Capstead Mortgage Corp
CMODelisted Oct 19, 2021- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0000766701
Capstead Mortgage Corp was delisted on Oct 19, 2021; its insiders filed their last Form 4 on Oct 21, 2021; 136 institutions reported holding it in 13F filings for Q3 2021, worth $484.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Capstead Mortgage Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CMO is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 136
- −5 vs. Q2 2021
- Shares held
- 72.4M
- +3.18M (+4.6%) vs. Q2 2021
- Total value
- $484.9M
- +$59.1M (+13.9%) vs. Q2 2021
- New holders
- 18
- 51 more added
- Sold out
- 23
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 136 | $484.9M |
| Q2 2021 | 143 | $425.9M |
| Q1 2021 | 148 | $449.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capstead Mortgage Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 11,190 | $75.0K | 0.00% | +354+3.3% | Added |
| The PNC Financial Services Group, Inc. | 11,017 | $73.0K | 0.00% | +365+3.4% | Added |
| Public Employees Retirement System of Ohio | 10,948 | $73.0K | 0.00% | +1,005+10.1% | Added |
| Profund Advisors LLC | 10,337 | $69.0K | 0.00% | −2,825−21.5% | Reduced |
| Harbour Investments, Inc. | 10,371 | $69.0K | 0.00% | −709−6.4% | Reduced |
| Hunter Associates Investment Management LLC | 10,000 | $67.0K | 0.02% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 8,690 | $58.0K | 0.00% | +1,270+17.1% | Added |
| Ameritas Investment Partners, Inc. | 8,164 | $55.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 8,020 | $54.0K | 0.00% | +8,020 | New |
| Meeder Asset Management Inc | 6,527 | $44.0K | 0.00% | +1,133+21.0% | Added |
| Geneos Wealth Management Inc. | 4,893 | $33.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,488 | $30.0K | 0.00% | −2,785−38.3% | Reduced |
| Berman Capital Advisors, LLC | 4,633 | $30.0K | 0.00% | +1,897+69.3% | Added |
| Allworth Financial LP | 4,194 | $28.0K | 0.00% | +99+2.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,848 | $26.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 2,000 | $13.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,016 | $13.0K | 0.00% | +49+2.5% | Added |
| Group One Trading, L.P. | 1,868 | $13.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,886 | $11.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,600 | $11.0K | 0.00% | +509+46.7% | Added |
| Macquarie Group Ltd | 908 | $6.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 647 | $4.33K | 0.00% | +200+44.7% | Added |
| Pacitti Group Inc. | 633 | $4.00K | 0.00% | – | – |
| Fieldpoint Private Securities, LLC | 642 | $4.00K | 0.00% | +642 | New |
| Sageworth Trust Co | 410 | $3.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 475 | $3.00K | 0.00% | +45+10.5% | Added |
| Fifth Third Bancorp | 489 | $3.00K | 0.00% | +319+187.6% | Added |
| US Bancorp | 286 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 231 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 142 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 92 | $1.00K | 0.00% | +28+43.8% | Added |
| FMR LLC | 47 | $0 | 0.00% | −307,688−100.0% | Reduced |
| Eaton Vance Management | 6,149 | $0 | 0.00% | +2,071+50.8% | Added |
| Parkside Financial Bank & Trust | 48 | $0 | 0.00% | +24+100.0% | Added |
| Meridian Wealth Partners, LLC | 68 | $0 | 0.00% | +68 | New |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −249,437−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −233,771−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −167,065−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −67,700−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −58,027−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −56,476−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −56,000−100.0% | Sold out |
| Athanor Capital, LP | 0 | $0 | 0.00% | −48,240−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −47,945−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −44,002−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −31,634−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −29,406−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −29,031−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −21,263−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,236−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −18,978−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −12,949−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −12,736−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −11,377−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −7,053−100.0% | Sold out |
| Resources Management Corp | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |