Capstead Mortgage Corp
CMODelisted- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0000766701
Capstead Mortgage Corp was delisted in 2021; its insiders filed their last Form 4 on Oct 21, 2021; 136 institutions reported holding it in 13F filings for Q3 2021, worth $484.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Capstead Mortgage Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CMO is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 136
- −5 vs. Q2 2021
- Shares held
- 72.4M
- +3.18M (+4.6%) vs. Q2 2021
- Total value
- $484.9M
- +$59.1M (+13.9%) vs. Q2 2021
- New holders
- 18
- 51 more added
- Sold out
- 23
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 136 | $484.9M |
| Q2 2021 | 143 | $426.1M |
| Q1 2021 | 148 | $449.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capstead Mortgage Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 17,375,817 | $116.2M | 0.00% | −636,259−3.5% | Reduced |
| Vanguard Group Inc | 10,141,524 | $67.8M | 0.00% | +197,610+2.0% | Added |
| Price T Rowe Associates Inc | 5,998,484 | $40.1M | 0.00% | +805,987+15.5% | Added |
| Paradice Investment Management LLC | 4,196,167 | $28.1M | 1.27% | +120,813+3.0% | Added |
| Invesco Ltd. | 4,191,986 | $28.0M | 0.01% | −119,323−2.8% | Reduced |
| Geode Capital Management, LLC | 3,418,286 | $22.9M | 0.00% | +1,859,803+119.3% | Added |
| State Street Corp | 3,355,138 | $22.7M | 0.00% | +19,148+0.6% | Added |
| Bank of America Corp | 2,002,265 | $13.4M | 0.00% | +101,364+5.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,579,282 | $10.6M | 0.03% | +20,247+1.3% | Added |
| Orchard Capital Managment, LLC | 1,389,299 | $9.29M | 2.80% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 1,267,922 | $8.48M | 0.00% | +81,726+6.9% | Added |
| Northern Trust Corp | 1,113,348 | $7.45M | 0.00% | −4,265−0.4% | Reduced |
| Bank of New York Mellon Corp | 1,108,438 | $7.42M | 0.00% | +52,057+4.9% | Added |
| Credit Suisse AG | 966,676 | $6.47M | 0.01% | +291,353+43.1% | Added |
| CNH Partners LLC | 872,942 | $5.84M | 0.17% | +872,942 | New |
| Two Sigma Advisers, LP | 812,643 | $5.44M | 0.01% | −80,400−9.0% | Reduced |
| Verition Fund Management LLC | 685,972 | $4.59M | 0.07% | +685,972 | New |
| Alberta Investment Management Corp | 670,072 | $4.48M | 0.04% | 00.0% | Unchanged |
| EMG Holdings, L.P. | 668,000 | $4.47M | 1.39% | +668,000 | New |
| Principal Financial Group Inc | 661,295 | $4.42M | 0.00% | −19,502−2.9% | Reduced |
| Morgan Stanley | 442,317 | $2.96M | 0.00% | +8,167+1.9% | Added |
| Nuveen Asset Management, LLC | 407,552 | $2.84M | 0.00% | −10,700−2.6% | Reduced |
| Ameriprise Financial Inc | 414,702 | $2.78M | 0.00% | −13,441−3.1% | Reduced |
| Goldman Sachs Group Inc | 414,862 | $2.77M | 0.00% | −336,278−44.8% | Reduced |
| Two Sigma Investments, LP | 409,604 | $2.74M | 0.01% | −409,064−50.0% | Reduced |
| Parametric Portfolio Associates LLC | 407,548 | $2.73M | 0.00% | +202,781+99.0% | Added |
| JPMorgan Chase & Co | 397,345 | $2.66M | 0.00% | −167,345−29.6% | Reduced |
| Renaissance Technologies LLC | 394,700 | $2.64M | 0.00% | −736,432−65.1% | Reduced |
| IndexIQ Advisors LLC | 386,974 | $2.59M | 0.09% | +346,729+861.5% | Added |
| Millennium Management LLC | 354,125 | $2.37M | 0.00% | +330,354+1,389.7% | Added |
| Citigroup Inc | 330,199 | $2.21M | 0.00% | +157,885+91.6% | Added |
| HBK Investments L P | 281,677 | $1.88M | 0.03% | +281,677 | New |
| Rhumbline Advisers | 281,233 | $1.88M | 0.00% | −36,317−11.4% | Reduced |
| SG Americas Securities, LLC | 228,413 | $1.53M | 0.01% | +160,739+237.5% | Added |
| Legal & General Group Plc | 219,610 | $1.47M | 0.00% | +21,325+10.8% | Added |
| Swiss National Bank | 213,300 | $1.43M | 0.00% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 211,950 | $1.42M | 0.01% | −36,426−14.7% | Reduced |
| Barclays PLC | 191,906 | $1.28M | 0.00% | +137,599+253.4% | Added |
| Centiva Capital, LP | 160,721 | $1.07M | 0.09% | +160,721 | New |
| Ergoteles LLC | 151,322 | $1.01M | 0.04% | +151,322 | New |
| Prudential Financial Inc | 150,988 | $1.01M | 0.00% | −610−0.4% | Reduced |
| Keebeck Alpha, LP | 143,988 | $963.0K | 0.30% | +143,988 | New |
| First Trust Advisors LP | 137,731 | $921.0K | 0.00% | +137,731 | New |
| Advisor Group Holdings, Inc. | 134,547 | $900.0K | 0.00% | +15,859+13.4% | Added |
| California State Teachers Retirement System | 131,097 | $877.0K | 0.00% | −349−0.3% | Reduced |
| Concorde Asset Management, LLC | 129,773 | $868.0K | 0.50% | +88,256+212.6% | Added |
| UBS Group AG | 127,513 | $852.0K | 0.00% | +24,124+23.3% | Added |
| Wells Fargo & Company | 126,202 | $845.0K | 0.00% | −546,911−81.3% | Reduced |
| HSBC Holdings PLC | 122,076 | $822.0K | 0.00% | +108,176+778.2% | Added |
| Penn Mutual Asset Management, LLC | 121,478 | $813.0K | 1.29% | +29,178+31.6% | Added |
| Winton Group Ltd | 115,541 | $773.0K | 0.04% | +10,194+9.7% | Added |
| BNP Paribas Arbitrage, SA | 103,397 | $691.7K | 0.00% | +57,787+126.7% | Added |
| UBS Asset Management Americas Inc | 100,131 | $669.9K | 0.00% | −31,101−23.7% | Reduced |
| Great West Life Assurance Co | 84,812 | $573.0K | 0.00% | +5,814+7.4% | Added |
| Comerica Bank | 88,053 | $572.0K | 0.00% | −2,800−3.1% | Reduced |
| LSV Asset Management | 79,900 | $534.0K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 78,306 | $524.0K | 0.00% | −867−1.1% | Reduced |
| State Board of Administration of Florida Retirement System | 76,644 | $513.0K | 0.00% | +5,435+7.6% | Added |
| Deutsche Bank AG | 75,425 | $505.0K | 0.00% | +4,249+6.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 73,453 | $491.0K | 0.01% | −870−1.2% | Reduced |
| Texas Permanent School Fund | 71,662 | $479.0K | 0.01% | −512−0.7% | Reduced |
| State of Alaska, Department of Revenue | 70,668 | $472.0K | 0.00% | +3,645+5.4% | Added |
| Independent Financial Group, LLC | 60,450 | $404.4K | 0.04% | +60,450 | New |
| New York State Common Retirement Fund | 59,966 | $401.0K | 0.00% | −14,514−19.5% | Reduced |
| American International Group, Inc. | 59,982 | $401.0K | 0.00% | −2,087−3.4% | Reduced |
| Norges Bank | 58,273 | $390.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 56,800 | $380.0K | 0.00% | −3,492−5.8% | Reduced |
| State of Tennessee, Treasury Department | 54,688 | $367.0K | 0.00% | −2,197−3.9% | Reduced |
| Amalgamated Bank | 46,826 | $313.0K | 0.00% | −798−1.7% | Reduced |
| Louisiana State Employees Retirement System | 46,700 | $312.0K | 0.01% | +3,000+6.9% | Added |
| Alliancebernstein L.P. | 43,257 | $289.0K | 0.00% | −9,880−18.6% | Reduced |
| Voya Investment Management LLC | 42,432 | $284.0K | 0.00% | −124,910−74.6% | Reduced |
| Oregon Public Employees Retirement Fund | 39,496 | $264.0K | 0.00% | −200−0.5% | Reduced |
| Maryland State Retirement & Pension System | 38,403 | $260.0K | 0.01% | +38,403 | New |
| Cetera Advisor Networks LLC | 36,761 | $246.0K | 0.00% | +511+1.4% | Added |
| New York State Teachers Retirement System | 35,999 | $241.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 35,922 | $240.0K | 0.00% | 00.0% | Unchanged |
| Wellington Management Group LLP | 32,659 | $218.0K | 0.00% | +32,659 | New |
| Bank of Montreal | 31,193 | $215.0K | 0.00% | +693+2.3% | Added |
| Teachers Retirement System of the State of Kentucky | 30,400 | $203.0K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 27,627 | $185.0K | 0.03% | +27,627 | New |
| Everence Capital Management Inc | 27,500 | $184.0K | 0.02% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 26,704 | $179.0K | 0.01% | −236−0.9% | Reduced |
| Arizona State Retirement System | 26,381 | $176.0K | 0.00% | +73+0.3% | Added |
| MetLife Investment Management | 24,036 | $160.8K | 0.00% | −11,849−33.0% | Reduced |
| STRS Ohio | 23,400 | $156.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 21,124 | $141.0K | 0.00% | 00.0% | Unchanged |
| Bridgefront Capital, LLC | 19,595 | $131.0K | 0.14% | +19,595 | New |
| D. E. Shaw & Co., Inc. | 19,064 | $128.0K | 0.00% | −234,734−92.5% | Reduced |
| Metropolitan Life Insurance Co | 18,714 | $125.2K | 0.00% | −5,962−24.2% | Reduced |
| HighTower Advisors, LLC | 17,057 | $114.0K | 0.00% | +17,057 | New |
| Jane Street Group, LLC | 16,587 | $111.0K | 0.00% | +16,587 | New |
| Crossmark Global Holdings, Inc. | 15,860 | $106.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 15,612 | $104.0K | 0.00% | +2,928+23.1% | Added |
| ProShare Advisors LLC | 14,724 | $99.0K | 0.00% | −12,654−46.2% | Reduced |
| Mutual of America Capital Management LLC | 12,919 | $86.0K | 0.00% | −850−6.2% | Reduced |
| Royal Bank of Canada | 12,979 | $86.0K | 0.00% | +1,459+12.7% | Added |
| CIBC Asset Management Inc | 11,967 | $80.0K | 0.00% | +1,211+11.3% | Added |
| Citadel Advisors LLC | 11,636 | $78.0K | 0.00% | −260,544−95.7% | Reduced |
| Great Lakes Advisors, LLC | 11,409 | $76.0K | 0.00% | −15,142−57.0% | Reduced |