Compass Therapeutics, Inc.
CMPX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001738021
13F holders, Q3 2023
Positions as of Sep 30, 2023.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +3 vs. Q2 2023
- Shares held
- 89.72M
- −758.34K (−0.8%) vs. Q2 2023
- Total value
- $176.71M
- −$110.94M (−38.6%) vs. Q2 2023
Compare with Q2 2023: new holders and sold out
Holders over time
37 in Q4 2021 → 76 in Q3 2023
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ORBIMED ADVISORS LLC | 22,362,850 | $44.05M | 0.95% | 00.0% | Unchanged |
| JANUS HENDERSON GROUP PLC | 6,660,638 | $13.09M | 0.01% | +441,897+7.1% | Added |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 6,380,000 | $12.57M | 0.03% | +130,000+2.1% | Added |
| Blackstone Group Inc. | 6,189,551 | $12.19M | 0.05% | +188,811+3.1% | Added |
| BlackRock Inc. | 5,973,735 | $11.77M | 0.00% | −58,557−1.0% | Reduced |
| BRAIDWELL LP | 5,954,273 | $11.73M | 0.37% | 00.0% | Unchanged |
| Rock Springs Capital Management LP | 5,513,788 | $10.86M | 0.29% | 00.0% | Unchanged |
| FMR LLC | 4,553,093 | $8.97M | 0.00% | −982,413−17.7% | Reduced |
| VANGUARD GROUP INC | 4,107,519 | $8.09M | 0.00% | +9,637+0.2% | Added |
| Vivo Capital, LLC | 3,556,023 | $7.01M | 0.77% | 00.0% | Unchanged |
| CHI Advisors LLC | 2,829,712 | $5.57M | 2.21% | 00.0% | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC | 1,892,321 | $3.73M | 0.00% | +84,114+4.7% | Added |
| STATE STREET CORP | 1,756,113 | $3.46M | 0.00% | +9,599+0.5% | Added |
| Avidity Partners Management LP | 1,599,600 | $3.15M | 0.13% | −20,600−1.3% | Reduced |
| BAKER BROS. ADVISORS LP | 1,557,630 | $3.07M | 0.02% | 00.0% | Unchanged |
| Foresite Capital Management V, LLC | 1,246,977 | $2.46M | 3.92% | −77,094−5.8% | Reduced |
| Monashee Investment Management LLC | 1,226,142 | $2.42M | 1.01% | −743,154−37.7% | Reduced |
| Prosight Management, LP | 935,157 | $1.84M | 0.58% | −148,840−13.7% | Reduced |
| Ally Bridge Group (NY) LLC | 914,630 | $1.8M | 2.11% | 00.0% | Unchanged |
| NORTHERN TRUST CORP | 825,114 | $1.63M | 0.00% | +55,249+7.2% | Added |
| Nuveen Asset Management, LLC | 397,534 | $783.14K | 0.00% | +5,663+1.4% | Added |
| MILLENNIUM MANAGEMENT LLC | 306,623 | $604.05K | 0.00% | +143,157+87.6% | Added |
| Bank of New York Mellon Corp | 272,452 | $536.73K | 0.00% | +1,156+0.4% | Added |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 263,276 | $518.65K | 0.00% | +11,880+4.7% | Added |
| GOLDMAN SACHS GROUP INC | 220,182 | $433.76K | 0.00% | +112,626+104.7% | Added |
| Swiss National Bank | 163,400 | $321.9K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 132,792 | $261.6K | 0.00% | +17,746+15.4% | Added |
| RHUMBLINE ADVISERS | 117,119 | $230.72K | 0.00% | +4,791+4.3% | Added |
| DAFNA Capital Management LLC | 116,882 | $230.26K | 0.07% | 00.0% | Unchanged |
| BANK OF AMERICA CORP /DE/ | 114,158 | $224.89K | 0.00% | +38,844+51.6% | Added |
| ALPS ADVISORS INC | 94,115 | $185.41K | 0.00% | +1,127+1.2% | Added |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 87,289 | $171.96K | 0.00% | −9,835−10.1% | Reduced |
| CAXTON CORP | 86,773 | $170.94K | 0.65% | +43,307+99.6% | Added |
| CREDIT SUISSE AG/ | 73,368 | $144.54K | 0.00% | −4,056−5.2% | Reduced |
| Invesco Ltd. | 66,096 | $130.21K | 0.00% | +27,452+71.0% | Added |
| MORGAN STANLEY | 63,289 | $124.68K | 0.00% | −55,607−46.8% | Reduced |
| JPMORGAN CHASE & CO | 62,739 | $123.6K | 0.00% | −8,425−11.8% | Reduced |
| UBS Group AG | 59,045 | $116.32K | 0.00% | −3,417−5.5% | Reduced |
| National Asset Management, Inc. | 50,000 | $98.5K | 0.00% | +35,082+235.2% | Added |
| MetLife Investment Management | 49,953 | $98.41K | 0.00% | 00.0% | Unchanged |
| EXCHANGE TRADED CONCEPTS, LLC | 49,129 | $96.78K | 0.00% | +5,924+13.7% | Added |
| Legal & General Group Plc | 46,872 | $92.34K | 0.00% | −19,627−29.5% | Reduced |
| AMERICAN INTERNATIONAL GROUP, INC. | 45,544 | $89.72K | 0.00% | +1,620+3.7% | Added |
| Pale Fire Capital SE | 45,155 | $88.96K | 0.01% | +45,155 | New |
| DEUTSCHE BANK AG\ | 44,614 | $87.89K | 0.00% | +7,976+21.8% | Added |
| Voya Investment Management LLC | 39,556 | $77.93K | 0.00% | +2,123+5.7% | Added |
| TWO SIGMA ADVISERS, LP | 38,600 | $76.04K | 0.00% | +38,600 | New |
| SG Americas Securities, LLC | 38,807 | $76K | 0.00% | +38,807 | New |
| NEW YORK STATE COMMON RETIREMENT FUND | 38,361 | $75.57K | 0.00% | +961+2.6% | Added |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 37,520 | $73.91K | 0.00% | 00.0% | Unchanged |
| ALGERT GLOBAL LLC | 33,963 | $66.91K | 0.00% | −54,870−61.8% | Reduced |
| BARCLAYS PLC | 30,303 | $59.7K | 0.00% | −1,618−5.1% | Reduced |
| SALEM INVESTMENT COUNSELORS INC | 30,000 | $59.1K | 0.00% | 00.0% | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC | 26,800 | $53K | 0.00% | +26,800 | New |
| TWO SIGMA INVESTMENTS, LP | 25,700 | $50.63K | 0.00% | +25,700 | New |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 26,320 | $50.01K | 0.00% | +410+1.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 24,314 | $47.9K | 0.00% | 00.0% | Unchanged |
| New Capital Management LP | 24,243 | $47.76K | 0.02% | +24,243 | New |
| WELLS FARGO & COMPANY/MN | 22,192 | $43.72K | 0.00% | −12,928−36.8% | Reduced |
| Arizona State Retirement System | 21,612 | $42.58K | 0.00% | +292+1.4% | Added |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 21,566 | $42K | 0.00% | +974+4.7% | Added |
| PRICE T ROWE ASSOCIATES INC /MD/ | 20,463 | $41K | 0.00% | +1,942+10.5% | Added |
| ROYAL BANK OF CANADA | 19,750 | $38K | 0.00% | +7,000+54.9% | Added |
| STRS OHIO | 19,000 | $37K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 15,515 | $30.57K | 0.00% | +15,515 | New |
| STIFEL FINANCIAL CORP | 15,000 | $29.55K | 0.00% | 00.0% | Unchanged |
| ALLIANCEBERNSTEIN L.P. | 13,480 | $26.56K | 0.00% | +2,220+19.7% | Added |
| PRINCIPAL FINANCIAL GROUP INC | 11,972 | $23.59K | 0.00% | +11,972 | New |
| ProShare Advisors LLC | 11,856 | $23.36K | 0.00% | −12−0.1% | Reduced |
| DIMENSIONAL FUND ADVISORS LP | 11,161 | $21.99K | 0.00% | −19,289−63.3% | Reduced |
| FLAGSHIP HARBOR ADVISORS, LLC | 11,000 | $21.67K | 0.00% | 00.0% | Unchanged |
| AMALGAMATED BANK | 9,377 | $18K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 7,536 | $14.85K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,138 | $12.09K | 0.00% | −576−8.6% | Reduced |
| Metropolitan Life Insurance Co/NY | 5,176 | $10.2K | 0.00% | 00.0% | Unchanged |
| CITIGROUP INC | 183 | $361 | 0.00% | −28,905−99.4% | Reduced |
| LMR Partners LLP | 0 | $0 | 0.00% | −80,692−100.0% | Sold out |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | 0.00% | −25,507−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,992−100.0% | Sold out |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | $0 | 0.00% | −11,601−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |