, Commercial Banking | SSale | −24 | $117.38 | −$2.82K | 0.0%142.6K after | |
| May 17, 2022 (view filing) | May 13 | 4 days | Haggerty KaitlinChief Human Resources Officer | SSale | −1.25K | $115.67 | −$145.1K | −25.0%3.75K after | |
| Mar 11, 2022 (view filing) | Mar 16-Jul 21, 2021 | 360 daysLate | williams craig a.Director | SSale | −17 | $135.23 | −$2.30K | −0.9%1.86K after | 3 lots |
| Mar 11, 2022 (view filing) | Jun 10-14, 2021 | 274 daysLate | williams craig a.Director | PPurchase | +28 | $158.83 | +$4.45K | +1.5%1.86K after | 3 lots |
| Mar 2, 2022 (view filing) | Feb 28 | 2 days | Golden Timothy PController | SSale | −3.81K | $148.98 | −$567.9K | −24.8%11.5K after | |
| Feb 3, 2022 (view filing) | Feb 1 | 2 days | Raskind Peter EDirector | SSale | −7.71K | $147.00 | −$1.13M | −22.8%26.1K after | |
| Feb 2, 2022 (view filing) | Jan 31 | 2 days | Hackett Ann FDirector | SSale | −1 | $142.62 | −$142.62 | 0.0%5.00K after | |
| Jan 31, 2022 (view filing) | Jan 27 | 4 days | Cooper Matthew WGeneral Counsel | SSale | −6.77K | $146.82 | −$993.5K | −24.9%20.4K after | |
| Jan 31, 2022 (view filing) | Jan 27 | 4 days | Fairbank Richard DChairman and CEO | SSale | −57 | $146.82 | −$8.37K | 0.0%3.76M after | |
| Nov 3, 2021 (view filing) | Nov 1 | 2 days | Raskind Peter EDirector | SSale | −2.72K | $152.33 | −$413.7K | −9.4%26.1K after | |
| Sep 29, 2021 (view filing) | Sep 27 | 2 days | Sanjiv YajnikPresident, Financial Services | SSale | −451 | $170.00 | −$76.7K | −0.8%56.4K after | |
| Sep 27, 2021 (view filing) | Sep 23 | 4 days | Finneran John G JrSenior Advisor and Corp Secy | SSale | −20.0K | $165.37 | −$3.31M | −29.8%47.0K after | 2 lots |
| Sep 7, 2021 (view filing) | Sep 2 | 5 days | LaPrade,III Frank G.Chief Enterprise Srvcs Officer | SSale | −11.7K | $161.24 | −$1.88M | −20.7%44.6K after | 3 lots |
| Sep 1, 2021 (view filing) | Aug 30 | 2 days | Sanjiv YajnikPresident, Financial Services | SSale | −5.35K | $171.14 | −$915.3K | −8.6%56.9K after | 4 lots |
| Aug 30, 2021 (view filing) | Aug 26 | 4 days | Alexander Robert M.Chief Information Officer | SSale | −12.3K | $174.23 | −$2.14M | −19.2%51.6K after | |
| Jul 29, 2021 (view filing) | Jul 27 | 2 days | Fairbank Richard DChairman, CEO and President | SSale | −219.0K | $161.81 | −$35.4M | −5.5%3.76M after | 5 lots |
| Jul 29, 2021 (view filing) | Jul 27 | 2 days | Slocum MichaelPresident, Commercial Banking | SSale | −53.8K | $161.80 | −$8.71M | −48.7%56.7K after | 2 lots |