Compass Therapeutics, Inc.
CMPX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001738021
13F holders, Q4 2023
Positions as of Dec 31, 2023.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +1 vs. Q3 2023
- Shares held
- 86.4M
- −3.32M (−3.7%) vs. Q3 2023
- Total value
- $134.8M
- −$41.92M (−23.7%) vs. Q3 2023
Compare with Q3 2023: new holders and sold out
Holders over time
37 in Q4 2021 → 77 in Q4 2023
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ORBIMED ADVISORS LLC | 22,362,850 | $34.89M | 0.70% | 00.0% | Unchanged |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 9,880,000 | $15.41M | 0.03% | +3,500,000+54.9% | Added |
| JANUS HENDERSON GROUP PLC | 6,547,231 | $10.18M | 0.01% | −113,407−1.7% | Reduced |
| BlackRock Inc. | 6,222,309 | $9.71M | 0.00% | +248,574+4.2% | Added |
| Blackstone Group Inc. | 6,189,551 | $9.7M | 0.04% | 00.0% | Unchanged |
| Rock Springs Capital Management LP | 5,513,788 | $8.6M | 0.21% | 00.0% | Unchanged |
| FMR LLC | 4,551,506 | $7.1M | 0.00% | −1,5870.0% | Reduced |
| VANGUARD GROUP INC | 4,081,189 | $6.37M | 0.00% | −26,330−0.6% | Reduced |
| Vivo Capital, LLC | 3,556,023 | $5.55M | 0.45% | 00.0% | Unchanged |
| Blue Owl Capital Holdings LP | 2,829,712 | $4.41M | 1.06% | +2,829,712 | New |
| GEODE CAPITAL MANAGEMENT, LLC | 1,992,028 | $3.11M | 0.00% | +99,707+5.3% | Added |
| STATE STREET CORP | 1,726,304 | $2.69M | 0.00% | −29,809−1.7% | Reduced |
| Avidity Partners Management LP | 1,599,600 | $2.5M | 0.10% | 00.0% | Unchanged |
| BAKER BROS. ADVISORS LP | 1,557,630 | $2.43M | 0.03% | 00.0% | Unchanged |
| Ally Bridge Group (NY) LLC | 834,630 | $1.3M | 0.78% | −80,000−8.7% | Reduced |
| NORTHERN TRUST CORP | 759,733 | $1.19M | 0.00% | −65,381−7.9% | Reduced |
| Monashee Investment Management LLC | 500,000 | $780K | 0.14% | −726,142−59.2% | Reduced |
| MILLENNIUM MANAGEMENT LLC | 494,092 | $770.78K | 0.00% | +187,469+61.1% | Added |
| MORGAN STANLEY | 455,980 | $711.33K | 0.00% | +392,691+620.5% | Added |
| BRAIDWELL LP | 317,761 | $495.71K | 0.02% | −5,636,512−94.7% | Reduced |
| Nuveen Asset Management, LLC | 304,504 | $475.03K | 0.00% | −93,030−23.4% | Reduced |
| ELEMENT CAPITAL MANAGEMENT LLC | 293,888 | $458.47K | 1.55% | +293,888 | New |
| Bank of New York Mellon Corp | 271,164 | $423.02K | 0.00% | −1,288−0.5% | Reduced |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 246,012 | $383.78K | 0.00% | −17,264−6.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 212,965 | $332.23K | 0.00% | +80,173+60.4% | Added |
| GOLDMAN SACHS GROUP INC | 206,597 | $322.29K | 0.00% | −13,585−6.2% | Reduced |
| Pennant Investors, LP | 199,000 | $310.44K | 0.10% | +199,000 | New |
| TWO SIGMA INVESTMENTS, LP | 192,700 | $300.61K | 0.00% | +167,000+649.8% | Added |
| Pale Fire Capital SE | 181,055 | $282.45K | 0.04% | +135,900+301.0% | Added |
| RENAISSANCE TECHNOLOGIES LLC | 176,799 | $276K | 0.00% | +149,999+559.7% | Added |
| CITADEL ADVISORS LLC | 166,137 | $259.17K | 0.00% | +166,137 | New |
| BARCLAYS PLC | 125,486 | $195.76K | 0.00% | +95,183+314.1% | Added |
| CM Management, LLC | 125,000 | $195K | 0.16% | +125,000 | New |
| JPMORGAN CHASE & CO | 124,664 | $194.48K | 0.00% | +61,925+98.7% | Added |
| DAFNA Capital Management LLC | 116,882 | $182.34K | 0.04% | 00.0% | Unchanged |
| RHUMBLINE ADVISERS | 116,532 | $181.78K | 0.00% | −587−0.5% | Reduced |
| UBS Group AG | 102,548 | $159.98K | 0.00% | +43,503+73.7% | Added |
| BANK OF AMERICA CORP /DE/ | 91,496 | $142.73K | 0.00% | −22,662−19.9% | Reduced |
| Squarepoint Ops LLC | 88,720 | $138.4K | 0.00% | +88,720 | New |
| JANE STREET GROUP, LLC | 83,085 | $129.61K | 0.00% | +83,085 | New |
| TWO SIGMA ADVISERS, LP | 70,800 | $110.45K | 0.00% | +32,200+83.4% | Added |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 65,852 | $102.73K | 0.00% | +65,852 | New |
| EXCHANGE TRADED CONCEPTS, LLC | 65,819 | $102.68K | 0.00% | +16,690+34.0% | Added |
| National Asset Management, Inc. | 50,000 | $78K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 49,953 | $77.93K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 47,624 | $74K | 0.00% | +8,817+22.7% | Added |
| AMERICAN INTERNATIONAL GROUP, INC. | 45,360 | $70.76K | 0.00% | −184−0.4% | Reduced |
| DEUTSCHE BANK AG\ | 44,614 | $69.6K | 0.00% | 00.0% | Unchanged |
| CAXTON CORP | 43,465 | $67.81K | 0.37% | −43,308−49.9% | Reduced |
| Invesco Ltd. | 43,190 | $67.38K | 0.00% | −22,906−34.7% | Reduced |
| Voya Investment Management LLC | 39,556 | $61.71K | 0.00% | 00.0% | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND | 38,181 | $59.56K | 0.00% | −180−0.5% | Reduced |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 37,520 | $58.53K | 0.00% | 00.0% | Unchanged |
| HSBC HOLDINGS PLC | 32,145 | $47.9K | 0.00% | +32,145 | New |
| ROYAL BANK OF CANADA | 29,088 | $45K | 0.00% | +9,338+47.3% | Added |
| Virtu Financial LLC | 28,054 | $44K | 0.00% | +28,054 | New |
| WELLS FARGO & COMPANY/MN | 27,728 | $43.26K | 0.00% | +5,536+24.9% | Added |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 26,320 | $38.95K | 0.00% | 00.0% | Unchanged |
| PRICE T ROWE ASSOCIATES INC /MD/ | 23,355 | $37K | 0.00% | +2,892+14.1% | Added |
| Legal & General Group Plc | 21,548 | $33.62K | 0.00% | −25,324−54.0% | Reduced |
| New Capital Management LP | 21,131 | $32.96K | 0.01% | −3,112−12.8% | Reduced |
| STRS OHIO | 19,000 | $29K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 15,104 | $23.56K | 0.00% | +3,248+27.4% | Added |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 15,021 | $23.43K | 0.00% | −72,268−82.8% | Reduced |
| ALLIANCEBERNSTEIN L.P. | 13,480 | $21.03K | 0.00% | 00.0% | Unchanged |
| CITIGROUP INC | 13,402 | $20.91K | 0.00% | +13,219+7,223.5% | Added |
| WEXFORD CAPITAL LP | 12,700 | $19.81K | 0.00% | +12,700 | New |
| PRINCIPAL FINANCIAL GROUP INC | 11,972 | $18.68K | 0.00% | 00.0% | Unchanged |
| DIMENSIONAL FUND ADVISORS LP | 11,117 | $17.34K | 0.00% | −44−0.4% | Reduced |
| VICTORY CAPITAL MANAGEMENT INC | 11,031 | $17.21K | 0.00% | +11,031 | New |
| Tower Research Capital LLC (TRC) | 10,215 | $15.94K | 0.00% | +4,077+66.4% | Added |
| AMALGAMATED BANK | 8,461 | $13K | 0.00% | −916−9.8% | Reduced |
| Ameritas Investment Partners, Inc. | 7,536 | $11.76K | 0.00% | 00.0% | Unchanged |
| FEDERATED HERMES, INC. | 3,541 | $5.52K | 0.00% | +3,541 | New |
| Metropolitan Life Insurance Co/NY | 1,122 | $1.75K | 0.00% | −4,054−78.3% | Reduced |
| NISA INVESTMENT ADVISORS, LLC | 65 | $101 | 0.00% | +65 | New |
| CWM, LLC | 158 | $0 | 0.00% | +158 | New |
| Foresite Capital Management V, LLC | 0 | $0 | 0.00% | −1,246,977−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −935,157−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −163,400−100.0% | Sold out |
| ALPS ADVISORS INC | 0 | $0 | 0.00% | −94,115−100.0% | Sold out |
| CREDIT SUISSE AG/ | 0 | $0 | 0.00% | −73,368−100.0% | Sold out |
| ALGERT GLOBAL LLC | 0 | $0 | 0.00% | −33,963−100.0% | Sold out |
| SALEM INVESTMENT COUNSELORS INC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −24,314−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −21,612−100.0% | Sold out |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 0 | $0 | 0.00% | −21,566−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −15,515−100.0% | Sold out |
| STIFEL FINANCIAL CORP | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |